0001209191-16-132277.txt : 20160711
0001209191-16-132277.hdr.sgml : 20160711
20160711160358
ACCESSION NUMBER: 0001209191-16-132277
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160711
FILED AS OF DATE: 20160711
DATE AS OF CHANGE: 20160711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alon USA Energy, Inc.
CENTRAL INDEX KEY: 0001325955
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 742966572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 972 367 3600
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75251
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morris Jeff D
CENTRAL INDEX KEY: 0001333575
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32567
FILM NUMBER: 161762156
MAIL ADDRESS:
STREET 1: 7616 LBJ FREEWAY
STREET 2: SUITE 300
CITY: DALLAS
STATE: TX
ZIP: 75251
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-11
0
0001325955
Alon USA Energy, Inc.
ALJ
0001333575
Morris Jeff D
12700 PARK CENTRAL DR.
SUITE 1600
DALLAS
TX
75251
0
0
0
1
Special Advisor
Common Stock, par value $0.01 per share
2016-07-11
4
C
0
116347
A
1603000
D
Subsidiary Stock Exchange Right
2016-07-11
4
C
0
116347
0.00
D
Common Stock, par value $0.01 per share
116347
349046
D
On June 20, 2012, Alon Assets, Inc., Alon Operating, Inc. (collectively, the "Subsidiaries"), Alon USA Energy, Inc. (the "Company") and the Reporting Person entered into an agreement whereby the Company agreed to exchange shares of non-voting stock of the Subsidiaries held by the Reporting Person (the "Subsidiary Shares") for up to 2,326,946 shares of the Company's common stock, par value $0.01 per share. The Subsidiary Shares held by the Reporting Person will be exchanged in 20 equal quarterly installments commencing June 29, 2012, and each such exchange shall be made without regard to the then-current market price of the Company's common stock. Under certain circumstances,the Reporting Person may elect to receive cash in lieu of Company common stock for up to 1/3 of the shares. The exchange rights have no expiration date.
James A. Ranspot James A. Ranspot, Attorney-in-Fact for Jeff D. Morris
2016-07-11