0001209191-17-003389.txt : 20170111 0001209191-17-003389.hdr.sgml : 20170111 20170111164123 ACCESSION NUMBER: 0001209191-17-003389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170111 FILED AS OF DATE: 20170111 DATE AS OF CHANGE: 20170111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alon USA Energy, Inc. CENTRAL INDEX KEY: 0001325955 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 742966572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 972 367 3600 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75251 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Jeff D CENTRAL INDEX KEY: 0001333575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32567 FILM NUMBER: 17523301 MAIL ADDRESS: STREET 1: 7616 LBJ FREEWAY STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75251 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-11 0 0001325955 Alon USA Energy, Inc. ALJ 0001333575 Morris Jeff D 12700 PARK CENTRAL DR. SUITE 1600 DALLAS TX 75251 0 0 0 1 Special Advisor Common Stock, par value $0.01 per share 2017-01-11 4 C 0 116347 0.00 A 1785694 D Subsidiary Stock Exchange Right 2017-01-11 4 C 0 116347 0.00 D Common Stock, par value $0.01 per share 116347 116352 D On June 20, 2012, Alon Assets, Inc., Alon Operating, Inc. (collectively, the "Subsidiaries"), Alon USA Energy, Inc. (the "Company") and the Reporting Person entered into an agreement whereby the Company agreed to exchange shares of non-voting stock of the Subsidiaries held by the Reporting Person (the "Subsidiary Shares") for up to 2,326,946 shares of the Company's common stock, par value $0.01 per share. The Subsidiary Shares held by the Reporting Person will be exchanged in 20 equal quarterly installments commencing June 29, 2012, and each such exchange shall be made without regard to the then-current market price of the Company's common stock. Under certain circumstances,the Reporting Person may elect to receive cash in lieu of Company common stock for up to 1/3 of the shares. The exchange rights have no expiration date. /s/ James Ranspot James Ranspot, Attorney-in-Fact for Jeff D. Morris 2017-01-11