0001324659-18-000006.txt : 20180710 0001324659-18-000006.hdr.sgml : 20180710 20180710130156 ACCESSION NUMBER: 0001324659-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180710 DATE AS OF CHANGE: 20180710 EFFECTIVENESS DATE: 20180710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COBIZ WEALTH, LLC CENTRAL INDEX KEY: 0001324659 IRS NUMBER: 421578585 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11324 FILM NUMBER: 18946549 BUSINESS ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-291-4700 MAIL ADDRESS: STREET 1: 1099 18TH STREET STREET 2: SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC DATE OF NAME CHANGE: 20100805 FORMER COMPANY: FORMER CONFORMED NAME: Alexander Capital Management Group, LLC DATE OF NAME CHANGE: 20050422 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324659 XXXXXXXX 06-30-2018 06-30-2018 COBIZ WEALTH, LLC

1099 18TH STREET SUITE 3000 DENVER CO 80202

13F HOLDINGS REPORT 028-11324 N Rita Koch Day 303-291-4700 Rita Koch Day Denver CO 07-10-2018 0 131 492761 false INFORMATION TABLE 2 inftable.xml 2ND QTR 2018 CITIGROUP INC DEP SHS PFD S PFD 172967317 1349 51355 SH SOLE 51355 0 0 JPMORGAN CHASE & CO DEP SHS RP PFD 48127A161 577 22000 SH SOLE 22000 0 0 STIFEL FINL CORP DSHS 1/40 PF PFD 860630409 2934 112890 SH SOLE 112890 0 0 WELLS FARGO CO NEW DEP 1/1000 PFD 949746465 1587 57710 SH SOLE 57710 0 0 PIMCO CORPORATE & INCOME OPP F ETF 72201B101 222 12699 SH SOLE 12699 0 0 VANGUARD SCOTTSDALE FDS SHRT T ETF 92206C409 780 9987 SH SOLE 9987 0 0 3M CO COM COM 88579Y101 484 2459 SH SOLE 2459 0 0 ABBOTT LABS COM COM 002824100 899 14732 SH SOLE 14732 0 0 ABBVIE INC COM COM 00287Y109 980 10583 SH SOLE 10583 0 0 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 8552 52277 SH SOLE 52268 0 9 ALPHABET INC CAP STK CL A COM 02079K305 12909 11432 SH SOLE 11430 0 2 ALPHABET INC CAP STK CL C COM 02079K107 263 236 SH SOLE 236 0 0 AMAZON COM INC COM COM 023135106 15186 8934 SH SOLE 8932 0 2 AMPHENOL CORP NEW CL A COM 032095101 6365 73031 SH SOLE 73031 0 0 ANADARKO PETE CORP COM COM 032511107 5200 70986 SH SOLE 70986 0 0 APPLE INC COM COM 037833100 17176 92786 SH SOLE 92770 0 16 BANK AMER CORP COM COM 060505104 315 11161 SH SOLE 11161 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 846 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1002 5370 SH SOLE 5370 0 0 BLACK HILLS CORP COM COM 092113109 946 15457 SH SOLE 15457 0 0 BLACKROCK INC COM COM 09247X101 5544 11110 SH SOLE 11108 0 2 BOEING CO COM COM 097023105 5626 16769 SH SOLE 16765 0 4 BP PLC SPONSORED ADR COM 055622104 308 6740 SH SOLE 6740 0 0 BROADCOM INC COM COM 11135F101 6474 26680 SH SOLE 26676 0 4 CALYPTE BIOMEDICAL CORP COM 131722605 0 595888 SH SOLE 595888 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 202 2200 SH SOLE 2200 0 0 CATERPILLAR INC DEL COM COM 149123101 261 1925 SH SOLE 1925 0 0 CELGENE CORP COM COM 151020104 1931 24314 SH SOLE 24314 0 0 CHECK POINT SOFTWARE TECH COM COM M22465104 233 2387 SH SOLE 2387 0 0 CHEVRON CORP NEW COM COM 166764100 6543 51753 SH SOLE 51744 0 9 CHURCH & DWIGHT INC COM COM 171340102 6069 114170 SH SOLE 114135 0 35 CIGNA CORPORATION COM COM 125509109 8034 47271 SH SOLE 47262 0 9 CISCO SYS INC COM COM 17275R102 6495 150935 SH SOLE 150875 0 60 CITIGROUP INC COM NEW COM 172967424 4516 67488 SH SOLE 67441 0 47 COCA COLA CO COM COM 191216100 295 6715 SH SOLE 6715 0 0 COMERICA INC COM COM 200340107 5231 57535 SH SOLE 57498 0 37 CONSTELLATION BRANDS INC CL A COM 21036P108 4467 20408 SH SOLE 20404 0 4 COSTCO WHSL CORP NEW COM COM 22160K105 7757 37117 SH SOLE 37111 0 6 DISCOVER FINL SVCS COM COM 254709108 3233 45921 SH SOLE 45921 0 0 DISNEY WALT CO COM DISNEY COM 254687106 4944 47174 SH SOLE 47169 0 5 DONALDSON INC COM COM 257651109 289 6415 SH SOLE 6415 0 0 ECOLAB INC COM COM 278865100 6303 44917 SH SOLE 44912 0 5 EDWARDS LIFESCIENCES CORP COM COM 28176E108 8551 58742 SH SOLE 58731 0 11 EMERSON ELEC CO COM COM 291011104 500 7232 SH SOLE 7232 0 0 EOG RES INC COM COM 26875P101 7754 62315 SH SOLE 62303 0 12 EXPEDIA GROUP INC COM NEW COM 30212P303 3873 32227 SH SOLE 32220 0 7 EXXON MOBIL CORP COM COM 30231G102 1896 22918 SH SOLE 22918 0 0 FACEBOOK INC CL A COM 30303M102 11553 59453 SH SOLE 59420 0 33 FEDEX CORP COM COM 31428X106 5831 25682 SH SOLE 25678 0 4 FIDELITY MSCI HLTH CARE I COM 316092600 2211 53542 SH SOLE 53542 0 0 FIRST REP BK SAN FRANCISCO CAL COM 33616C100 868 8970 SH SOLE 8970 0 0 GENERAL DYNAMICS CORP COM COM 369550108 314 1684 SH SOLE 1684 0 0 GENERAL ELECTRIC CO COM COM 369604103 444 32622 SH SOLE 32622 0 0 HOME DEPOT INC COM COM 437076102 380 1947 SH SOLE 1947 0 0 HONEYWELL INTL INC COM COM 438516106 8225 57097 SH SOLE 57087 0 10 INTEL CORP COM COM 458140100 853 17164 SH SOLE 17164 0 0 INTERCONTINENTAL EXCHANGE INC COM 45866F104 7537 102471 SH SOLE 102453 0 18 INTERNATIONAL BUSINESS MACHS C COM 459200101 211 1507 SH SOLE 1507 0 0 INTUIT COM COM 461202103 10050 49189 SH SOLE 49180 0 9 INTUITIVE SURGICAL INC COM NEW COM 46120E602 255 532 SH SOLE 532 0 0 JOHNSON & JOHNSON COM COM 478160104 9223 76010 SH SOLE 75996 0 14 JPMORGAN CHASE & CO COM COM 46625H100 11700 112287 SH SOLE 112268 0 19 KRAFT HEINZ CO COM COM 500754106 3145 50067 SH SOLE 50044 0 23 LAUDER ESTEE COS INC CL A COM 518439104 1250 8759 SH SOLE 8759 0 0 LENNOX INTL INC COM COM 526107107 7366 36801 SH SOLE 36794 0 7 LOWES COS INC COM COM 548661107 6406 67026 SH SOLE 67016 0 10 MASTERCARD INCORPORATED CL A COM 57636Q104 12909 65687 SH SOLE 65676 0 11 MICROSOFT CORP COM COM 594918104 927 9398 SH SOLE 9398 0 0 NIKE INC CL B COM 654106103 1845 23149 SH SOLE 23149 0 0 NOVO-NORDISK A S ADR COM 670100205 367 7955 SH SOLE 7955 0 0 O REILLY AUTOMOTIVE INC NEW CO COM 67103H107 6130 22409 SH SOLE 22404 0 5 ORACLE CORP COM COM 68389X105 915 20775 SH SOLE 20775 0 0 PAYPAL HLDGS INC COM COM 70450Y103 207 2491 SH SOLE 2491 0 0 PEPSICO INC COM COM 713448108 538 4939 SH SOLE 4939 0 0 PIONEER NAT RES CO COM COM 723787107 6784 35851 SH SOLE 35843 0 8 PRICE T ROWE GROUP INC COM COM 74144T108 464 3995 SH SOLE 3995 0 0 PROCTER AND GAMBLE CO COM COM 742718109 302 3864 SH SOLE 3864 0 0 SCHLUMBERGER LTD COM COM 806857108 5901 88035 SH SOLE 88020 0 15 SCHWAB CHARLES CORP NEW COM COM 808513105 7832 153259 SH SOLE 153231 0 28 SONIC CORP COM COM 835451105 1308 38000 SH SOLE 38000 0 0 SOUTHWEST AIRLS CO COM COM 844741108 310 6100 SH SOLE 6100 0 0 STANLEY BLACK & DECKER INC COM COM 854502101 4701 35396 SH SOLE 35389 0 7 STRYKER CORP COM COM 863667101 287 1700 SH SOLE 1700 0 0 THERMO FISHER SCIENTIFIC INC C COM 883556102 4451 21487 SH SOLE 21475 0 12 TORO CO COM COM 891092108 5740 95267 SH SOLE 95214 0 53 TRAVELERS COMPANIES INC COM COM 89417E109 4830 39482 SH SOLE 39470 0 12 ULTIMATE SOFTWARE GROUP INC CO COM 90385D107 6149 23898 SH SOLE 23893 0 5 UNION PAC CORP COM COM 907818108 973 6869 SH SOLE 6869 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 7938 32354 SH SOLE 32350 0 4 US BANCORP DEL COM NEW COM 902973304 885 17700 SH SOLE 17700 0 0 WALGREENS BOOTS ALLIANCE INC C COM 931427108 240 3994 SH SOLE 3994 0 0 WELLS FARGO CO NEW COM COM 949746101 2015 36346 SH SOLE 36346 0 0 ZOETIS INC CL A COM 98978V103 4402 51674 SH SOLE 51652 0 22 INVESCO EXCHANGE TRADED FD TR ETF 46137V308 203 3570 SH SOLE 3570 0 0 INVESCO EXCHANGE TRADED FD TR ETF 46137V563 285 16198 SH SOLE 16198 0 0 INVESCO EXCHANGE TRADED FD TR ETF 46137V357 33502 328808 SH SOLE 328620 0 188 ISHARES TR CORE S&P MCP ETF ETF 464287507 8421 43231 SH SOLE 43231 0 0 ISHARES TR CORE S&P500 ETF ETF 464287200 6160 22558 SH SOLE 22271 0 287 ISHARES TR RUS 1000 VAL ETF ETF 464287598 1086 8949 SH SOLE 8949 0 0 ISHARES TR S&P 500 GRWT ETF ETF 464287309 382 2349 SH SOLE 2349 0 0 ISHARES TR S&P 500 VAL ETF ETF 464287408 1494 13569 SH SOLE 13569 0 0 ISHARES TR S&P MC 400GR ETF ETF 464287606 1354 6022 SH SOLE 6022 0 0 ISHARES TR S&P MC 400VL ETF ETF 464287705 1628 10049 SH SOLE 10049 0 0 SPDR DOW JONES INDL AVRG ETF U ETF 78467X109 276 1138 SH SOLE 1138 0 0 SPDR S&P 500 ETF TR TR UNIT ETF 78462F103 275 1015 SH SOLE 1015 0 0 SPDR SERIES TRUST S&P DIVID ET ETF 78464A763 23157 249802 SH SOLE 249182 0 620 VANGUARD INDEX FDS TOTAL STK M ETF 922908769 621 4423 SH SOLE 4423 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 201 1935 SH SOLE 1935 0 0 WISDOMTREE TR US HIGH DIVIDEND ETF 97717W208 5472 78243 SH SOLE 78243 0 0 WISDOMTREE TR US TOTAL DIVIDND ETF 97717W109 206 2260 SH SOLE 2260 0 0 ISHARES TR CORE S&P SCP ETF ETF 464287804 24768 296759 SH SOLE 296285 0 474 ISHARES TR RUS 2000 GRW ETF ETF 464287648 364 1779 SH SOLE 1779 0 0 ISHARES TR RUS 2000 VAL ETF ETF 464287630 1741 13199 SH SOLE 13199 0 0 ISHARES TR RUSSELL 2000 ETF ETF 464287655 268 1637 SH SOLE 1637 0 0 ISHARES TR S&P SML 600 GWT ETF 464287887 930 4921 SH SOLE 4921 0 0 ISHARES TR SP SMCP600VL ETF ETF 464287879 1179 7220 SH SOLE 7220 0 0 WISDOMTREE TR US SMALLCAP DIVD ETF 97717W604 7563 255089 SH SOLE 254724 0 365 ISHARES TR MSCI EAFE ETF ETF 464287465 1286 19198 SH SOLE 19198 0 0 VANGUARD TAX MANAGED INTL FD F ETF 921943858 492 11460 SH SOLE 11425 0 35 ISHARES TR MSCI EMG MKT ETF ETF 464287234 417 9618 SH SOLE 9618 0 0 VANGUARD INTL EQUITY INDEX FD ETF 922042858 1283 30402 SH SOLE 30352 0 50 EMPIRE ST RLTY OP L P UNIT LTD LTD 292102308 373 21874 SH SOLE 21874 0 0 EMPIRE ST RLTY OP L P UNIT LTD LTD 292102209 443 25948 SH SOLE 25948 0 0 EMPIRE ST RLTY OP L P UNIT LTD LTD 292102100 221 12909 SH SOLE 12909 0 0 INDEXIQ ETF TR HEDGE MLTI ETF ETF 45409B107 319 10500 SH SOLE 10500 0 0 ISHARES GOLD TRUST ISHARES ETF 464285105 144 12013 SH SOLE 12013 0 0 SPDR INDEX SHS FDS GLB NAT RES ETF 78463X541 247 4923 SH SOLE 4923 0 0 ALPS ETF TR ALERIAN MLP ETF 00162Q866 412 40829 SH SOLE 40829 0 0 UBS AG JERSEY BRH ALERIAN INFR ETF 902641646 1527 66625 SH SOLE 66625 0 0 SPDR SERIES TRUST DJ REIT ETF ETF 78464A607 308 3283 SH SOLE 3283 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 683 8381 SH SOLE 8381 0 0