FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMERICAN COMMERCIAL LINES INC. [ ACLI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/19/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 | 11/19/2007 | P | 15,600 | A | $14 | 815,500 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 6,400 | A | $14.01 | 821,900 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 1,000 | A | $14.02 | 822,900 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 300 | A | $14.025 | 823,200 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 3,128 | A | $14.03 | 826,328 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 1,777 | A | $14.05 | 828,105 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 13,523 | A | $14.06 | 841,628 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 700 | A | $14.065 | 841,628 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 7,772 | A | $14.07 | 850,100 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 5,400 | A | $14.08 | 855,500 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 7,300 | A | $14.09 | 862,800 | D(1) | |||
Common Stock, par value $0.01 | 11/19/2007 | P | 12,200 | A | $14.1 | 875,000 | D(1) | |||
Common Stock, par value $0.01 | 1,573,130 | D(2) | ||||||||
Common Stock, par value $0.01 | 5,317,084 | D(3) | ||||||||
Common Stock, par value $0.01 | 139,530 | D(4) | ||||||||
Common Stock, par value $0.01 | 2,771,018 | D(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares are owned by EGI-Fund (08-10) Investors, L.L.C., the managing member of which is SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trust"). The Trustee of the Trusts is Chai Trust Company, LLC ("Chai"), of which Samuel Zell is neither an officer nor a director. |
2. These shares are owned by EGI-Fund (05-07) Investors, L.L.C., the managing member of which is SZI. |
3. These shares are owned by GVI Holdings, Inc. ("GVI"), which is indirectly owned by the Trusts and Samuel Zell Revocable Trust, a trust established for the benefit of Samuel Zell ("SZRT"). Samuel Zell is the trustee of SZRT; he disclaims beneficial ownership of the shares beneficially owned by GVI, except to the extent of his pecuinary interest therein. |
4. These shares are owned by HY Investments, L.L.C., the managing member of which is EGI-Managing Member (01), L.L.C. ("MM01"). The managing member of MM01 is SZI. |
5. These shares are owned by GAMI Investments, Inc. ("GAMI"), which is indirectly owned by the Trusts and SZRT. Samuel Zell is the trustee of SZRT; he disclaims beneficial ownership of the shares beneficially owned by GAMI, except to the extent of his pecuinary interest therein. |
Remarks: |
This is the third of three Form 4s. |
Philip G. Tinkler, Vice President of each of the Reporting Persons excluding Chai Trust Company, LLC | 11/21/2007 | |
James G. Bunger, Vice President of Chai Trust Company, LLC | 11/21/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |