0001079973-23-000740.txt : 20230517 0001079973-23-000740.hdr.sgml : 20230517 20230517160113 ACCESSION NUMBER: 0001079973-23-000740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcelli James S. CENTRAL INDEX KEY: 0001442479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40766 FILM NUMBER: 23931549 MAIL ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 369 INVERNESS PARKWAY STREET 2: SUITE 350 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 ownership.xml X0407 4 2023-05-15 0 0001325964 Lightwave Logic, Inc. LWLG 0001442479 Marcelli James S. 369 INVERNESS PARKWAY, SUITE 350 ENGLEWOOD CO 80112 1 1 0 0 President, COO 0 Common Stock 2023-05-15 4 M 0 100000 1.00 A 346740 D Common Stock 2023-05-15 4 S 0 57000 4.566 D 289740 D Employee Stock Option (Right to Buy) 1.00 2023-05-15 4 M 0 100000 0.00 D 2023-05-16 Common Stock 100000 1790000 D Represents the number of shares sold by the Reporting Person in connection with the cashless exercise of the option and to cover tax withholding obligations. The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.50 to $4.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4. On May 17, 2013, the registrant granted the reporting person an option to purchase up to 100,000 shares of company stock that vest pursuant to the following schedule: The options vest in equal installments of 25,000 options, with the first installment vesting on August 1, 2013, and the remaining installments vesting quarterly commencing on October 1, 2013. /s/ James S. Marcelli 2023-05-17