0000899243-17-000847.txt : 20170109
0000899243-17-000847.hdr.sgml : 20170109
20170109172505
ACCESSION NUMBER: 0000899243-17-000847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20170109
DATE AS OF CHANGE: 20170109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Farmland Co
CENTRAL INDEX KEY: 0001474777
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 271088083
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 EAST 53RD STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124843000
MAIL ADDRESS:
STREET 1: 10 EAST 53RD STREET
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewis Geoffrey Manfred
CENTRAL INDEX KEY: 0001325890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37592
FILM NUMBER: 17518648
MAIL ADDRESS:
STREET 1: C/O OPTIMA FUND MANAGEMENT LLC
STREET 2: 10 EAST 53RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-31
0
0001474777
American Farmland Co
AFCO
0001325890
Lewis Geoffrey Manfred
C/O AMERICAN FARMLAND COMPANY
10 EAST 53RD STREET
NEW YORK
NY
10022
1
1
0
0
CFO and Treasurer
Common Stock
2016-10-31
4
C
0
5518
0.00
A
16564
D
Common Stock
2017-01-05
4
A
0
870
0.00
A
17434
D
Common Stock
2017-01-05
4
F
0
244
8.07
D
17190
D
Common Stock
1000
I
See Footnote below
Common Units
2016-10-31
4
C
0
5518
D
Common Stock
5518
0
D
Common Units
Common Stock
30179
30179
I
See Footnote
5,518 of the Reporting Person's common units of limited partnership interest ("common units") in American Farmland Company L.P. (the "Partnership"), of which the Issuer is the sole general partner, were redeemed for an equal number of shares of the Issuer's common stock in accordance with the Second Amended and Restated Agreement of Limited Partnership Agreement of the Partnership (the "Partnership Agreement").
Represents shares retained by the Issuer to satisfy withholding obligations on 870 shares of restricted stock granted to the Reporting Person on January 5, 2017.
These securities are held by The Yachad Foundation, of which the Reporting Person is an officer. The Reporting Person disclaims beneficial ownership of the shares held by The Yachad Foundation except to the extent of his pecuniary interest therein, if any.
Represents common units in the Partnership. Pursuant to the Partnership Agreement, a holder of common units of the Partnership has the right to require the Partnership to redeem all or a portion of the common units held by such holder. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash equal to the fair market value of a share of the Issuer's common stock or by acquiring each common unit so presented for redemption for one share of common stock of the Issuer. These derivative securities do not have an expiration date.
Held directly by Optima Group Holdings LLC, in which the Reporting Person has an ownership interest. The Reporting Person disclaims beneficial ownership of the shares held by Optima Group Holdings LLC except to the extent of his pecuniary interest therein, if any.
/s/ Thomas S.T. Gimbel, Attorney-in-Fact
2017-01-09