0001324659-19-000004.txt : 20190412 0001324659-19-000004.hdr.sgml : 20190412 20190412161547 ACCESSION NUMBER: 0001324659-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190412 DATE AS OF CHANGE: 20190412 EFFECTIVENESS DATE: 20190412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ WEALTH, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 19746457 BUSINESS ADDRESS: STREET 1: 1401 LAWRENCE STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-291-4700 MAIL ADDRESS: STREET 1: 1401 LAWRENCE STREET STREET 2: SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC DATE OF NAME CHANGE: 20100805 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324659 XXXXXXXX 03-31-2019 03-31-2019 COBIZ WEALTH, LLC

1401 LAWRENCE STREET SUITE 1200 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 N Rita Koch Day 3032914700 Rita Koch Day Denver CA 04-12-2019 0 115 526719 false INFORMATION TABLE 2 inftable.xml CITIGROUP INC DEP SHS PFD S PFD 172967317 1937 73015 SH SOLE 73015 0 0 STIFEL FINL CORP DSHS 1/40 PF PFD 860630409 3067 116165 SH SOLE 116165 0 0 WELLS FARGO CO NEW DEP 1/1000 PFD 949746465 1781 63875 SH SOLE 63875 0 0 ZIONS BANCORPORATION N A PFD 1 PFD 989701834 514 20155 SH SOLE 20155 0 0 PIMCO CORPORATE & INCOME OPP F ETF 72201B101 245 14000 SH SOLE 14000 0 0 VANGUARD SCOTTSDALE FDS SHRT T ETF 92206C409 768 9666 SH SOLE 9666 0 0 ABBOTT LABS COM COM 002824100 929 11836 SH SOLE 11836 0 0 ABBVIE INC COM COM 00287Y109 642 7849 SH SOLE 7849 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 9276 52009 SH SOLE 52000 0 9 ALPHABET INC CAP STK CL A COM 02079K305 13874 11470 SH SOLE 11468 0 2 ALPHABET INC CAP STK CL C COM 02079K107 273 227 SH SOLE 227 0 0 AMAZON COM INC COM COM 023135106 16676 9043 SH SOLE 9042 0 1 AMPHENOL CORP NEW CL A COM 032095101 7463 72509 SH SOLE 72496 0 13 ANADARKO PETE CORP COM COM 032511107 3061 65397 SH SOLE 65382 0 15 APPLE INC COM COM 037833100 15495 77882 SH SOLE 77870 0 12 BANK AMER CORP COM COM 060505104 210 7220 SH SOLE 7220 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 930 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 866 4191 SH SOLE 4191 0 0 BLACKROCK INC COM COM 09247X101 4850 10872 SH SOLE 10870 0 2 BOEING CO COM COM 097023105 7766 20980 SH SOLE 20976 0 4 BROADCOM INC COM COM 11135F101 8247 26653 SH SOLE 26649 0 4 CALYPTE BIOMEDICAL CORP COM 131722605 0 595888 SH SOLE 595888 0 0 CELGENE CORP COM COM 151020104 2822 29943 SH SOLE 29943 0 0 CHEVRON CORP NEW COM COM 166764100 6581 52232 SH SOLE 52223 0 9 CHURCH & DWIGHT INC COM COM 171340102 6558 88978 SH SOLE 88969 0 9 CIGNA CORP NEW COM COM 125523100 8083 49281 SH SOLE 49275 0 6 CISCO SYS INC COM COM 17275R102 11921 214398 SH SOLE 214338 0 60 CITIGROUP INC COM NEW COM 172967424 4400 66762 SH SOLE 66745 0 17 COMERICA INC COM COM 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0 0 FIDELITY MSCI HLTH CARE I COM 316092600 1923 43643 SH SOLE 43643 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 655 6383 SH SOLE 6383 0 0 GENERAL DYNAMICS CORP COM COM 369550108 206 1200 SH SOLE 1200 0 0 HOME DEPOT INC COM COM 437076102 287 1422 SH SOLE 1422 0 0 HONEYWELL INTL INC COM COM 438516106 8788 54620 SH SOLE 54613 0 7 INTEL CORP COM COM 458140100 602 10782 SH SOLE 10782 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 7837 101697 SH SOLE 101685 0 12 INTUIT COM COM 461202103 9269 35706 SH SOLE 35700 0 6 INTUITIVE SURGICAL INC COM NEW COM 46120E602 234 400 SH SOLE 400 0 0 JOHNSON & JOHNSON COM COM 478160104 12039 89041 SH SOLE 89027 0 14 JPMORGAN CHASE & CO COM COM 46625H100 11802 111096 SH SOLE 111082 0 14 LAUDER ESTEE COS INC CL A COM 518439104 1020 6070 SH SOLE 6070 0 0 LENNOX INTL INC COM COM 526107107 10222 37715 SH SOLE 37708 0 7 LOWES COS INC COM COM 548661107 7541 65501 SH SOLE 65491 0 10 MASTERCARD INC CL A COM 57636Q104 11926 50524 SH SOLE 50518 0 6 MCDONALDS CORP COM COM 580135101 264 1400 SH SOLE 1400 0 0 MICROSOFT CORP COM COM 594918104 7420 61662 SH SOLE 61645 0 17 NIKE INC CL B COM 654106103 1493 17562 SH SOLE 17562 0 0 NOVO-NORDISK A S ADR COM 670100205 294 5780 SH SOLE 5780 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 9057 22207 SH SOLE 22204 0 3 ORACLE CORP COM COM 68389X105 516 9597 SH SOLE 9597 0 0 PAYPAL HLDGS INC COM COM 70450Y103 232 2179 SH SOLE 2179 0 0 PEPSICO INC COM COM 713448108 6214 51070 SH SOLE 51059 0 11 PFIZER INC COM COM 717081103 865 20453 SH SOLE 20453 0 0 PIONEER NAT RES CO COM COM 723787107 4816 31914 SH SOLE 31909 0 5 PRICE T ROWE GROUP INC COM COM 74144T108 236 2250 SH SOLE 2250 0 0 PROCTER AND GAMBLE CO COM COM 742718109 333 3176 SH SOLE 3176 0 0 SCHLUMBERGER LTD COM COM 806857108 3554 78435 SH SOLE 78417 0 18 SOUTHWEST AIRLS CO COM COM 844741108 277 5235 SH SOLE 5235 0 0 STRYKER CORP COM COM 863667101 6222 31856 SH SOLE 31848 0 8 THE CHARLES SCHWAB CORPORATION COM 808513105 7737 174798 SH SOLE 174770 0 28 THERMO FISHER SCIENTIFIC INC C COM 883556102 6327 22556 SH SOLE 22552 0 4 TRAVELERS COMPANIES INC COM COM 89417E109 5324 39067 SH SOLE 39061 0 6 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 8360 25309 SH SOLE 25304 0 5 UNION PACIFIC CORP COM COM 907818108 1116 6694 SH SOLE 6694 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 7605 32304 SH SOLE 32300 0 4 US BANCORP DEL COM NEW COM 902973304 689 13888 SH SOLE 13888 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 10098 172447 SH SOLE 172410 0 37 WELLS FARGO CO NEW COM COM 949746101 966 20227 SH SOLE 20227 0 0 ZOETIS INC CL A COM 98978V103 5649 55893 SH SOLE 55871 0 22 INVESCO EXCHANGE TRADED FD TR ETF 46137V308 213 3470 SH SOLE 3470 0 0 INVESCO EXCHANGE TRADED FD TR ETF 46137V357 32840 307176 SH SOLE 306988 0 188 ISHARES TR CORE S&P MCP ETF ETF 464287507 7693 39483 SH SOLE 39483 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 13417 46235 SH SOLE 45933 0 302 ISHARES TR RUS 1000 VAL ETF ETF 464287598 2224 17705 SH SOLE 17705 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 1571 8970 SH SOLE 8970 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 1156 10019 SH SOLE 10019 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 1183 5281 SH SOLE 5281 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 1146 7055 SH SOLE 7055 0 0 SPDR DOW JONES INDL AVRG ETF U ETF 78467X109 297 1138 SH SOLE 1138 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 293 1017 SH SOLE 1017 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 29294 290619 SH SOLE 289999 0 620 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 610 4129 SH SOLE 4129 0 0 WISDOMTREE TR US HIGH DIVIDEND ETF 97717W208 5320 72576 SH SOLE 72576 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 22415 282555 SH SOLE 282081 0 474 ISHARES TR RUS 2000 GRW ETF ETF 464287648 343 1708 SH SOLE 1708 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1441 11670 SH SOLE 11670 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 242 1541 SH SOLE 1541 0 0 ISHARES TR S&P SML 600 GWT ETF 464287887 1345 7351 SH SOLE 7351 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 1524 9997 SH SOLE 9997 0 0 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 7026 247996 SH SOLE 247631 0 365 ISHARES TR MSCI EAFE ETF ETF 464287465 1125 17043 SH SOLE 17043 0 0 VANGUARD TAX MANAGED INTL FD F ETF 921943858 6652 159789 SH SOLE 159694 0 95 ISHARES TR MSCI EMG MKT ETF ETF 464287234 1153 26188 SH SOLE 26188 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 2595 59714 SH SOLE 59664 0 50 ISHARES GOLD TRUST ISHARES ETF 464285105 149 12013 SH SOLE 12013 0 0 SPDR INDEX SHS FDS GLB NAT RES ETF 78463X541 234 4923 SH SOLE 4923 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 1338 132870 SH SOLE 132870 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 2002 89345 SH SOLE 89345 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 295 2964 SH SOLE 2964 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 770 8785 SH SOLE 8785 0 0