FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Southern National Bancorp of Virginia Inc [ SONA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/28/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Southern National Bancorp of Virginia Common Stock | 313,516(1) | D | ||||||||
Southern National Bancorp of Virginia Common Stock | 750(2) | D | ||||||||
Southern National Bancorp of Virginia Common Stock | 03/28/2014 | P | 1,000 | A | $10.16 | 88,376(3) | I | By IRA | ||
Southern National Bancorp of Virginia Common Stock | 03/28/2014 | P | 104 | A | $10.16 | 37,448(4) | I | By IRA | ||
Southern National Bancorp of Virginia Common Stock | 9,390(5) | I | By 401k plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants (Right to Buy) | $9.09 | 10/21/2004 | 10/21/2014 | Common Stock | 16,500(6) | 16,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $9.09 | 12/31/2005 | 04/04/2015 | Common Stock | 55,000(7) | 55,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $9.09 | 12/31/2005 | 11/17/2015 | Common Stock | 5,500(8) | 60,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $9.2 | 01/23/2009(9) | 01/23/2018 | Common Stock | 20,000(10) | 80,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $5.5 | 01/27/2010(11) | 01/27/2019 | Common Stock | 22,000(12) | 102,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $8.02 | 07/29/2010(13) | 07/29/2019 | Common Stock | 10,000(14) | 112,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $7.04 | 07/27/2011(15) | 07/27/2020 | Common Stock | 10,000(16) | 122,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $7.2 | 03/21/2012(17) | 03/21/2021 | Common Stock | 40,000(18) | 162,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $7.92 | 12/05/2013(19) | 12/05/2022 | Common Stock | 40,000(20) | 202,500 | D | ||||||||
Employee Stock Option (Right to Buy) | $9.14 | 06/21/2014(21) | 06/21/2023 | Common Stock | 40,000(22) | 242,500 | D |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married. |
2. These shares are owned by Georgia S. Derrico. |
3. These shares are held in an IRA account by Georgia S. Derrico. |
4. These shares are held in an IRA account by R. Roderick Porter. |
5. These shares are owned in a 401k plan as follows: 4682 by Georgia S. Derrico and 4708 by R. Roderick Porter. |
6. These warrants are owned as follows: 8250 by Georgia S. Derrico and 8250 by R. Roderick Porter. |
7. These options are owned as follows: 27500 by Georgia S. Derrico and 27500 by R. Roderick Porter. |
8. These options are owned as follows: 2750 by Georgia S. Derrico and 2750 by R. Roderick Porter. |
9. These options are exercisable as follows: 4000 on 1/23/2009,4000 on 1/23/2010,4000 on 1/23/2011,4000 on 1/23/2012,4000 on 1/23/2013. |
10. These options are owned as follows: 10000 by Georgia S. Derrico and 10000 by R. Roderick Porter. |
11. These options are exercisable as follows: 4400 on 1/27/2010,4400 on 1/27/2011,4400 on 1/27/2012,4400 on 1/27/2013,4400 on 1/27/2014. |
12. These options are owend as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter. |
13. These options are exercisable as follows: 2000 on 7/29/2010,2000 on 7/29/2011,2000 on 7/29/2012,2000 on 7/29/2013,2000 on 7/29/2014. |
14. These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter. |
15. These options are exercisable as follows: 2000 on 7/27/2011,2000 on 7/27/2012,2000 on 7/27/2013,2000 on 7/27/2014,2000 on 7/27/2015. |
16. These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter. |
17. These options are exercisable as follows: 8000 on 3/21/2012,8000 on 3/21/2013,8000 on 3/21/2014,8000 on 3/21/2015,8000 on 3/21/2016. |
18. These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter. |
19. These options are exercisable as follows: 8000 on 12/5/2013,8000 on 12/5/2014,8000 on 12/5/2015,8000 on 12/5/2016,8000 on 12/5/2017. |
20. These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter. |
21. These options are exercisable as follows: 8000 on 6/21/2014,8000 on 6/21/2015,8000 on 6/21/2016,8000 on 6/21/2017,8000 on 6/21/2018. |
22. These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter. |
Georgia S. Derrico | 03/31/2014 | |
R. Roderick Porter | 03/31/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |