0000899243-20-011066.txt : 20200421
0000899243-20-011066.hdr.sgml : 20200421
20200421172045
ACCESSION NUMBER: 0000899243-20-011066
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200417
FILED AS OF DATE: 20200421
DATE AS OF CHANGE: 20200421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: First Eagle Holdings, Inc.
CENTRAL INDEX KEY: 0001637141
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00789
FILM NUMBER: 20805978
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: Arnhold & S. Bleichroeder Holdings, Inc.
DATE OF NAME CHANGE: 20150319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: First Eagle Investment Management, LLC
CENTRAL INDEX KEY: 0001325447
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00789
FILM NUMBER: 20805979
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 212-698-3300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: Arnhold & S. Bleichroeder Advisers, LLC
DATE OF NAME CHANGE: 20050429
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THL Credit, Inc.
CENTRAL INDEX KEY: 0001464963
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: (800) 450-4424
MAIL ADDRESS:
STREET 1: 100 FEDERAL STREET
STREET 2: 31ST FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2020-04-17
0
0001464963
THL Credit, Inc.
TCRD
0001325447
First Eagle Investment Management, LLC
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
0
0001637141
First Eagle Holdings, Inc.
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
0
1
0
Common Stock
3745320
D
Common Stock
1259102
I
See Footnote
Shares held directly by First Eagle Alternative Credit, LLC ("FEAC"), which is the investment adviser to the Issuer. First Eagle Investment Management, LLC ("FEIM") is the sole and managing member of FEAC. First Eagle Holdings, Inc. ("FEH") is the managing member of FEIM. FEH may be deemed to have voting and investment power with respect to all of the shares held by FEIM and FEAC. FEIM may be deemed to have voting and investment power with respect to all shares held by FEAC. FEH disclaims beneficial ownership of the shares held by FEIM and FEAC, except to the extent of any pecuniary interests therein. FEIM disclaims beneficial ownership of the shares held by FEAC except to the extent of any pecuniary interests therein.
Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned by other members of the Section 13(d) group, except to the extent of any pecuniary interests therein, and this report shall not be deemed an admission that it is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
FIRST EAGLE INVESTMENT MANAGEMENT, LLC, By: /s/ David O'Connor, Senior Vice President
2020-04-21
FIRST EAGLE HOLDINGS, INC., By: /s/ David O'Connor, General Counsel and Secretary
2020-04-21