0000899243-15-007208.txt : 20151027 0000899243-15-007208.hdr.sgml : 20151027 20151027211142 ACCESSION NUMBER: 0000899243-15-007208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151023 FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Farmland Co CENTRAL INDEX KEY: 0001474777 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 271088083 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 EAST 53RD STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124843000 MAIL ADDRESS: STREET 1: 10 EAST 53RD STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boardman Dennie Dixon CENTRAL INDEX KEY: 0001324794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37592 FILM NUMBER: 151178920 MAIL ADDRESS: STREET 1: C/O OPTIMA FUND MANAGEMENT LLC STREET 2: 10 EAST 53RD STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-23 0 0001474777 American Farmland Co AFCO 0001324794 Boardman Dennie Dixon C/O AMERICAN FARMLAND COMPANY 10 EAST 53RD STREET NEW YORK NY 10022 1 0 0 0 Common Units 2015-10-23 4 J 0 73983 A Common Stock 73983 289456 D Common Units 2015-10-23 4 J 0 101739 A Common Stock 101739 106224 I See Footnote Pursuant to the Second Amended and Restated Agreement of Limited Partnership of American Farmland Company L.P. (the "Partnership"), a holder of common units of the Partnership, after a one year holding period, has a right to require the Partnership to redeem all or a portion of the common units held by such holder. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash or common stock of the Issuer. These derivative securities do not have an expiration date. Common units issued in connection with a contribution agreement and the internalization of American Farmland Advisor LLC ("AFA"), pursuant to which the Reporting Person and Optima Group Holdings LLC contributed equity ownership interests in AFA to the Partnership. Held directly by Optima Group Holdings LLC, in which the Reporting Person has as ownership interest. The Reporting Person disclaims beneficial ownership of the shares held by Optima Group Holdings LLC except to the extent of his pecuniary interest therein, if any. /s/ Thomas S.T. Gimbel, Attorney-In-Fact 2015-10-27