0001529628-23-000111.txt : 20230824 0001529628-23-000111.hdr.sgml : 20230824 20230824162426 ACCESSION NUMBER: 0001529628-23-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230823 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feliciano Jose Enrique CENTRAL INDEX KEY: 0001323912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 231202489 MAIL ADDRESS: STREET 1: C/O CLEARLAKE CAPITAL GROUP, LLC STREET 2: 650 MADISON AVE., 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 4 1 wk-form4_1692908653.xml FORM 4 X0508 4 2023-08-23 0 0001529628 Smart Sand, Inc. SND 0001323912 Feliciano Jose Enrique C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 0 0 0 Common Stock, par value $0.001 per share 2023-08-23 4 A 0 16364 1.82 A 16364 D Common Stock, par value $0.001 per share 16364 I See footnotes Represents shares of restricted stock granted pursuant to the Issuer's 2016 Amended and Restated Omnibus Incentive Plan, which vest on the first anniversary of August 23, 2023, the date of grant. The shares are held of record by Mr. Feliciano for the benefit of Clearlake Capital Partners II (Master), L.P., a Delaware limited partnership ("CCPII"). Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. The shares are held of record by CCPII. CCPII is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Mr. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCMII, CCPII GP and CCP may be deemed to share beneficial ownership of the reported shares. /s/ Jose E. Feliciano 2023-08-24