-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LbreiErA25cqcFWb6Mh8MVQO782+CLgb7oeckzJXG6lS1u33feF0G0kSXETA6Oga 57ivWIVpAdTi6zRqJnFXiA== 0001299933-09-004124.txt : 20091020 0001299933-09-004124.hdr.sgml : 20091020 20091020155427 ACCESSION NUMBER: 0001299933-09-004124 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091014 ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Federal Home Loan Bank of Topeka CENTRAL INDEX KEY: 0001325878 STANDARD INDUSTRIAL CLASSIFICATION: FEDERAL & FEDERALLY-SPONSORED CREDIT AGENCIES [6111] IRS NUMBER: 480561319 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-52004 FILM NUMBER: 091127995 BUSINESS ADDRESS: STREET 1: ONE SECURITY BENEFIT PLACE, SUITE 100 CITY: TOPEKA STATE: KS ZIP: 66601 BUSINESS PHONE: 785 233 0507 MAIL ADDRESS: STREET 1: ONE SECURITY BENEFIT PLACE, SUITE 100 CITY: TOPEKA STATE: KS ZIP: 66601 8-K 1 htm_34720.htm LIVE FILING Federal Home Loan Bank of Topeka (Form: 8-K)  

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     
Date of Report (Date of Earliest Event Reported):   October 14, 2009

Federal Home Loan Bank of Topeka
__________________________________________
(Exact name of registrant as specified in its charter)

     
Federally Chartered Corporation 000-52004 48-0561319
_____________________
(State or other jurisdiction 		_____________
(Commission 		______________
(I.R.S. Employer
of incorporation) File Number) Identification No.)
      
One Security Benefit Pl. Suite 100, Topeka, Kansas   66606
_________________________________
(Address of principal executive offices) 		  ___________
(Zip Code)
     
Registrant’s telephone number, including area code:   785.233.0507

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

The Federal Home Loan Bank of Topeka ("FHLBank") obtains most of its funds from the sale of debt securities, known as consolidated obligations, in the capital markets. Consolidated obligations, which consist of bonds and discount notes, are by regulation the joint and several obligations of the twelve Federal Home Loan Banks. The Federal Home Loan Banks are regulated by the Federal Housing Finance Agency (the "Finance Agency") and the Finance Agency regulations authorize the Finance Agency to require any Federal Home Loan Bank to repay all or a portion of the principal of or interest on consolidated obligations for which another Federal Home Loan Bank is the primary obligor. Consolidated obligations are sold to the public through the Office of Finance using authorized securities dealers. Consolidated obligations are backed only by the financial resources of the 12 Federal Home Loan Banks and are not guaranteed by the United States government.

Schedule A sets forth all consolidated obligation bonds and discount notes committed to be issued by the Federal Home Loan Banks, for which the FHLBank is the primary obligor, on the trade dates indicated, other than discount notes with a maturity of one year or less that are issued in the ordinary course of business. Schedule A also includes any consolidated obligations with a remaining maturity in excess of one year, if any, for which we have assumed the primary repayment obligation from another Federal Home Loan Bank.

We may elect to change our method of reporting information on the issuance or assumption of consolidated obligations at any time. In reviewing the information in this Current Report on Form 8-K, please note:

• although consolidated obligations issuance is material to the FHLBank, we have not made a judgment as to the materiality of any particular consolidated obligation or obligations;
• Schedule A does not address any interest-rate exchange agreements (or other derivative instruments) which we may enter into as a re sult of our asset and liability management strategies and that may be associated, directly or indirectly, with one or more of the reported consolidated obligations;
• Schedule A will not enable a reader to track changes in the total consolidated obligations outstanding for which we are the primary obligor because Schedule A generally excludes consolidated obligation discount notes with a maturity of one year or less and does not reflect whether the proceeds from the issuance of the reported consolidated obligations will be used to, among other things, satisfy called or maturing consolidated obligations. We will report the total consolidated obligations outstanding for which we are the primary obligor in our periodic reports filed with the Securities and Exchange Commission; and
• the principal amounts reported on Schedule A represent the principal amount of the reported consolidated obligations at par, which may not correspond to the amounts reported in our financial statements prepared in accordance with generally accepted accounting principles contained in our periodic reports filed with the Securities and Exchange Commission, because the par amount does not account for, among other things, any discounts, premiums or concessions; and
• Schedule A does not describe types and style of consolidated obligations that are not issued on behalf of, or assumed by, the FHLBank as primary obligor, but that may be issued on behalf of other Federal Home Loan Banks as primary obligors.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    Federal Home Loan Bank of Topeka
          
October 20, 2009   By:   /s/ Matt Boatwright
       
        Name: Matt Boatwright
        Title: FVP, Treasurer

Exhibit Index


     
Exhibit No.   Description
 
99.1
  Schedule A
EX-99.1 2 exhibit1.htm EX-99.1 EX-99.1

Schedule A

                                                                                 
TRADE DATE
   CUSIP
   SETTLEMENT DATE
   MATURITY DATE
   NEXT PAY DATE
  
CALL TYPE DESC
   CALL STYLE DESC
   RATE TYPE SUBTYPE
   NEXT CALL DATE
   COUPON PCT
   BANK PAR
                                       
 
           DESC
                        
16-Oct-09   3133XVGL9   09-Nov-09   09-Nov-16   09-May-10  
Optional Principal
   Canary
   Fixed Step Up
   09-Feb-10   3   $ 15,000,000
                                       
Redemption
                                        
16-Oct-09   3133XVFY2   12-Nov-09   12-Nov-24   12-Feb-10  
Optional Principal
   Bermudan
   Variable Range
   12-Feb-10           $ 10,000,000
                                       
Redemption
                                        
16-Oct-09   3133XVFF3   12-Nov-09   12-Nov-14   12-May-10  
Optional Principal
   Canary
   Fixed Step Up
   12-Feb-10   2   $ 15,000,000
                                       
Redemption
                                        
15-Oct-09   3133XVF63   26-Oct-09   26-Apr-13   26-Apr-10  
Optional Principal
   European
   Fixed Constant
   26-Oct-11   2.1   $ 15,000,000
                                       
Redemption
                                        
15-Oct-09   3133XVEX5   12-Nov-09   12-Nov-15   12-May-10  
Optional Principal
   Bermudan
   Fixed Step Up
   12-Feb-10   2.25   $ 10,000,000
                                       
Redemption
                                        
15-Oct-09   3133XVFF3   12-Nov-09   12-Nov-14   12-May-10  
Optional Principal
   Canary
   Fixed Step Up
   12-Feb-10   2   $ 10,000,000
                                       
Redemption
                                        
15-Oct-09   3133XVFY2   12-Nov-09   12-Nov-24   12-Feb-10  
Optional Principal
   Bermudan
   Variable Range
   12-Feb-10           $ 10,000,000
                                       
Redemption
                                        
15-Oct-09   3133XVGH8   12-Nov-09   12-Nov-24   12-Feb-10  
Optional Principal
   Bermudan
   Variable Range
   12-Feb-10           $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVFF3   12-Nov-09   12-Nov-14   12-May-10  
Optional Principal
   Canary
   Fixed Step Up
   12-Feb-10   2   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVBJ9   26-Oct-09   26-Oct-16   26-Apr-10  
Optional Principal
   Bermudan
   Fixed Step Up
   26-Jan-10   2.25   $ 10,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVBY6   29-Oct-09   29-Oct-19   29-Apr-10  
Optional Principal
   Bermudan
   Fixed Step Up
   29-Jan-10   3   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVED9   05-Nov-09   05-Nov-19   05-May-10  
Optional Principal
   Canary
   Fixed Step Up
   05-Feb-10   3   $ 10,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVED9   05-Nov-09   05-Nov-19   05-May-10  
Optional Principal
   Canary
   Fixed Step Up
   05-Feb-10   3   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVEM9   15-Oct-09   21-Nov-12   21-Nov-09  
Non-Callable
       Fixed Constant
           1.625   $ 125,000,000
14-Oct-09   3133XVEW7   15-Oct-09   15-Oct-13   15-Apr-10  
Optional Principal
   Bermudan
   Fixed Constant
   15-Oct-10   2.5   $ 100,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVF30   29-Oct-09   29-Oct-14   29-Apr-10  
Optional Principal
   Bermudan
   Fixed Step Up
   29-Jan-10   2   $ 25,000,000
                                       
Redemption
                                        
                         
14-Oct-09   3133XVFC0   10-Nov-09   10-May-12   10-May-10  
Optional Principal
   European
   Fixed Constant
   10-May-11   1.5   $ 20,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVFD8   04-Nov-09   04-Nov-24   04-May-10  
Optional Principal
   Bermudan
   Fixed Step Up
   04-Feb-10   4.5   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVFL0   06-Nov-09   06-Aug-12   06-Feb-10  
Optional Principal
   European
   Fixed Step Up
   06-Aug-10   0.75   $ 50,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVFF3   12-Nov-09   12-Nov-14   12-May-10  
Optional Principal
   Canary
   Fixed Step Up
   12-Feb-10   2   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVFJ5   29-Oct-09   29-Apr-13   29-Apr-10  
Optional Principal
   European
   Fixed Constant
   29-Apr-11   2.1   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVFF3   12-Nov-09   12-Nov-14   12-May-10  
Optional Principal
   Canary
   Fixed Step Up
   12-Feb-10   2   $ 15,000,000
                                       
Redemption
                                        
14-Oct-09   3133XVF63   26-Oct-09   26-Apr-13   26-Apr-10  
Optional Principal
   European
   Fixed Constant
   26-Oct-11   2.1   $ 15,000,000
                                       
Redemption
                                        

    (1) Call/Amortizing Type Description:

Optional Principal Redemption bonds (callable bonds) may be redeemed by the FHLBank in whole or in part at its discretion on predetermined call dates, according to the terms of the bond.

Indexed Amortizing Notes (indexed principal redemption bonds) repay principal based on a predetermined amortization schedule or formula that is linked to the level of a certain index, according to the terms of the bond.

Scheduled Amortizing Notes repay principal based on a predetermined amortization schedule, according to the terms of the bond.

(2) Call Style Description:

Indicates whether the consolidated obligation is redeemable at the option of the FHLBank, and if so redeemable, the type of redemption provision. The types of redemption provisions are:

American Bonds are redeemable continuously on and after the first redemption date and until maturity.

Bermudan Bonds are redeemable on specified recurring dates on and after the first redemption date, until maturity.

European Bonds are redeemable on a particular date only.

Canary Bonds are redeemable on specified recurring dates on and after the first redemption date until a specified date prior to maturity.

Multi-European Bonds are redeemable on particular dates only.

(3)   Rate Type Description:

Conversion Bonds have coupons that convert from fixed to variable, or variable to fixed, or a mix of capped coupons and non-capped coupons, or from one variable type to another, or from one U.S. or other currency index to another, according to the terms of the bond.

Fixed Bonds generally pay interest at constant or stepped fixed rates over the life of the bond, according to the terms of the bond.

Variable Bonds may pay interest at different rates over the life of the bond, according to the terms of the bond.

(4)   Rate Sub-Type Description:

Constant bonds generally pay interest at fixed rates over the life of the bond, according to the terms of the bond.

Step Down bonds generally pay interest at decreasing fixed rates for specified intervals over the life of the bond, according to the terms of the bond.

Step Up bonds generally pay interest at increasing fixed rates for specified intervals over the life of the bond, according to the terms of the bond.

Step Up/Down bonds generally pay interest at various fixed rates for specified intervals over the life of the bond, according to the terms of the bond.

Capped Floater bonds have an interest rate that cannot exceed a stated or calculated ceiling, according to the terms of the bond.

Stepped Floater bonds pay interest based on an increasing spread over an index, according to the terms of the bond.

Range bonds may pay interest at different rates depending upon whether a specified index is inside or outside a specified range, according to the terms of the bond.

Single Index Floater bonds pay interest at a rate that increases as an index rises and decreases as an index declines, according to the terms of the bond.

Ratchet Floater bonds pay interest subject to increasing floors, according to the terms of the bond, such that subsequent coupons may not be lower than the previous coupon.

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