0001079973-23-000740.txt : 20230517
0001079973-23-000740.hdr.sgml : 20230517
20230517160113
ACCESSION NUMBER: 0001079973-23-000740
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230517
DATE AS OF CHANGE: 20230517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marcelli James S.
CENTRAL INDEX KEY: 0001442479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40766
FILM NUMBER: 23931549
MAIL ADDRESS:
STREET 1: 1831 LEFTHAND CIRCLE
STREET 2: SUITE C
CITY: LONGMONT
STATE: CO
ZIP: 80501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lightwave Logic, Inc.
CENTRAL INDEX KEY: 0001325964
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080]
IRS NUMBER: 820497368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 369 INVERNESS PARKWAY
STREET 2: SUITE 350
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: (720) 340-4949
MAIL ADDRESS:
STREET 1: 369 INVERNESS PARKWAY
STREET 2: SUITE 350
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC
DATE OF NAME CHANGE: 20070320
FORMER COMPANY:
FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC
DATE OF NAME CHANGE: 20070222
FORMER COMPANY:
FORMER CONFORMED NAME: PSI TEC HOLDINGS INC
DATE OF NAME CHANGE: 20050503
4
1
ownership.xml
X0407
4
2023-05-15
0
0001325964
Lightwave Logic, Inc.
LWLG
0001442479
Marcelli James S.
369 INVERNESS PARKWAY, SUITE 350
ENGLEWOOD
CO
80112
1
1
0
0
President, COO
0
Common Stock
2023-05-15
4
M
0
100000
1.00
A
346740
D
Common Stock
2023-05-15
4
S
0
57000
4.566
D
289740
D
Employee Stock Option (Right to Buy)
1.00
2023-05-15
4
M
0
100000
0.00
D
2023-05-16
Common Stock
100000
1790000
D
Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations.
The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.50 to $4.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
On May 17, 2013, the registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest in equal installments of 25,000 options, with the first installment vesting on August 1, 2013, and the remaining installments vesting quarterly commencing on October 1, 2013.
/s/ James S. Marcelli
2023-05-17