0000919574-15-008535.txt : 20151204
0000919574-15-008535.hdr.sgml : 20151204
20151204163040
ACCESSION NUMBER: 0000919574-15-008535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151202
FILED AS OF DATE: 20151204
DATE AS OF CHANGE: 20151204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Celator Pharmaceuticals Inc
CENTRAL INDEX KEY: 0001327467
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303B COLLEGE ROAD EAST
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: (609) 243-0123
MAIL ADDRESS:
STREET 1: 303B COLLEGE ROAD EAST
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CDK ASSOCIATES, L.L.C.
CENTRAL INDEX KEY: 0001576081
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36179
FILM NUMBER: 151270443
BUSINESS ADDRESS:
STREET 1: C/O CAXTON CORPORATION
STREET 2: 731 ALEXANDER ROAD, BUILDING #2
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-419-1800
MAIL ADDRESS:
STREET 1: C/O CAXTON CORPORATION
STREET 2: 731 ALEXANDER ROAD, BUILDING #2
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAXTON CORP
CENTRAL INDEX KEY: 0001388551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36179
FILM NUMBER: 151270444
BUSINESS ADDRESS:
STREET 1: 731 ALEXANDER ROAD
STREET 2: BUILDING 2
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-419-1800
MAIL ADDRESS:
STREET 1: 731 ALEXANDER ROAD
STREET 2: BUILDING 2
CITY: PRINCETON
STATE: NJ
ZIP: 08540
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kovner Bruce
CENTRAL INDEX KEY: 0001325713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36179
FILM NUMBER: 151270445
MAIL ADDRESS:
STREET 1: C/O CAXTON ASSOCIATES
STREET 2: 500 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
p6923731.xml
OWNERSHIP DOCUMENT
X0306
4
2015-12-02
0
0001327467
Celator Pharmaceuticals Inc
CPXX
0001325713
Kovner Bruce
C/O CAXTON CORPORATION
731 ALEXANDER ROAD, BLDG. 2
PRINCETON
NJ
08540
0
0
0
1
See Remarks Section
0001388551
CAXTON CORP
731 ALEXANDER ROAD
BUILDING 2
PRINCETON
NJ
08540
0
0
0
1
See Remarks Section
0001576081
CDK ASSOCIATES, L.L.C.
C/O CAXTON CORPORATION
731 ALEXANDER ROAD, BLDG. 2
PRINCETON
NJ
08540
0
0
0
1
See Remarks Section
Warrant
5.2123
2015-12-02
4
P
0
34647
0.24
A
2019-08-28
Common Stock
34647
34647
I
By CDK Associates, LLC
Warrant
3.58
2015-12-02
4
P
0
38805
0.24
A
2020-04-29
Common Stock
38805
889403
I
By CDK Associates, LLC
These warrants are currently exercisable.
These warrants are owned directly by CDK Associates, LLC, which is a reporting person. The warrants directly owned by CDK Associates, LLC may be deemed to be indirectly beneficially owned by (i) Caxton Corporation, the manager of CDK Associates, LLC, and (ii) Bruce Kovner, the chairman and sole shareholder of Caxton Corporation. Each of Caxton Corporation and Bruce Kovner disclaims beneficial ownership of these warrants except to the extent of its or his pecuniary interest therein, and the inclusion of these warrants in this report shall not be deemed to be an admission of the beneficial ownership of all of the reported warrants for purposes of Section 16 or for any other purpose.
Scott Morenstein, a director of the Issuer, is an employee of Caxton Alternative Management LP, an affiliate of Caxton Corporation.
Bruce Kovner, By: /s/ Heath Weisberg, Attorney-in-Fact
2015-12-04
Caxton Corporation, By: /s/ Heath Weisberg, Chief Compliance Officer
2015-12-04
CDK Associates, LLC, By; Caxton Corporation, Manager, By: /s/ Heath Weisberg, Chief Compliance Officer
2015-12-04