0001324659-16-000017.txt : 20161011
0001324659-16-000017.hdr.sgml : 20161011
20161011131749
ACCESSION NUMBER: 0001324659-16-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161011
DATE AS OF CHANGE: 20161011
EFFECTIVENESS DATE: 20161011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: COBIZ INVESTMENT MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001324659
IRS NUMBER: 421578585
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11324
FILM NUMBER: 161930575
BUSINESS ADDRESS:
STREET 1: 1099 18TH STREET
STREET 2: SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-291-4700
MAIL ADDRESS:
STREET 1: 1099 18TH STREET
STREET 2: SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Alexander Capital Management Group, LLC
DATE OF NAME CHANGE: 20050422
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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false
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0001324659
XXXXXXXX
09-30-2016
09-30-2016
COBIZ INVESTMENT MANAGEMENT, LLC
1099 18TH STREET
SUITE 3000
DENVER
CO
80202
13F HOLDINGS REPORT
028-11324
N
Rita Koch Day
CCO
303-291-4700
Rita Koch Day
Denver
CO
10-11-2016
0
134
414870
false
INFORMATION TABLE
2
inftable.xml
3RD QUARTER 2016
BOSTON PRIVATE FINL HLDGS INC
PFD
101119303
446
17000
SH
SOLE
17000
0
0
JPMORGAN CHASE & CO DEP SHS RP
PFD
48127A161
354
12500
SH
SOLE
12500
0
0
PRIVATEBANCORP INC SUB DEB 42
PFD
742962400
2802
104955
SH
SOLE
104955
0
0
STIFEL FINL CORP DSHS 1/40 PF
PFD
860630409
2823
101370
SH
SOLE
101370
0
0
SVB CAP II PFD TR GTD 7%
PFD
86959H201
1393
53565
SH
SOLE
53565
0
0
WELLS FARGO & CO NEW DEP 1/100
PFD
949746465
476
16000
SH
SOLE
16000
0
0
ISHARES TR 7-10 Y TR BD ETF
ETF
464287440
241
2150
SH
SOLE
2150
0
0
VANGUARD SCOTTSDALE FDS SHRT T
ETF
92206C409
1520
18865
SH
SOLE
18865
0
0
3M CO COM
COM
88579Y101
3156
17910
SH
SOLE
17900
0
10
ABBOTT LABS COM
COM
002824100
1075
25415
SH
SOLE
25415
0
0
ABBVIE INC COM
COM
00287Y109
397
6287
SH
SOLE
6287
0
0
ACCENTURE PLC IRELAND SHS CLAS
COM
G1151C101
7008
57361
SH
SOLE
57333
0
28
ADOBE SYS INC COM
COM
00724F101
282
2600
SH
SOLE
2600
0
0
ALPHABET INC CAP STK CL A
COM
02079K305
6856
8527
SH
SOLE
8522
0
5
ALPHABET INC CAP STK CL C
COM
02079K107
226
291
SH
SOLE
291
0
0
ALTRIA GROUP INC COM
COM
02209S103
215
3400
SH
SOLE
3400
0
0
AMAZON COM INC COM
COM
023135106
8685
10372
SH
SOLE
10366
0
6
AMPHENOL CORP NEW CL A
COM
032095101
5242
80741
SH
SOLE
80702
0
39
ANADARKO PETE CORP COM
COM
032511107
4060
64076
SH
SOLE
64034
0
42
APPLE INC COM
COM
037833100
10882
96256
SH
SOLE
96230
0
26
AT&T INC COM
COM
00206R102
626
15424
SH
SOLE
15424
0
0
BANK AMER CORP COM
COM
060505104
208
13280
SH
SOLE
13280
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670108
649
3
SH
SOLE
3
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
677
4688
SH
SOLE
4688
0
0
BLACK HILLS CORP COM
COM
092113109
946
15457
SH
SOLE
15457
0
0
BLACKROCK INC COM
COM
09247X101
4274
11791
SH
SOLE
11783
0
8
BOEING CO COM
COM
097023105
4136
31397
SH
SOLE
31342
0
55
BP PLC SPONSORED ADR
COM
055622104
236
6712
SH
SOLE
6712
0
0
CALYPTE BIOMEDICAL CORP
COM
131722605
0
595888
SH
SOLE
595888
0
0
CAPITAL ONE FINL CORP COM
COM
14040H105
206
2866
SH
SOLE
2866
0
0
CELGENE CORP COM
COM
151020104
4735
45294
SH
SOLE
45266
0
28
CHECK POINT SOFTWARE TECH LTD
COM
M22465104
4118
53059
SH
SOLE
53031
0
28
CHEVRON CORP NEW COM
COM
166764100
5116
49705
SH
SOLE
49685
0
20
CHURCH & DWIGHT INC COM
COM
171340102
5991
125016
SH
SOLE
124956
0
60
CIGNA CORPORATION COM
COM
125509109
4826
37029
SH
SOLE
37011
0
18
CISCO SYS INC COM
COM
17275R102
1256
39609
SH
SOLE
39609
0
0
COCA COLA CO COM
COM
191216100
366
8653
SH
SOLE
8653
0
0
COSTCO WHSL CORP NEW COM
COM
22160K105
6018
39459
SH
SOLE
39440
0
19
CVS HEALTH CORP COM
COM
126650100
2931
32936
SH
SOLE
32918
0
18
DENTSPLY SIRONA INC COM
COM
24906P109
3522
59267
SH
SOLE
59236
0
31
DICKS SPORTING GOODS INC COM
COM
253393102
477
8405
SH
SOLE
8405
0
0
DISCOVER FINL SVCS COM
COM
254709108
2847
50347
SH
SOLE
50324
0
23
DISNEY WALT CO COM DISNEY
COM
254687106
5083
54741
SH
SOLE
54715
0
26
DONALDSON INC COM
COM
257651109
394
10548
SH
SOLE
10548
0
0
ECOLAB INC COM
COM
278865100
6122
50295
SH
SOLE
50273
0
22
EDWARDS LIFESCIENCES CORP COM
COM
28176E108
5758
47759
SH
SOLE
47739
0
20
EMERSON ELEC CO COM
COM
291011104
664
12178
SH
SOLE
12178
0
0
EOG RES INC COM
COM
26875P101
5138
53131
SH
SOLE
53095
0
36
EXPEDIA INC DEL COM NEW
COM
30212P303
4099
35114
SH
SOLE
35094
0
20
EXXON MOBIL CORP COM
COM
30231G102
2276
26080
SH
SOLE
26080
0
0
F5 NETWORKS INC COM
COM
315616102
4913
39415
SH
SOLE
39392
0
23
FACEBOOK INC CL A
COM
30303M102
6807
53065
SH
SOLE
53033
0
32
FEDEX CORP COM
COM
31428X106
4248
24318
SH
SOLE
24303
0
15
FIDELITY MSCI CONSM DIS
COM
316092204
328
10417
SH
SOLE
10417
0
0
FIDELITY MSCI INDL INDX
COM
316092709
574
18965
SH
SOLE
18965
0
0
FIRST REP BK SAN FRANCISCO CAL
COM
33616C100
6065
78652
SH
SOLE
78613
0
39
GENERAL DYNAMICS CORP COM
COM
369550108
290
1872
SH
SOLE
1872
0
0
GENERAL ELECTRIC CO COM
COM
369604103
5584
188535
SH
SOLE
188458
0
77
GILEAD SCIENCES INC COM
COM
375558103
3446
43559
SH
SOLE
43536
0
23
HONEYWELL INTL INC COM
COM
438516106
7235
62059
SH
SOLE
62029
0
30
HORMEL FOODS CORP COM
COM
440452100
1356
35737
SH
SOLE
35737
0
0
INTEL CORP COM
COM
458140100
723
19149
SH
SOLE
18994
0
155
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
5631
20905
SH
SOLE
20894
0
11
INTERNATIONAL BUSINESS MACHS C
COM
459200101
289
1822
SH
SOLE
1822
0
0
INTUIT COM
COM
461202103
5590
50818
SH
SOLE
50789
0
29
JOHNSON & JOHNSON COM
COM
478160104
7839
66357
SH
SOLE
66247
0
110
JPMORGAN CHASE & CO COM
COM
46625H100
8165
122619
SH
SOLE
122559
0
60
LAUDER ESTEE COS INC CL A
COM
518439104
4334
48933
SH
SOLE
48909
0
24
LENNOX INTL INC COM
COM
526107107
5325
33910
SH
SOLE
33886
0
24
LOWES COS INC COM
COM
548661107
5189
71859
SH
SOLE
71820
0
39
MARRIOTT INTL INC NEW CL A
COM
571903202
2036
30243
SH
SOLE
30223
0
20
MASTERCARD INCORPORATED CL A
COM
57636Q104
7149
70246
SH
SOLE
70211
0
35
MERCK & CO INC COM
COM
58933Y105
236
3776
SH
SOLE
3776
0
0
MICROSOFT CORP COM
COM
594918104
615
10672
SH
SOLE
10548
0
124
NEWMONT MINING CORP COM
COM
651639106
550
14000
SH
SOLE
14000
0
0
NIKE INC CL B
COM
654106103
5224
99217
SH
SOLE
99176
0
41
NOVO-NORDISK A S ADR
COM
670100205
1620
38957
SH
SOLE
38957
0
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NXP SEMICONDUCTORS N V COM
COM
N6596X109
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48054
SH
SOLE
48023
0
31
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COM
67103H107
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SH
SOLE
27233
0
10
ORACLE CORP COM
COM
68389X105
4384
111613
SH
SOLE
111557
0
56
PEPSICO INC COM
COM
713448108
800
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SOLE
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PFIZER INC COM
COM
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353
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SH
SOLE
10427
0
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PHILIP MORRIS INTL INC COM
COM
718172109
205
2106
SH
SOLE
2106
0
0
PIONEER NAT RES CO COM
COM
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4882
26299
SH
SOLE
26284
0
15
PRAXAIR INC COM
COM
74005P104
396
3278
SH
SOLE
3278
0
0
PRICE T ROWE GROUP INC COM
COM
74144T108
578
8695
SH
SOLE
8695
0
0
PROCTER AND GAMBLE CO COM
COM
742718109
1090
12147
SH
SOLE
12147
0
0
SCHLUMBERGER LTD COM
COM
806857108
4872
61949
SH
SOLE
61918
0
31
SCHWAB CHARLES CORP NEW COM
COM
808513105
6097
193129
SH
SOLE
193039
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90
SELECT SECTOR SPDR TR SBI INT-
COM
81369Y506
1469
20799
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SOLE
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SONIC CORP COM
COM
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55783
SH
SOLE
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SOUTHWEST AIRLS CO COM
COM
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6497
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SOLE
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SPDR SERIES TRUST S&P OILGAS E
COM
78464A730
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SOLE
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STATE STR CORP COM
COM
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219
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SOLE
3145
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STRYKER CORP COM
COM
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SOLE
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TORO CO COM
COM
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COM
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COM
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SOLE
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COM
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UNITEDHEALTH GROUP INC COM
COM
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COM
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31465
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COM
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598
7423
SH
SOLE
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COM
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SOLE
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WELLS FARGO & CO NEW COM
COM
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SOLE
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ETF
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SOLE
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ETF
464287200
5418
24904
SH
SOLE
24625
0
279
ISHARES TR RUS 1000 VAL ETF
ETF
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18268
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SOLE
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ISHARES TR S&P 500 GRWT ETF
ETF
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SOLE
2023
0
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ISHARES TR S&P 500 VAL ETF
ETF
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16746
SH
SOLE
16746
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ETF
464287606
1230
7039
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SOLE
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ETF
464287705
1640
12330
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SOLE
12330
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POWERSHARES ETF TRUST DYNA BUY
ETF
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ETF
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214
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1509
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ETF
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ETF
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498
4472
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SOLE
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ETF
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6139
92337
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SOLE
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ETF
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344
3598
SH
SOLE
3598
0
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WISDOMTREE TR TOTAL DIVID FD
ETF
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282
3607
SH
SOLE
3607
0
0
ISHARES TR CORE S&P SCP ETF
ETF
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17258
139007
SH
SOLE
138869
0
138
ISHARES TR RUS 2000 GRW ETF
ETF
464287648
332
2231
SH
SOLE
2231
0
0
ISHARES TR RUS 2000 VAL ETF
ETF
464287630
1828
17454
SH
SOLE
17454
0
0
ISHARES TR RUSSELL 2000 ETF
ETF
464287655
285
2295
SH
SOLE
2295
0
0
ISHARES TR SP SMCP600GR ETF
ETF
464287887
895
6526
SH
SOLE
6526
0
0
ISHARES TR SP SMCP600VL ETF
ETF
464287879
1219
9763
SH
SOLE
9742
0
21
WISDOMTREE TR SMALLCAP DIVID
ETF
97717W604
4590
61024
SH
SOLE
61024
0
0
ISHARES TR MSCI EAFE ETF
ETF
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1117
18896
SH
SOLE
18896
0
0
ISHARES TR MSCI EMG MKT ETF
ETF
464287234
497
13281
SH
SOLE
13281
0
0
VANGUARD INTL EQUITY INDEX FD
ETF
922042858
295
7841
SH
SOLE
7811
0
30
INDEXIQ ETF TR HEDGE MLTI ETF
ETF
45409B107
536
18295
SH
SOLE
18295
0
0
ALPS ETF TR ALERIAN MLP
ETF
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507
39971
SH
SOLE
39971
0
0
UBS AG JERSEY BRH ALERIAN INFR
ETF
902641646
957
33707
SH
SOLE
33707
0
0
SPDR SERIES TRUST DJ REIT ETF
ETF
78464A607
414
4247
SH
SOLE
4247
0
0
VANGUARD INDEX FDS REIT ETF
ETF
922908553
1084
12493
SH
SOLE
12493
0
0