0001104659-20-127329.txt : 20201119 0001104659-20-127329.hdr.sgml : 20201119 20201119160329 ACCESSION NUMBER: 0001104659-20-127329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201117 FILED AS OF DATE: 20201119 DATE AS OF CHANGE: 20201119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Castle Creek Capital IV LLC CENTRAL INDEX KEY: 0001569797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 201328829 BUSINESS ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587568300 MAIL ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTLE CREEK CAPITAL PARTNERS IV, LP CENTRAL INDEX KEY: 0001459707 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33037 FILM NUMBER: 201328830 BUSINESS ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587568300 MAIL ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 FORMER NAME: FORMER CONFORMED NAME: CASTLE CREEK CAPITAL PARTNERS IV LP DATE OF NAME CHANGE: 20090325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern National Bancorp of Virginia Inc CENTRAL INDEX KEY: 0001325670 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 201417448 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 BUSINESS PHONE: (434) 973-5242 MAIL ADDRESS: STREET 1: 1770 TIMBERWOOD BOULEVARD STREET 2: SUITE 100 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22911 4 1 a4.xml 4 X0306 4 2020-11-17 0 0001325670 Southern National Bancorp of Virginia Inc SONA 0001459707 CASTLE CREEK CAPITAL PARTNERS IV, LP C/O CASTLE CREEK CAPITAL LLC 6051 EL TORDO, PO BOX 1329 RANCHO SANTA FE CA 92067 0 0 1 0 0001569797 Castle Creek Capital IV LLC C/O CASTLE CREEK CAPITAL LLC 6051 EL TORDO, PO BOX 1329 RANCHO SANTA FE CA 92067 0 0 1 0 Common Stock 2020-11-17 4 S 0 469000 11.06 D 2225876 D The reported price is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $11.05 to $11.82, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. These securities are directly held by Castle Creek Capital Partners IV, LP ("Fund IV"). Castle Creek Capital IV LLC is the sole general partner of Fund IV. Castle Creek Capital IV LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital IV LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. CASTLE CREEK CAPITAL PARTNERS IV, LP, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President 2020-11-19 CASTLE CREEK CAPITAL IV LLC, By: /s/ John M. Eggemeyer, Name: John M. Eggemeyer, Title: President 2020-11-19