0001209191-17-042655.txt : 20170703
0001209191-17-042655.hdr.sgml : 20170703
20170703083206
ACCESSION NUMBER: 0001209191-17-042655
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170701
FILED AS OF DATE: 20170703
DATE AS OF CHANGE: 20170703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alon USA Energy, Inc.
CENTRAL INDEX KEY: 0001325955
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 742966572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 972 367 3600
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75251
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oster Michael
CENTRAL INDEX KEY: 0001457999
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32567
FILM NUMBER: 17944191
MAIL ADDRESS:
STREET 1: 7616 LBJ FREEWAY
STREET 2: SUITE 300
CITY: DALLAS
STATE: TX
ZIP: 75251
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-07-01
1
0001325955
Alon USA Energy, Inc.
ALJ
0001457999
Oster Michael
12700 PARK CENTRAL DRIVE
SUITE 1600
DALLAS
TX
75251
0
1
0
0
Sr. VP-Mergers & Acquisitions
Common Stock, par value $0.01 per share
2017-07-01
4
D
0
61943
0.00
D
0
D
Includes shares of unvested restricted Company common stock that were granted to the Reporting Person under the Company's 2005 Incentive Compensation Plan that, pursuant to the Merger Agreement, vested immediately prior to the effective time of the Merger, and each such share of restricted Company common stock was converted at the effective time of the Merger into a restricted stock award denominated in shares of HoldCo common stock.
On July 1, 2017, pursuant to the Agreement and Plan of Merger dated as of January 2, 2017 (the "Merger Agreement"), among Delek US Holdings, Inc. ("Delek"), Delek Holdco, Inc., ("HoldCo"), Dione Mergeco, Inc., Astro Mergeco, Inc., and Alon USA Energy, Inc. (the "Company"), as amended by the First Amendment to the Merger Agreement, dated as of February 27, 2017, and the Second Amendment to the Merger Agreement, dated as of April 21, 2017, Astro Mergeco, Inc. merged with and into the Company pursuant to the terms of the Merger Agreement, with the Company continuing as the surviving entity (the "Merger"). As a result, the Company is a subsidiary of HoldCo.
Pursuant to the Merger Agreement, each share of Company common stock issued and outstanding immediately prior to the effective time of the Merger (other than Company common stock held by Delek or any subsidiary of Delek) converted into the right to receive 0.504 shares of HoldCo common stock, with cash paid in lieu of fractional shares.
/s/ James Ranspot James Ranspot, Attorney-in-Fact for Michael Oster
2017-07-03