0001325670-17-000017.txt : 20170210 0001325670-17-000017.hdr.sgml : 20170210 20170210114358 ACCESSION NUMBER: 0001325670-17-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern National Bancorp of Virginia Inc CENTRAL INDEX KEY: 0001325670 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 201417448 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 BUSINESS PHONE: (434) 973-5242 MAIL ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Thomas Preston CENTRAL INDEX KEY: 0001512283 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 17591079 MAIL ADDRESS: STREET 1: 1685 WELLESLEY KNOLL CITY: KESWICK STATE: VA ZIP: 22947 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0 0001325670 Southern National Bancorp of Virginia Inc SONA 0001512283 Baker Thomas Preston 1685 WELLESLEY KNOLL KESWICK VA 22947 0 1 0 0 Chief Credit Officer Southern National Bancorp of Virginia Common Stock 22000 D Southern National Bancorp of Virginia Common Stock 721 I By IRA Southern National Bancorp of Virginia Common Stock 4418 I By 401k Plan Employee Stock Option (Right to Buy) 9.2 2009-01-23 2018-01-22 Common Stock 2000 2000 D Employee Stock Option (Right to Buy) 5.5 2010-01-27 2019-01-27 Common Stock 2000 4000 D Employee Stock Option (Right to Buy) 8.02 2010-07-29 2019-07-29 Common Stock 2000 6000 D Employee Stock Option (Right to Buy) 7.04 2011-07-27 2020-07-27 Common Stock 3000 9000 D Employee Stock Option (Right to Buy) 7.2 2012-03-21 2021-03-21 Common Stock 15000 24000 D Employee Stock Option (Right to Buy) 7.92 2013-12-05 2022-12-05 Common Stock 5000 29000 D Employee Stock Option (Right to Buy) 9.14 2014-06-21 2023-06-21 Common Stock 5000 34000 D Employee Stock Option (Right to Buy) 10.47 2015-07-22 2024-07-22 Common Stock 5000 39000 D Employee Stock Option (Right to Buy) 11.43 2016-06-19 2025-06-19 Common Stock 4000 43000 D Employee Stock Option (Right to Buy) 11.99 2017-06-16 2026-06-16 Common Stock 5000 48000 D These options are exercisable as follows: 1000 on 12/5/2013, 1000 on 12/5/2014, 1000 on 12/5/2015, 1000 on 12/5/2016, 1000 on 12/5/2017. These options are exercisable as follows: 1000 on 6/21/2014, 1000 on 6/21/2015, 1000 on 6/21/2016, 1000 on 6/21/2017, 1000 on 6/21/2018. These options are exercisable as follows: 1000 on 7/22/2015, 1000 on 7/22/2016, 1000 on 7/22/2017, 1000 on 7/22/2018, 1000 on 7/22/2019. These options are exercisable as follows: 800 on 6/19/2016, 800 on 6/19/2017, 800 on 6/19/2018, 800 on 6/19/2019, 800 on 6/19/2020. These options are exercisable as follows: 1000 on 6/16/2017, 1000 on 6/16/2018, 1000 on 6/16/2019, 1000 on 6/16/2020, 1000 on 6/16/2021. Thomas P. Baker 2017-02-10