0001062993-21-007736.txt : 20210818 0001062993-21-007736.hdr.sgml : 20210818 20210818203336 ACCESSION NUMBER: 0001062993-21-007736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210818 DATE AS OF CHANGE: 20210818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiBattiste Carol CENTRAL INDEX KEY: 0001324957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39699 FILM NUMBER: 211188152 MAIL ADDRESS: STREET 1: 1155 W FREDERICK SMALL RD CITY: JUPITER STATE: FL ZIP: 33458 FORMER NAME: FORMER CONFORMED NAME: DiBattiste Carol A DATE OF NAME CHANGE: 20050426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CF Finance Acquisition Corp. III CENTRAL INDEX KEY: 0001818644 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 371827430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-938-5000 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-08-16 0001818644 CF Finance Acquisition Corp. III CFAC 0001324957 DiBattiste Carol 1155 W FREDERICK SMALL RD JUPITER FL 33458 1 0 0 0 Stock Option (Right to Buy) 7.0008 2021-08-16 4 A 0 18604 37.2080 A 2021-08-16 2031-04-18 Common Stock 18604 18604 D Received in exchange for stock options to acquire 5,000 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on April 12, 2022. /s/ Carol DiBattiste 2021-08-18