0001127602-18-031705.txt : 20181101 0001127602-18-031705.hdr.sgml : 20181101 20181101185238 ACCESSION NUMBER: 0001127602-18-031705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181030 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tarbox Andrea K CENTRAL INDEX KEY: 0001385769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33494 FILM NUMBER: 181155146 MAIL ADDRESS: STREET 1: ONE NORTHFIELD PLAZA STREET 2: STE. 480 CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAPSTONE PAPER & PACKAGING CORP CENTRAL INDEX KEY: 0001325281 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 202699372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1101 SKOKIE BLVD., SUITE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-239-8800 MAIL ADDRESS: STREET 1: 1101 SKOKIE BLVD., SUITE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062 FORMER COMPANY: FORMER CONFORMED NAME: KapStone Paper & Packaging CORP DATE OF NAME CHANGE: 20070104 FORMER COMPANY: FORMER CONFORMED NAME: Stone Arcade Acquisition CORP DATE OF NAME CHANGE: 20050428 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-10-30 0001325281 KAPSTONE PAPER & PACKAGING CORP KS 0001385769 Tarbox Andrea K KAPSTONE PAPER AND PACKAGING CORPORATION 1101 SKOKIE BLVD., STE. 300 NORTHBROOK IL 60062 1 Exec. VP and CFO Common Stock 2018-10-30 4 M 0 43648 7.305 A 185907 D Common Stock 2018-10-30 4 F 0 23456 34.98 D 162451 D Common Stock 2018-10-30 4 M 0 40506 8.875 A 202957 D Common Stock 2018-10-30 4 F 0 23667 34.99 D 179290 D Common Stock 2018-10-30 4 M 0 34066 13.825 A 213356 D Common Stock 2018-10-30 4 F 0 22589 34.99 D 190767 D Common Stock 2018-10-30 4 M 0 25740 12.72 A 216507 D Common Stock 2018-10-30 4 F 0 16615 34.99 D 199892 D Stock Option (Right to Buy) 7.305 2018-10-30 4 M 0 43648 0 D 2021-03-03 Common Stock 43648 0 D Stock Option (Right to Buy) 8.875 2018-10-30 4 M 0 40506 0 D 2022-03-07 Common Stock 40506 0 D Stock Option (Right to Buy) 13.825 2018-10-30 4 M 0 34066 0 D 2023-03-06 Common Stock 34066 0 D Stock Option (Right to Buy) 12.72 2018-10-30 4 M 0 25740 0 D 2026-03-18 Common Stock 25740 25739 D Represents a "net exercise" of stock options. These shares were withheld for payment of the exercise price and applicable taxes. The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 3, 2011. The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 7, 2012. The options vested 50% on the second anniversary of the grant date and 50% on the third anniversary of the grant date. They were granted on March 6, 2013. The options vested 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. They were granted on March 18, 2016. /s/ Timothy W. Schmidt, Attorney-in-Fact 2018-11-01