FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Volcom Inc [ VLCM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/02/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/02/2006 | S(1) | 28,100 | D | (2) | 3,209,299 | I | By Trust(3) | ||
Common Stock | 05/03/2006 | S(1) | 31,900 | D | (4) | 3,177,399 | I | By Trust(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The sale transaction covered by this Form 4 is being sold pursuant to a Rule 10(b)5-1 sales plan dated May 2, 2006. |
2. The shares were sold at the following prices: 100 shares @ 38.080 100 shares @ 38.070 100 shares @ 38.060 238 shares @ 38.050 400 shares @ 38.030 200 shares @ 38.000 130 shares @ 37.890 700 shares @ 37.860 227 shares @ 37.840 1,076 shares @ 37.820 10,125 shares @ 37.800 375 shares @ 37.790 1,175 shares @ 37.780 925 shares @ 37.770 1,834 shares @ 37.760 625 shares @ 37.750 1,870 shares @ 37.740 400 shares @ 37.730 1,800 shares @ 37.720 500 shares @ 37.710 5,200 shares @ 37.700 |
3. The shares are held by a revocable family trust. The reporting person and her spouse serve as the trustees of the trust. |
4. The shares were sold for the following prices: 130 shares @ 37.780 300 shares @ 37.770 500 shares @ 37.760 300 shares @ 37.750 100 shares @ 37.730 538 shares @ 37.700 232 shares @ 37.630 300 shares @ 37.480 42 shares @ 37.380 400 shares @ 37.360 300 shares @ 37.340 790 shares @ 37.320 1,222 shares @ 37.310 3,832 shares @ 37.300 200 shares @ 37.290 1,100 shares @ 37.280 1,200 shares @ 37.270 1,917 shares @ 37.260 18,497 shares @ 37.250 |
Remarks: |
Stephanie Kwock | 05/04/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |