0001529628-23-000111.txt : 20230824
0001529628-23-000111.hdr.sgml : 20230824
20230824162426
ACCESSION NUMBER: 0001529628-23-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230823
FILED AS OF DATE: 20230824
DATE AS OF CHANGE: 20230824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feliciano Jose Enrique
CENTRAL INDEX KEY: 0001323912
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37936
FILM NUMBER: 231202489
MAIL ADDRESS:
STREET 1: C/O CLEARLAKE CAPITAL GROUP, LLC
STREET 2: 650 MADISON AVE., 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smart Sand, Inc.
CENTRAL INDEX KEY: 0001529628
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 452809926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 28420 HARDY TOLL ROAD
STREET 2: SUITE 130
CITY: SPRING
STATE: TX
ZIP: 77373
BUSINESS PHONE: (281) 231-2660
MAIL ADDRESS:
STREET 1: 28420 HARDY TOLL ROAD
STREET 2: SUITE 130
CITY: SPRING
STATE: TX
ZIP: 77373
4
1
wk-form4_1692908653.xml
FORM 4
X0508
4
2023-08-23
0
0001529628
Smart Sand, Inc.
SND
0001323912
Feliciano Jose Enrique
C/O CLEARLAKE CAPITAL GROUP, L.P.
233 WILSHIRE BLVD., SUITE 800
SANTA MONICA
CA
90401
1
0
0
0
0
Common Stock, par value $0.001 per share
2023-08-23
4
A
0
16364
1.82
A
16364
D
Common Stock, par value $0.001 per share
16364
I
See footnotes
Represents shares of restricted stock granted pursuant to the Issuer's 2016 Amended and Restated Omnibus Incentive Plan, which vest on the first anniversary of August 23, 2023, the date of grant.
The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII").
Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
The shares are held of record by CCPII. CCPII is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCMII, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares.
/s/ Jose E. Feliciano
2023-08-24