0001752724-20-272806.txt : 20201228
0001752724-20-272806.hdr.sgml : 20201228
20201228143229
ACCESSION NUMBER: 0001752724-20-272806
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20201228
PERIOD START: 20201031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Managed Account Series
CENTRAL INDEX KEY: 0001323737
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0412
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21763
FILM NUMBER: 201417869
BUSINESS ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 800-441-7762
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
0001323737
S000057852
BlackRock GA Dynamic Equity Fund
C000186832
Class K
C000206474
Institutional
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001323737
XXXXXXXX
S000057852
C000186832
C000206474
Managed Account Series
811-21763
0001323737
549300KJ2GS7UP2OCO54
100 BELLEVUE PARKWAY
WILMINGTON
19809
800-441-7762
BlackRock GA Dynamic Equity Fund
S000057852
549300NJ8KDU5T3NAW97
2020-10-31
2020-10-31
N
6331779.93
260302.90
6071477.03
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
188410.73000000
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
981.00000000
NS
USD
198623.07000000
3.271412689508
Long
EC
CORP
US
N
1
N
N
N
Lennar Corp
529900G61XVRLX5TJX09
Lennar Corp
526057104
149.00000000
NS
USD
10464.27000000
0.172351306746
Long
EC
CORP
US
N
1
N
N
N
Kingdee International Software Group Co Ltd
529900SWRZN94C5SZO63
Kingdee International Software Group Co Ltd
000000000
3000.00000000
NS
7920.77000000
0.130458699931
Long
EC
CORP
KY
N
2
N
N
N
Huazhu Group Ltd
549300Y5ML31FVN83730
Huazhu Group Ltd
44332N106
112.00000000
NS
USD
4438.56000000
0.073105110635
Long
EC
CORP
KY
N
1
N
N
N
DBS Group Holdings Ltd
5493007FKT78NKPM5V55
DBS Group Holdings Ltd
000000000
200.00000000
NS
2979.17000000
0.049068290718
Long
EC
CORP
SG
N
2
N
N
N
Sony Corp
529900R5WX9N2OI2N910
Sony Corp
000000000
100.00000000
NS
8336.64000000
0.137308268792
Long
EC
CORP
JP
N
2
N
N
N
Aptiv PLC
N/A
Aptiv PLC
000000000
443.00000000
NS
USD
42745.07000000
0.704030827898
Long
EC
CORP
JE
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
940.00000000
NS
USD
92157.60000000
1.517877767545
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP DEC20 28 CALL
000000000
4.00000000
NC
USD
92.00000000
0.001515282023
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Bank of America Corp
Bank of America Corp
100.00000000
28.00000000
USD
2020-12-18
XXXX
-500.80000000
N
N
N
Southwest Airlines Co
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741108
232.00000000
NS
USD
9170.96000000
0.151049900290
Long
EC
CORP
US
N
1
N
N
N
Wynn Resorts Ltd
254900CEKKWIHTEAB172
Wynn Resorts Ltd
983134107
45.00000000
NS
USD
3259.35000000
0.053682983298
Long
EC
CORP
US
N
1
N
N
N
KE Holdings Inc
254900RHVY072XPAZE03
KE Holdings Inc
482497104
83.00000000
NS
USD
5789.25000000
0.095351591900
Long
EC
CORP
KY
N
1
N
N
N
Enbridge Inc
98TPTUM4IVMFCZBCUR27
Enbridge Inc
000000000
2280.00000000
NS
62822.79000000
1.034720047355
Long
EC
CORP
CA
N
1
N
N
N
Edwards Lifesciences Corp
YA13X31F3V31L8TMPR58
Edwards Lifesciences Corp
28176E108
135.00000000
NS
USD
9678.15000000
0.159403551264
Long
EC
CORP
US
N
1
N
N
N
Freeport-McMoRan Inc
549300IRDTHJQ1PVET45
Freeport-McMoRan Inc
35671D857
575.00000000
NS
USD
9970.50000000
0.164218689303
Long
EC
CORP
US
N
1
N
N
N
Guardant Health Inc
N/A
Guardant Health Inc
40131M109
59.00000000
NS
USD
6292.94000000
0.103647596275
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corp
549300DRQQI75D2JP341
Truist Financial Corp
89832Q109
200.00000000
NS
USD
8424.00000000
0.138747127896
Long
EC
CORP
US
N
1
N
N
N
Darden Restaurants Inc
CY1NFSCCB5GUXC7WZC70
Darden Restaurants Inc
237194105
21.00000000
NS
USD
1930.32000000
0.031793252127
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP JAN21 67.5 PUT
000000000
-1.00000000
NC
USD
-88.00000000
-0.00144940019
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Starbucks Corp
Starbucks Corp
100.00000000
67.50000000
USD
2021-01-15
XXXX
156.75000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP JAN21 82.5 CALL
000000000
1.00000000
NC
USD
782.50000000
0.012888132428
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Starbucks Corp
Starbucks Corp
100.00000000
82.50000000
USD
2021-01-15
XXXX
359.26000000
N
N
N
Infineon Technologies AG
TSI2PJM6EPETEQ4X1U25
Infineon Technologies AG
000000000
120.00000000
NS
3340.94000000
0.055026807867
Long
EC
CORP
DE
N
2
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
195.00000000
NS
USD
52008.45000000
0.856602927805
Long
EC
CORP
US
N
1
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
265.00000000
NS
USD
56445.00000000
0.929674932822
Long
EC
CORP
US
N
1
N
N
N
Suzuki Motor Corp
353800D83H0V3ZV1SV24
Suzuki Motor Corp
000000000
500.00000000
NS
21473.85000000
0.353684118277
Long
EC
CORP
JP
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
AGILENT TECHNOLOGIES INC NOV20 105 CALL
000000000
2.00000000
NC
USD
425.00000000
0.006999944130
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Agilent Technologies Inc
Agilent Technologies Inc
100.00000000
105.00000000
USD
2020-11-20
XXXX
-249.40000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
LOWE'S COS INC JAN21 180 CALL
000000000
-1.00000000
NC
USD
-362.50000000
-0.00597054058
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Lowe's Cos Inc
Lowe's Cos Inc
100.00000000
180.00000000
USD
2021-01-15
XXXX
85.29000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
AGILENT TECHNOLOGIES INC NOV20 110 CALL
000000000
-1.00000000
NC
USD
-115.00000000
-0.00189410252
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Agilent Technologies Inc
Agilent Technologies Inc
100.00000000
110.00000000
USD
2020-11-20
XXXX
25.82000000
N
N
N
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
BRW8HWT40 NOV20 ASML NA CALL NOV20 335 CALL
000000000
-11.00000000
NC
-38.29000000
-0.00063065379
N/A
DE
DE
N
2
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
Call
Written
ASML Holding NV
ASML Holding NV
1.00000000
335.00000000
EUR
2020-11-20
XXXX
30.80000000
N
N
N
Siemens AG
W38RGI023J3WT1HWRP32
Siemens AG
000000000
790.00000000
NS
92679.66000000
1.526476334210
Long
EC
CORP
DE
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC NOV20 37.5 PUT
000000000
-2.00000000
NC
USD
-145.00000000
-0.00238821623
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Citigroup Inc
Citigroup Inc
100.00000000
37.50000000
USD
2020-11-20
XXXX
9.51000000
N
N
N
Venus MedTech Hangzhou Inc
N/A
Venus MedTech Hangzhou Inc
000000000
500.00000000
NS
4820.92000000
0.079402754489
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC JAN21 140 CALL
000000000
-1.00000000
NC
USD
-102.50000000
-0.00168822181
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Apple Inc
Apple Inc
100.00000000
140.00000000
USD
2021-01-15
XXXX
305.28000000
N
N
N
ICE Futures Europe - Financial Products Division
N/A
FTSE 100 IDX FUT DEC20 IFLL 20201218
000000000
1.00000000
NC
-5643.21000000
-0.09294624639
N/A
DE
GB
N
1
ICE Futures Europe - Financial Products Division
N/A
Long
FTSE 100 Index
Z Z0 Index
2020-12-18
59991.01000000
GBP
-5643.21000000
N
N
N
Fortinet Inc
549300O0QJWDBAS0QX03
Fortinet Inc
34959E109
53.00000000
NS
USD
5849.61000000
0.096345748671
Long
EC
CORP
US
N
1
N
N
N
Korea Exchange (Futures Market)
N/A
KOSPI2 INX FUT DEC20 XKFE 20201210
000000000
-1.00000000
NC
2498.46000000
0.041150777441
N/A
DE
KR
N
1
Korea Exchange (Futures Market)
N/A
Short
Korea Stock Exchange KOSPI 200 Index
KMZ0 Index
2020-12-10
-78285000.00000000
KRW
2498.46000000
N
N
N
Yonyou Network Technology Co Ltd
30030017NBX3U80ANB35
Yonyou Network Technology Co Ltd
000000000
260.00000000
NS
1683.58000000
0.027729331621
Long
EC
CORP
CN
N
2
N
N
N
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
YEN DENOM NIKKEI DEC20 XCME 20201210
000000000
1.00000000
NC
1650.47000000
0.027183994798
N/A
DE
US
N
1
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
Long
Yen Denominated Nikkei 225 Index
NHZ0 Index
2020-12-10
11399704.00000000
JPY
1650.47000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
TRUIST FINANCIAL CORP JAN21 50 CALL
000000000
-1.00000000
NC
USD
-55.00000000
-0.00090587512
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Truist Financial Corp
Truist Financial Corp
100.00000000
50.00000000
USD
2021-01-15
XXXX
52.79000000
N
N
N
Sika AG
549300R3N69ECGYPU434
Sika AG
000000000
15.00000000
NS
3690.07000000
0.060777138442
Long
EC
CORP
CH
N
2
N
N
N
Twilio Inc
5493004W8TRGD63APX93
Twilio Inc
90138F102
16.00000000
NS
USD
4463.52000000
0.073516213236
Long
EC
CORP
US
N
1
N
N
N
Nan Ya Plastics Corp
254900L66RP14M9UOM28
Nan Ya Plastics Corp
000000000
1000.00000000
NS
2054.14000000
0.033832624085
Long
EC
CORP
TW
N
2
N
N
N
RELX PLC
549300WSX3VBUFFJOO66
RELX PLC
000000000
143.00000000
NS
2829.67000000
0.046605957430
Long
EC
CORP
GB
N
2
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW8SB9M6 DEC20 ADS GY CALL DEC20 285 CALL
000000000
31.00000000
NC
179.73000000
0.002960235196
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Purchased
adidas AG
adidas AG
1.00000000
285.00000000
EUR
2020-12-18
XXXX
-349.92000000
N
N
N
Air Products and Chemicals Inc
7QEON6Y1RL5XR3R1W237
Air Products and Chemicals Inc
009158106
254.00000000
NS
USD
70164.96000000
1.155648940995
Long
EC
CORP
US
N
1
N
N
N
Brilliance China Automotive Holdings Ltd
5299005WPCSQN14NBM26
Brilliance China Automotive Holdings Ltd
000000000
2000.00000000
NS
1726.42000000
0.028434925990
Long
EC
CORP
BM
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
US BANCORP DEC20 42.5 CALL
000000000
-1.00000000
NC
USD
-101.00000000
-0.00166351613
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
US Bancorp
US Bancorp
100.00000000
42.50000000
USD
2020-12-18
XXXX
44.79000000
N
N
N
Bank of America, National Association
B4TYDEB6GKMZO031MB27
PURCHASED AUD / SOLD USD
000000000
1.00000000
NC
-4517.77000000
-0.07440973551
N/A
DFE
AU
N
2
Bank of America, National Association
B4TYDEB6GKMZO031MB27
113493.17000000
USD
155000.00000000
AUD
2020-12-17
-4517.77000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC DEC20 42.5 PUT
000000000
-2.00000000
NC
USD
-665.00000000
-0.01095285375
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Citigroup Inc
Citigroup Inc
100.00000000
42.50000000
USD
2020-12-18
XXXX
-349.41000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
HOME DEPOT INC/THE JAN21 300 CALL
000000000
1.00000000
NC
USD
455.00000000
0.007494057833
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Home Depot Inc/The
Home Depot Inc/The
100.00000000
300.00000000
USD
2021-01-15
XXXX
-482.20000000
N
N
N
Valero Energy Corp
549300XTO5VR8SKV1V74
Valero Energy Corp
91913Y100
306.00000000
NS
USD
11814.66000000
0.194592846874
Long
EC
CORP
US
N
1
N
N
N
TJX Cos Inc/The
V167QI9I69W364E2DY52
TJX Cos Inc/The
872540109
680.00000000
NS
USD
34544.00000000
0.568955458932
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
RAYTHEON TECHNOLOGIES CORP FEB21 75 CALL
000000000
-2.00000000
NC
USD
-111.00000000
-0.00182822070
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Raytheon Technologies Corp
Raytheon Technologies Corp
100.00000000
75.00000000
USD
2021-02-19
XXXX
314.52000000
N
N
N
Vodafone Group PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
000000000
29025.00000000
NS
38718.43000000
0.637710227819
Long
EC
CORP
GB
N
2
N
N
N
Yum China Holdings Inc
529900DO9BYZ7VA3K502
Yum China Holdings Inc
98850P109
78.00000000
NS
USD
4151.94000000
0.068384348314
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPG INDUSTRIES INC JAN21 100 PUT
000000000
-1.00000000
NC
USD
-152.50000000
-0.00251174465
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
PPG Industries Inc
PPG Industries Inc
100.00000000
100.00000000
USD
2021-01-15
XXXX
175.25000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP JAN21 22 PUT
000000000
-4.00000000
NC
USD
-440.00000000
-0.00724700098
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
22.00000000
USD
2021-01-15
XXXX
-4.81000000
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
BRW9D94C2 DEC20 85 CALL
000000000
-2.00000000
NC
USD
-90.00000000
-0.00148234111
N/A
DE
US
N
2
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
Call
Written
Fortive Corp
Fortive Corp
100.00000000
85.00000000
USD
2020-12-18
XXXX
115.52000000
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
415.00000000
NS
USD
43620.65000000
0.718452030444
Long
EC
CORP
US
N
1
N
N
N
Roche Holding AG
549300U41AUUVOAAOB37
Roche Holding AG
000000000
190.00000000
NS
61052.96000000
1.005570138836
Long
EC
CORP
CH
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY NOV20 40 PUT
000000000
-2.00000000
NC
USD
-49.00000000
-0.00080705238
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Morgan Stanley
Morgan Stanley
100.00000000
40.00000000
USD
2020-11-20
XXXX
52.69000000
N
N
N
Kakao Corp
988400FTKUBQXKVZP434
Kakao Corp
000000000
23.00000000
NS
6706.59000000
0.110460600721
Long
EC
CORP
KR
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLIED MATERIALS INC JAN21 70 CALL
000000000
-2.00000000
NC
USD
-239.00000000
-0.00393643916
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Applied Materials Inc
Applied Materials Inc
100.00000000
70.00000000
USD
2021-01-15
XXXX
259.96000000
N
N
N
NortonLifeLock Inc
YF6ZV0M6AU4FY94MK914
NortonLifeLock Inc
668771108
170.00000000
NS
USD
3496.90000000
0.057595540306
Long
EC
CORP
US
N
1
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
379.00000000
NS
USD
59919.90000000
0.986908123079
Long
EC
CORP
US
N
1
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
318.00000000
NS
USD
97034.52000000
1.598202867614
Long
EC
CORP
US
N
1
N
N
N
Siemens Energy AG
5299005CHJZ14D4FDJ62
Siemens Energy AG
000000000
398.00000000
NS
8714.38000000
0.143529819135
Long
EC
CORP
CH
N
1
N
N
N
BlackRock Liquidity Funds
5493007YVNX55LTRQ706
BlackRock Liquidity Funds: T-Fund, Institutional Shares
09248U718
171779.13000000
NS
USD
171779.13000000
2.829280735992
Long
STIV
RF
US
N
1
N
N
N
NXP Semiconductors NV
724500M9BY5293JDF951
NXP Semiconductors NV
000000000
341.00000000
NS
USD
46075.92000000
0.758891448857
Long
EC
CORP
NL
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MCDONALD'S CORP DEC20 220 CALL
000000000
1.00000000
NC
USD
622.50000000
0.010252859344
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
McDonald's Corp
McDonald's Corp
100.00000000
220.00000000
USD
2020-12-18
XXXX
5.26000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
GUARDANT HEALTH INC JAN21 120 CALL
000000000
-1.00000000
NC
USD
-705.00000000
-0.01161167202
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Guardant Health Inc
Guardant Health Inc
100.00000000
120.00000000
USD
2021-01-15
XXXX
254.77000000
N
N
N
RAI Way SpA
815600303CCB3CFD2264
RAI Way SpA
000000000
1838.00000000
NS
11195.50000000
0.184394998855
Long
EC
CORP
IT
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
RAYTHEON TECHNOLOGIES CORP FEB21 65 CALL
000000000
2.00000000
NC
USD
321.00000000
0.005287016625
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Raytheon Technologies Corp
Raytheon Technologies Corp
100.00000000
65.00000000
USD
2021-02-19
XXXX
-703.47000000
N
N
N
ING Groep NV
549300NYKK9MWM7GGW15
ING Groep NV
000000000
7083.00000000
NS
48516.55000000
0.799089739782
Long
EC
CORP
NL
N
2
N
N
N
Zoetis Inc
549300HD9Q1LOC9KLJ48
Zoetis Inc
98978V103
19.00000000
NS
USD
3012.45000000
0.049616427520
Long
EC
CORP
US
N
1
N
N
N
Hilton Worldwide Holdings Inc
549300HVGPK36ICB0B89
Hilton Worldwide Holdings Inc
43300A203
75.00000000
NS
USD
6585.75000000
0.108470310724
Long
EC
CORP
US
N
1
N
N
N
CITIBANK NA
E57ODZWZ7FF32TWEFA76
BRW6U99A8 NOV20 AMZN US CALL NOV20 3397.232 CALL
000000000
-5.00000000
NC
USD
-147.18000000
-0.00242412182
N/A
DE
US
N
2
CITIBANK NA
E57ODZWZ7FF32TWEFA76
Call
Written
Amazon.com Inc
Amazon.com Inc
1.00000000
3397.23200000
USD
2020-11-20
XXXX
712.74000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW7EPQ84 NOV20 SAN FP PUT NOV20 76 PUT
000000000
-40.00000000
NC
-85.82000000
-0.00141349460
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
Sanofi
Sanofi
1.00000000
76.00000000
EUR
2020-11-20
XXXX
-31.12000000
N
N
N
United Parcel Service Inc
D01LMJZU09ULLNCY6Z23
United Parcel Service Inc
911312106
70.00000000
NS
USD
10997.70000000
0.181137142505
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
1144.00000000
NS
USD
83752.24000000
1.379437648963
Long
EC
CORP
US
N
1
N
N
N
Bank of America, National Association
B4TYDEB6GKMZO031MB27
PURCHASED INR / SOLD USD
000000000
1.00000000
NC
-739.25000000
-0.01217578517
N/A
DFE
IN
N
2
Bank of America, National Association
B4TYDEB6GKMZO031MB27
65124.77000000
USD
4815000.00000000
INR
2020-12-08
-739.25000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
AGILENT TECHNOLOGIES INC NOV20 115 CALL
000000000
-2.00000000
NC
USD
-65.00000000
-0.00107057969
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Agilent Technologies Inc
Agilent Technologies Inc
100.00000000
115.00000000
USD
2020-11-20
XXXX
92.58000000
N
N
N
Facebook Inc
BQ4BKCS1HXDV9HN80Z93
Facebook Inc
30303M102
187.00000000
NS
USD
49201.57000000
0.810372332084
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW95VL66 FEB21 SAF FP PUT FEB21 70 PUT
000000000
-56.00000000
NC
-201.94000000
-0.00332604404
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
Safran SA
Safran SA
1.00000000
70.00000000
EUR
2021-02-19
XXXX
32.22000000
N
N
N
Subaru Corp
549300N244BVAEE6HH86
Subaru Corp
000000000
800.00000000
NS
14682.38000000
0.241825505185
Long
EC
CORP
JP
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC JAN21 50 CALL
000000000
-1.00000000
NC
USD
-72.50000000
-0.00119410811
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Citigroup Inc
Citigroup Inc
100.00000000
50.00000000
USD
2021-01-15
XXXX
84.29000000
N
N
N
Gilead Sciences Inc
549300WTZWR07K8MNV44
Gilead Sciences Inc
375558103
136.00000000
NS
USD
7908.40000000
0.130254960381
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP NOV20 185 PUT
000000000
-1.00000000
NC
USD
-238.50000000
-0.00392820394
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Microsoft Corp
Microsoft Corp
100.00000000
185.00000000
USD
2020-11-20
XXXX
284.28000000
N
N
N
Ganfeng Lithium Co Ltd
3003006BE6UOHWEOOR42
Ganfeng Lithium Co Ltd
000000000
200.00000000
NS
1163.47000000
0.019162882347
Long
EC
CORP
CN
N
2
N
N
N
Cellnex Telecom SA
5493008T4YG3AQUI7P67
Cellnex Telecom SA
000000000
599.00000000
NS
38450.39000000
0.633295486584
Long
EC
CORP
ES
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC DEC20 52.5 CALL
000000000
2.00000000
NC
USD
45.00000000
0.000741170555
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Citigroup Inc
Citigroup Inc
100.00000000
52.50000000
USD
2020-12-18
XXXX
-659.40000000
N
N
N
Cadence Design Systems Inc
GCT7RXJOGLXPV0NXZY22
Cadence Design Systems Inc
127387108
61.00000000
NS
USD
6671.57000000
0.109883805325
Long
EC
CORP
US
N
1
N
N
N
Intouch Holdings PCL
529900UDPDZWDBCCDO79
Intouch Holdings PCL
000000000
1300.00000000
NS
2235.89000000
0.036826129604
Long
EC
CORP
TH
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
UNION PACIFIC CORP JAN21 200 CALL
000000000
1.00000000
NC
USD
283.00000000
0.004661139268
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Union Pacific Corp
Union Pacific Corp
100.00000000
200.00000000
USD
2021-01-15
XXXX
-754.20000000
N
N
N
ResMed Inc
529900T3QE5253CCXF22
ResMed Inc
761152107
22.00000000
NS
USD
4222.68000000
0.069549468426
Long
EC
CORP
US
N
1
N
N
N
ASML Holding NV
724500Y6DUVHQD6OXN27
ASML Holding NV
000000000
161.00000000
NS
58250.26000000
0.959408389625
Long
EC
CORP
NL
N
2
N
N
N
Sarepta Therapeutics Inc
549300IKDPIED8J8IG21
Sarepta Therapeutics Inc
803607100
18.00000000
NS
USD
2446.38000000
0.040292996052
Long
EC
CORP
US
N
1
N
N
N
PTC Therapeutics Inc
549300UJLWOIWFDGB318
PTC Therapeutics Inc
69366J200
19.00000000
NS
USD
991.61000000
0.016332269645
Long
EC
CORP
US
N
1
N
N
N
Guangzhou Automobile Group Co Ltd
5299005KY9BJO3ZE6A37
Guangzhou Automobile Group Co Ltd
000000000
700.00000000
NS
1407.26000000
0.023178215005
Long
EC
CORP
CN
N
2
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
624.00000000
NS
USD
46931.04000000
0.772975665857
Long
EC
CORP
US
N
1
N
N
N
Palo Alto Networks Inc
549300QXR2YVZV231H43
Palo Alto Networks Inc
697435105
33.00000000
NS
USD
7299.27000000
0.120222311044
Long
EC
CORP
US
N
1
N
N
N
Bristol-Myers Squibb Co
HLYYNH7UQUORYSJQCN42
Bristol-Myers Squibb Co
110122108
599.00000000
NS
USD
35011.55000000
0.576656220998
Long
EC
CORP
US
N
1
N
N
N
First Quantum Minerals Ltd
549300I7UVBGWRYMYZ18
First Quantum Minerals Ltd
000000000
832.00000000
NS
9560.85000000
0.157471566683
Long
EC
CORP
CA
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
EDWARDS LIFESCIENCES CORP NOV20 85 CALL
000000000
-1.00000000
NC
USD
-25.00000000
-0.00041176141
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Edwards Lifesciences Corp
Edwards Lifesciences Corp
100.00000000
85.00000000
USD
2020-11-20
XXXX
179.67000000
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
000000000
397.00000000
NS
22624.57000000
0.372637002301
Long
EC
CORP
GB
N
2
N
N
N
Formosa Chemicals & Fibre Corp
254900OJX8UZOAIVSU82
Formosa Chemicals & Fibre Corp
000000000
1000.00000000
NS
2408.50000000
0.039669095149
Long
EC
CORP
TW
N
2
N
N
N
adidas AG
549300JSX0Z4CW0V5023
adidas AG
000000000
168.00000000
NS
49913.62000000
0.822100120833
Long
EC
CORP
DE
N
2
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
485.00000000
NS
USD
85937.15000000
1.415424114682
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW95VM24 FEB21 SAF FP CALL FEB21 98 CALL
000000000
-56.00000000
NC
-431.53000000
-0.00710749621
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
Safran SA
Safran SA
1.00000000
98.00000000
EUR
2021-02-19
XXXX
-146.22000000
N
N
N
AAC Technologies Holdings Inc
549300SKEDE1VKS0A552
AAC Technologies Holdings Inc
000000000
500.00000000
NS
2628.19000000
0.043287489798
Long
EC
CORP
KY
N
2
N
N
N
Han's Laser Technology Industry Group Co Ltd
300300MZXZR87BGKOZ23
Han's Laser Technology Industry Group Co Ltd
000000000
500.00000000
NS
3012.08000000
0.049610333451
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
WALT DISNEY CO/THE JAN21 110 PUT
000000000
-1.00000000
NC
USD
-420.00000000
-0.00691759184
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Walt Disney Co/The
Walt Disney Co/The
100.00000000
110.00000000
USD
2021-01-15
XXXX
-52.21000000
N
N
N
Unilever NV
549300TK7G7NZTVM1Z30
Unilever NV
000000000
760.00000000
NS
42844.04000000
0.705660909006
Long
EC
CORP
NL
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
JPMORGAN CHASE + CO NOV20 105 CALL
000000000
-1.00000000
NC
USD
-119.50000000
-0.00196821958
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
JPMorgan Chase & Co
JPMorgan Chase & Co
100.00000000
105.00000000
USD
2020-11-20
XXXX
95.29000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP MAR21 21 PUT
000000000
-2.00000000
NC
USD
-246.00000000
-0.00405173236
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
21.00000000
USD
2021-03-19
XXXX
-58.41000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW8SBMN9 DEC20 ADS GY PUT DEC20 245 PUT
000000000
-31.00000000
NC
-440.47000000
-0.00725474209
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
adidas AG
adidas AG
1.00000000
245.00000000
EUR
2020-12-18
XXXX
-148.17000000
N
N
N
Marvell Technology Group Ltd
8DF36O58U3QIHUCGZB18
Marvell Technology Group Ltd
000000000
226.00000000
NS
USD
8477.26000000
0.139624344424
Long
EC
CORP
BM
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP FEB21 245 CALL
000000000
-1.00000000
NC
USD
-301.50000000
-0.00496584271
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Microsoft Corp
Microsoft Corp
100.00000000
245.00000000
USD
2021-02-19
XXXX
241.28000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP NOV20 21 PUT
000000000
-2.00000000
NC
USD
-48.00000000
-0.00079058192
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
21.00000000
USD
2020-11-20
XXXX
7.59000000
N
N
N
Shanghai International Airport Co Ltd
3003000CIJ7O6AOQF345
Shanghai International Airport Co Ltd
000000000
300.00000000
NS
2969.54000000
0.048909680219
Long
EC
CORP
CN
N
2
N
N
N
Globant SA
2221008DCMSPYS42DS88
Globant SA
000000000
16.00000000
NS
USD
2889.76000000
0.047595667178
Long
EC
CORP
LU
N
1
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW6PL206 NOV20 ADSK US CALL NOV20 260 CALL
000000000
-30.00000000
NC
USD
-99.79000000
-0.00164358688
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Written
Autodesk Inc
Autodesk Inc
1.00000000
260.00000000
USD
2020-11-20
XXXX
414.71000000
N
N
N
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
BRW7TPQT2 NOV20 LEN US PUT NOV20 76 PUT
000000000
47.00000000
NC
USD
337.38000000
0.005556802707
N/A
DE
US
N
2
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
Put
Purchased
Lennar Corp
Lennar Corp
1.00000000
76.00000000
USD
2020-11-20
XXXX
61.96000000
N
N
N
BOSTON SCIENTIFIC CORP
Y6ZDD9FP4P8JSSJMW954
Boston Scientific Corp
101137206
40.00000000
NS
USD
4143.20000000
0.068240396521
Long
EP
CORP
US
N
1
N
N
N
J.P. MORGAN SECURITIES LLC
ZBUT11V806EZRVTWT807
TRS: BlackRock GA Enhanced Equity Fund - JP CFD
000000000
39.00000000
OU
Notional Amount
USD
-5332.14000000
-0.08782278140
N/A
DE
US
N
2
J.P. MORGAN SECURITIES LLC
ZBUT11V806EZRVTWT807
BlackRock GA Enhanced Equity Fund - JP CFD
GA-LDEE_JP
McCormick & Co Inc/MD
-14.00000000
USD
-2527.14000000
USD
JM Smucker Co/The
-25.00000000
USD
-2805.00000000
USD
Y
Multi - See Part E
Multi - See Part E
2020-11-09
0.00000000
USD
0.00000000
USD
39.00000000
USD
316.73000000
N
N
N
Vail Resorts Inc
529900PSZHRNU9HKH870
Vail Resorts Inc
91879Q109
1.00000000
NS
USD
232.04000000
0.003821804790
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP DEC20 27 CALL
000000000
4.00000000
NC
USD
134.00000000
0.002207041208
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Bank of America Corp
Bank of America Corp
100.00000000
27.00000000
USD
2020-12-18
XXXX
-470.80000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP JAN21 100 CALL
000000000
-1.00000000
NC
USD
-116.50000000
-0.00191880821
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Starbucks Corp
Starbucks Corp
100.00000000
100.00000000
USD
2021-01-15
XXXX
29.29000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW7EP8J0 NOV20 ROG VX PUT NOV20 285 PUT
000000000
-12.00000000
NC
-55.36000000
-0.00091180448
N/A
DE
CH
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
Roche Holding AG
Roche Holding AG
1.00000000
285.00000000
CHF
2020-11-20
XXXX
1.13000000
N
N
N
APTIV PLC
N/A
Aptiv PLC
000000000
63.00000000
NS
USD
7585.20000000
0.124931708750
Long
EP
CORP
JE
N
1
N
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
PURCHASED USD / SOLD TWD
000000000
1.00000000
NC
-1807.41000000
-0.02976886828
N/A
DFE
US
N
2
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
2306000.00000000
TWD
79762.03000000
USD
2020-12-18
-1807.41000000
N
N
N
Ciena Corp
W0CZ7N0GH8UIGXDM1H41
Ciena Corp
171779309
13.00000000
NS
USD
512.07000000
0.008434026802
Long
EC
CORP
US
N
1
N
N
N
DSV PANALPINA A/S
529900X41C0BSLK67H70
DSV PANALPINA A/S
000000000
26.00000000
NS
4218.28000000
0.069476998416
Long
EC
CORP
DK
N
2
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
1556.00000000
NS
USD
74921.40000000
1.233989680432
Long
EC
CORP
US
N
1
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
101.00000000
NS
USD
50637.36000000
0.834020449221
Long
EC
CORP
US
N
1
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
166.00000000
NS
USD
30897.58000000
0.508897255928
Long
EC
CORP
US
N
1
N
N
N
Splunk Inc
549300XGDSGBP6UEI867
Splunk Inc
848637104
47.00000000
NS
USD
9307.88000000
0.153305035232
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
DOW INC DEC20 52.5 CALL
000000000
1.00000000
NC
USD
63.50000000
0.001045874005
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Dow Inc
Dow Inc
100.00000000
52.50000000
USD
2020-12-18
XXXX
-213.11000000
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW94KPM2 DEC20 GIVN VX PUT DEC20 3680 PUT
000000000
-1.00000000
NC
-137.38000000
-0.00226271135
N/A
DE
CH
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Givaudan SA
Givaudan SA
1.00000000
3680.00000000
CHF
2020-12-18
XXXX
-75.48000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC JAN21 107.5 PUT
000000000
-1.00000000
NC
USD
-725.00000000
-0.01194108116
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Apple Inc
Apple Inc
100.00000000
107.50000000
USD
2021-01-15
XXXX
-166.95000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC JAN21 55 CALL
000000000
-1.00000000
NC
USD
-28.50000000
-0.00046940801
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Citigroup Inc
Citigroup Inc
100.00000000
55.00000000
USD
2021-01-15
XXXX
82.16000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW891J22 DEC20 MC FP CALL DEC20 450 CALL
000000000
-42.00000000
NC
-182.87000000
-0.00301195243
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
LVMH Moet Hennessy Louis Vuitton SE
LVMH Moet Hennessy Louis Vuitton SE
1.00000000
450.00000000
EUR
2020-12-18
XXXX
119.42000000
N
N
N
Intuitive Surgical Inc
54930052SRG011710797
Intuitive Surgical Inc
46120E602
18.00000000
NS
USD
12007.44000000
0.197768021531
Long
EC
CORP
US
N
1
N
N
N
Hong Kong Futures Exchange Ltd.
213800YTVSXYQN17BW16
HSCEI FUTURES NOV20 XHKF 20201127
000000000
-2.00000000
NC
2549.91000000
0.041998182442
N/A
DE
HK
N
1
Hong Kong Futures Exchange Ltd.
213800YTVSXYQN17BW16
Short
Hang Seng China Enterprises Index
HCX0 Index
2020-11-27
-998368.16000000
HKD
2549.91000000
N
N
N
Yifeng Pharmacy Chain Co Ltd
300300CZZIF44N1EZO06
Yifeng Pharmacy Chain Co Ltd
000000000
180.00000000
NS
2743.14000000
0.045180768805
Long
EC
CORP
CN
N
2
N
N
N
Zscaler Inc
529900MZ0RTK1BWRNF46
Zscaler Inc
98980G102
52.00000000
NS
USD
7059.00000000
0.116264954394
Long
EC
CORP
US
N
1
N
N
N
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
BRW7TPEN8 NOV20 DHI US PUT NOV20 70 PUT
000000000
103.00000000
NC
USD
563.93000000
0.009288184690
N/A
DE
US
N
2
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
Put
Purchased
DR Horton Inc
DR Horton Inc
1.00000000
70.00000000
USD
2020-11-20
XXXX
195.80000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
TRUIST FINANCIAL CORP DEC20 47.5 CALL
000000000
-1.00000000
NC
USD
-65.00000000
-0.00107057969
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Truist Financial Corp
Truist Financial Corp
100.00000000
47.50000000
USD
2020-12-18
XXXX
52.79000000
N
N
N
WuXi AppTec Co Ltd
254900OEPQLZSPLN9175
WuXi AppTec Co Ltd
000000000
80.00000000
NS
1352.19000000
0.022271186950
Long
EC
CORP
CN
N
2
N
N
N
Marsh & McLennan Cos Inc
549300XMP3KDCKJXIU47
Marsh & McLennan Cos Inc
571748102
410.00000000
NS
USD
42418.60000000
0.698653717874
Long
EC
CORP
US
N
1
N
N
N
The Montreal Exchange / Bourse De Montreal
N/A
S+P/TSX 60 IX FUT DEC20 XMOD 20201217
000000000
1.00000000
NC
-5960.50000000
-0.09817215762
N/A
DE
CA
N
1
The Montreal Exchange / Bourse De Montreal
N/A
Long
S&P/TSX 60 Index
PTZ0 Index
2020-12-17
193021.18000000
CAD
-5960.50000000
N
N
N
Sanofi
549300E9PC51EN656011
Sanofi
000000000
482.00000000
NS
43521.39000000
0.716817172904
Long
EC
CORP
FR
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MCDONALD'S CORP DEC20 180 PUT
000000000
-1.00000000
NC
USD
-196.00000000
-0.00322820952
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
McDonald's Corp
McDonald's Corp
100.00000000
180.00000000
USD
2020-12-18
XXXX
186.75000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
TRUIST FINANCIAL CORP JAN21 35 PUT
000000000
-1.00000000
NC
USD
-125.00000000
-0.00205880709
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Truist Financial Corp
Truist Financial Corp
100.00000000
35.00000000
USD
2021-01-15
XXXX
-27.21000000
N
N
N
Atlas Copco AB
213800T8PC8Q4FYJZR07
Atlas Copco AB
000000000
84.00000000
NS
3707.86000000
0.061070147868
Long
EC
CORP
SE
N
2
N
N
N
Hangzhou Tigermed Consulting Co Ltd
300300CP4N8WDF6DOO67
Hangzhou Tigermed Consulting Co Ltd
000000000
100.00000000
NS
1605.93000000
0.026450400653
Long
EC
CORP
CN
N
1
N
N
N
Inner Mongolia Yili Industrial Group Co Ltd
3003002Q2A863JPQFH06
Inner Mongolia Yili Industrial Group Co Ltd
000000000
300.00000000
NS
1783.77000000
0.029379506686
Long
EC
CORP
CN
N
2
N
N
N
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
S+P500 EMINI FUT DEC20 XCME 20201218
000000000
1.00000000
NC
USD
-2942.75000000
-0.04846843668
N/A
DE
US
N
1
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
Long
E-mini S&P 500 Index
ESZ0 Index
2020-12-18
166177.75000000
USD
-2942.75000000
N
N
N
Tencent Holdings Ltd
254900N4SLUMW4XUYY11
Tencent Holdings Ltd
000000000
800.00000000
NS
61124.49000000
1.006748270609
Long
EC
CORP
KY
N
2
N
N
N
VMware Inc
549300BUDHS3LRWBE814
VMware Inc
928563402
229.00000000
NS
USD
29479.17000000
0.485535395330
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW891GY5 DEC20 MC FP PUT DEC20 375 PUT
000000000
-21.00000000
NC
-278.08000000
-0.00458010462
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
LVMH Moet Hennessy Louis Vuitton SE
LVMH Moet Hennessy Louis Vuitton SE
1.00000000
375.00000000
EUR
2020-12-18
XXXX
73.25000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC JAN21 130 CALL
000000000
-1.00000000
NC
USD
-200.00000000
-0.00329409135
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Apple Inc
Apple Inc
100.00000000
130.00000000
USD
2021-01-15
XXXX
429.46000000
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
1548.00000000
NS
USD
168515.28000000
2.775523635638
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
182.00000000
NS
USD
7538.44000000
0.124161550192
Long
EC
CORP
US
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
457.00000000
NS
USD
18787.27000000
0.309434918507
Long
EC
CORP
US
N
1
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW7QATJ7 NOV20 BSX US CALL NOV20 41 CALL
000000000
164.00000000
NC
USD
13.72000000
0.000225974666
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Purchased
Boston Scientific Corp
Boston Scientific Corp
1.00000000
41.00000000
USD
2020-11-20
XXXX
-319.71000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP DEC20 180 PUT
000000000
-1.00000000
NC
USD
-360.00000000
-0.00592936444
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Microsoft Corp
Microsoft Corp
100.00000000
180.00000000
USD
2020-12-18
XXXX
322.74000000
N
N
N
POSCO
988400E5HRVX81AYLM04
POSCO
000000000
10.00000000
NS
1846.04000000
0.030405122030
Long
EC
CORP
KR
N
2
N
N
N
ENN Energy Holdings Ltd
549300V7BXPWT6WIPR03
ENN Energy Holdings Ltd
000000000
100.00000000
NS
1265.61000000
0.020845174802
Long
EC
CORP
KY
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP DEC20 220 CALL
000000000
1.00000000
NC
USD
397.50000000
0.006547006569
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Microsoft Corp
Microsoft Corp
100.00000000
220.00000000
USD
2020-12-18
XXXX
-834.74000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW7EP7W2 NOV20 ROG VX CALL NOV20 350 CALL
000000000
-12.00000000
NC
-0.41000000
-0.00000675288
N/A
DE
CH
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
Roche Holding AG
Roche Holding AG
1.00000000
350.00000000
CHF
2020-11-20
XXXX
28.51000000
N
N
N
Atlassian Corp PLC
549300AGBII4MWBVJY22
Atlassian Corp PLC
000000000
32.00000000
NS
USD
6131.84000000
0.100994205688
Long
EC
CORP
GB
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY JAN21 55 CALL
000000000
2.00000000
NC
USD
237.00000000
0.003903498256
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Morgan Stanley
Morgan Stanley
100.00000000
55.00000000
USD
2021-01-15
XXXX
-387.47000000
N
N
N
Raytheon Technologies Corp
I07WOS4YJ0N7YRFE7309
Raytheon Technologies Corp
75513E101
655.00000000
NS
USD
35579.60000000
0.586012263971
Long
EC
CORP
US
N
1
N
N
N
Advanced Info Service PCL
529900DU2YW1NO5RMU78
Advanced Info Service PCL
000000000
400.00000000
NS
2222.34000000
0.036602954915
Long
EC
CORP
TH
N
2
N
N
N
PPG Industries Inc
549300BKPEP01R3V6C59
PPG Industries Inc
693506107
462.00000000
NS
USD
59930.64000000
0.987085015785
Long
EC
CORP
US
N
1
N
N
N
Arkema SA
9695000EHMS84KKP2785
Arkema SA
000000000
256.00000000
NS
25072.58000000
0.412956845197
Long
EC
CORP
FR
N
2
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
245.00000000
NS
USD
29706.25000000
0.489275506655
Long
EC
CORP
US
N
1
N
N
N
Alibaba Group Holding Ltd
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
01609W102
103.00000000
NS
USD
31383.07000000
0.516893497989
Long
EC
CORP
KY
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP FEB21 30 CALL
000000000
-2.00000000
NC
USD
-66.00000000
-0.00108705014
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Bank of America Corp
Bank of America Corp
100.00000000
30.00000000
USD
2021-02-19
XXXX
69.60000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
GLOBAL PAYMENTS INC DEC20 150 PUT
000000000
-1.00000000
NC
USD
-590.00000000
-0.00971756949
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Global Payments Inc
Global Payments Inc
100.00000000
150.00000000
USD
2020-12-18
XXXX
47.74000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MCDONALD'S CORP JAN21 240 CALL
000000000
-1.00000000
NC
USD
-271.00000000
-0.00446349378
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
McDonald's Corp
McDonald's Corp
100.00000000
240.00000000
USD
2021-01-15
XXXX
262.54000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW891HS7 DEC20 MC FP CALL DEC20 415 CALL
000000000
42.00000000
NC
692.64000000
0.011408097182
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Purchased
LVMH Moet Hennessy Louis Vuitton SE
LVMH Moet Hennessy Louis Vuitton SE
1.00000000
415.00000000
EUR
2020-12-18
XXXX
-137.16000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ALIBABA GROUP HOLDING LTD FEB21 350 CALL
000000000
-1.00000000
NC
USD
-1215.00000000
-0.02001160498
N/A
DE
KY
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Alibaba Group Holding Ltd
Alibaba Group Holding Ltd
100.00000000
350.00000000
USD
2021-02-19
XXXX
50.40000000
N
N
N
Meituan
21380033K525E5JLIA77
Meituan
000000000
100.00000000
NS
3727.92000000
0.061400545231
Long
EC
CORP
KY
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC DEC20 117.5 CALL
000000000
1.00000000
NC
USD
316.50000000
0.005212899570
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Apple Inc
Apple Inc
100.00000000
117.50000000
USD
2020-12-18
XXXX
-545.70000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
JPMORGAN CHASE + CO JAN21 80 PUT
000000000
-1.00000000
NC
USD
-181.00000000
-0.00298115267
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
JPMorgan Chase & Co
JPMorgan Chase & Co
100.00000000
80.00000000
USD
2021-01-15
XXXX
64.79000000
N
N
N
Trip.com Group Ltd
2549004RMYDSRQL4KW41
Trip.com Group Ltd
89677Q107
161.00000000
NS
USD
4630.36000000
0.076264144245
Long
EC
CORP
KY
N
1
N
N
N
LVMH Moet Hennessy Louis Vuitton SE
IOG4E947OATN0KJYSD45
LVMH Moet Hennessy Louis Vuitton SE
000000000
59.00000000
NS
27656.12000000
0.455508929101
Long
EC
CORP
FR
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY JAN21 57.5 CALL
000000000
-1.00000000
NC
USD
-72.00000000
-0.00118587288
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Morgan Stanley
Morgan Stanley
100.00000000
57.50000000
USD
2021-01-15
XXXX
32.79000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP FEB21 20 PUT
000000000
-2.00000000
NC
USD
-156.00000000
-0.00256939125
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
20.00000000
USD
2021-02-19
XXXX
-22.41000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP JAN21 28 CALL
000000000
-2.00000000
NC
USD
-82.00000000
-0.00135057745
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Bank of America Corp
Bank of America Corp
100.00000000
28.00000000
USD
2021-01-15
XXXX
53.60000000
N
N
N
salesforce.com Inc
RCGZFPDMRW58VJ54VR07
salesforce.com Inc
79466L302
260.00000000
NS
USD
60390.20000000
0.994654178902
Long
EC
CORP
US
N
1
N
N
N
Ping An Insurance Group Co of China Ltd
529900M9MC28JLN35U89
Ping An Insurance Group Co of China Ltd
000000000
200.00000000
NS
2328.82000000
0.038356729153
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
RAYTHEON TECHNOLOGIES CORP JAN21 55 PUT
000000000
-2.00000000
NC
USD
-970.00000000
-0.01597634307
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Raytheon Technologies Corp
Raytheon Technologies Corp
100.00000000
55.00000000
USD
2021-01-15
XXXX
-412.99000000
N
N
N
Analog Devices Inc
GYVOE5EZ4GDAVTU4CQ61
Analog Devices Inc
032654105
13.00000000
NS
USD
1540.89000000
0.025379162144
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP MAR21 28 CALL
000000000
-2.00000000
NC
USD
-160.00000000
-0.00263527308
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Bank of America Corp
Bank of America Corp
100.00000000
28.00000000
USD
2021-03-19
XXXX
-28.87000000
N
N
N
Alexion Pharmaceuticals Inc
M1YXUUZR0EIMU8T0EM75
Alexion Pharmaceuticals Inc
015351109
20.00000000
NS
USD
2302.80000000
0.037928167867
Long
EC
CORP
US
N
1
N
N
N
QUALCOMM Inc
H1J8DDZKZP6H7RWC0H53
QUALCOMM Inc
747525103
29.00000000
NS
USD
3577.44000000
0.058922070895
Long
EC
CORP
US
N
1
N
N
N
Hon Hai Precision Industry Co Ltd
30030004CM3GSZXX7O56
Hon Hai Precision Industry Co Ltd
000000000
1000.00000000
NS
2712.13000000
0.044670019940
Long
EC
CORP
TW
N
2
N
N
N
Seagen Inc
N/A
Seagen Inc
81181C104
27.00000000
NS
USD
4503.60000000
0.074176349144
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY JAN21 40 PUT
000000000
-2.00000000
NC
USD
-228.00000000
-0.00375526414
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Morgan Stanley
Morgan Stanley
100.00000000
40.00000000
USD
2021-01-15
XXXX
20.07000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP JAN21 90 CALL
000000000
1.00000000
NC
USD
390.00000000
0.006423478143
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Starbucks Corp
Starbucks Corp
100.00000000
90.00000000
USD
2021-01-15
XXXX
-32.20000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
WALT DISNEY CO/THE JAN21 155 CALL
000000000
-1.00000000
NC
USD
-78.00000000
-0.00128469562
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Walt Disney Co/The
Walt Disney Co/The
100.00000000
155.00000000
USD
2021-01-15
XXXX
181.75000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP JAN21 27 CALL
000000000
4.00000000
NC
USD
226.00000000
0.003722323231
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Bank of America Corp
Bank of America Corp
100.00000000
27.00000000
USD
2021-01-15
XXXX
-462.80000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC DEC20 130 CALL
000000000
-1.00000000
NC
USD
-97.50000000
-0.00160586953
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Apple Inc
Apple Inc
100.00000000
130.00000000
USD
2020-12-18
XXXX
305.29000000
N
N
N
Goldman Sachs Group Inc/The
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141G104
27.00000000
NS
USD
5104.08000000
0.084066529030
Long
EC
CORP
US
N
1
N
N
N
ConocoPhillips
WPTL2Z3FIYTHSP5V2253
ConocoPhillips
20825C104
387.00000000
NS
USD
11075.94000000
0.182425791043
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
GLOBAL PAYMENTS INC NOV20 155 PUT
000000000
-1.00000000
NC
USD
-530.00000000
-0.00872934209
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Global Payments Inc
Global Payments Inc
100.00000000
155.00000000
USD
2020-11-20
XXXX
51.98000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP DEC20 250 CALL
000000000
-1.00000000
NC
USD
-52.00000000
-0.00085646375
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Microsoft Corp
Microsoft Corp
100.00000000
250.00000000
USD
2020-12-18
XXXX
355.75000000
N
N
N
GOLDMAN SACHS INTERNATIONAL
W22LROWP2IHZNBB6K528
BRW8KGSF7 NOV20 UNP US CALL NOV20 207.5 CALL
000000000
61.00000000
NC
USD
10.26000000
0.000168986886
N/A
DE
US
N
2
GOLDMAN SACHS INTERNATIONAL
W22LROWP2IHZNBB6K528
Call
Purchased
Union Pacific Corp
Union Pacific Corp
1.00000000
207.50000000
USD
2020-11-20
XXXX
-538.74000000
N
N
N
Kering SA
549300VGEJKB7SVUZR78
Kering SA
000000000
5.00000000
NS
3021.58000000
0.049766802790
Long
EC
CORP
FR
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
HOME DEPOT INC/THE JAN21 330 CALL
000000000
-1.00000000
NC
USD
-119.00000000
-0.00195998435
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Home Depot Inc/The
Home Depot Inc/The
100.00000000
330.00000000
USD
2021-01-15
XXXX
143.79000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
JPMORGAN CHASE + CO JAN21 120 CALL
000000000
-1.00000000
NC
USD
-64.00000000
-0.00105410923
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
JPMorgan Chase & Co
JPMorgan Chase & Co
100.00000000
120.00000000
USD
2021-01-15
XXXX
112.79000000
N
N
N
Fubon Financial Holding Co Ltd
549300G7Y2TS2XNIB476
Fubon Financial Holding Co Ltd
000000000
1000.00000000
NS
1424.55000000
0.023462989202
Long
EC
CORP
TW
N
2
N
N
N
China Merchants Bank Co Ltd
549300MKO5B60FFIHF58
China Merchants Bank Co Ltd
000000000
500.00000000
NS
2604.47000000
0.042896810564
Long
EC
CORP
CN
N
2
N
N
N
Industrial & Commercial Bank of China Ltd
5493002ERZU2K9PZDL40
Industrial & Commercial Bank of China Ltd
000000000
4000.00000000
NS
2271.46000000
0.037411983752
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY JAN21 62.5 CALL
000000000
-2.00000000
NC
USD
-54.00000000
-0.00088940466
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Morgan Stanley
Morgan Stanley
100.00000000
62.50000000
USD
2021-01-15
XXXX
153.52000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC JAN21 125 PUT
000000000
1.00000000
NC
USD
1910.00000000
0.031458572445
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Apple Inc
Apple Inc
100.00000000
125.00000000
USD
2021-01-15
XXXX
691.97000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP FEB21 215 CALL
000000000
1.00000000
NC
USD
1060.00000000
0.017458684184
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Microsoft Corp
Microsoft Corp
100.00000000
215.00000000
USD
2021-02-19
XXXX
-367.20000000
N
N
N
LG Chem Ltd
988400IES4EIG7O06940
LG Chem Ltd
000000000
19.00000000
NS
10360.34000000
0.170639532173
Long
EC
CORP
KR
N
2
N
N
N
NCSoft Corp
N/A
NCSoft Corp
000000000
6.00000000
NS
4122.50000000
0.067899458066
Long
EC
CORP
KR
N
2
N
N
N
LINK Mobility Group Holding ASA
N/A
LINK Mobility Group Holding ASA
000000000
315.00000000
NS
1682.79000000
0.027716319961
Long
EC
CORP
NO
N
1
N
N
N
iShares China Large-Cap ETF
5493001YVWPO25CNKN94
iShares China Large-Cap ETF
464287184
155.00000000
NS
USD
6835.50000000
0.112583807304
Long
EC
RF
US
N
1
N
N
N
Taiwan Semiconductor Manufacturing Co Ltd
549300KB6NK5SBD14S87
Taiwan Semiconductor Manufacturing Co Ltd
000000000
6000.00000000
NS
90778.04000000
1.495155784193
Long
EC
CORP
TW
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ABBOTT LABORATORIES NOV20 110 CALL
000000000
-1.00000000
NC
USD
-188.50000000
-0.00310468110
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Abbott Laboratories
Abbott Laboratories
100.00000000
110.00000000
USD
2020-11-20
XXXX
9.29000000
N
N
N
Microchip Technology Inc
5493007PTFULNYZJ1R12
Microchip Technology Inc
595017104
244.00000000
NS
USD
25639.52000000
0.422294605963
Long
EC
CORP
US
N
1
N
N
N
Jardine Matheson Holdings Ltd
2138009KENVUNWOLPK41
Jardine Matheson Holdings Ltd
000000000
83.00000000
NS
USD
3679.03000000
0.060595304599
Long
EC
CORP
BM
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP NOV20 22 PUT
000000000
-2.00000000
NC
USD
-85.00000000
-0.00139998882
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
22.00000000
USD
2020-11-20
XXXX
50.59000000
N
N
N
Itau Unibanco Holding SA
5493002W2IVG62O3ZJ94
Itau Unibanco Holding SA
000000000
450.00000000
NS
1841.42000000
0.030329028519
Long
EP
CORP
BR
N
1
N
N
N
US Bancorp
N1GZ7BBF3NP8GI976H15
US Bancorp
902973304
281.00000000
NS
USD
10944.95000000
0.180268325910
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY NOV20 55 CALL
000000000
-2.00000000
NC
USD
-36.00000000
-0.00059293644
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Morgan Stanley
Morgan Stanley
100.00000000
55.00000000
USD
2020-11-20
XXXX
93.79000000
N
N
N
Sun Hung Kai Properties Ltd
529900LUMD393RD3S874
Sun Hung Kai Properties Ltd
000000000
1500.00000000
NS
19307.72000000
0.318006967737
Long
EC
CORP
HK
N
2
N
N
N
Thai Beverage PCL
529900VZFHQZ684D8L07
Thai Beverage PCL
000000000
1500.00000000
NS
637.90000000
0.010506504378
Long
EC
CORP
TH
N
2
N
N
N
NetEase Inc
5299004AF4DSJDB0PA32
NetEase Inc
64110W102
45.00000000
NS
USD
3905.55000000
0.064326192468
Long
EC
CORP
KY
N
1
N
N
N
Adyen NV
724500973ODKK3IFQ447
Adyen NV
000000000
15.00000000
NS
25211.15000000
0.415239156393
Long
EC
CORP
NL
N
2
N
N
N
Mastercard Inc
AR5L2ODV9HN37376R084
Mastercard Inc
57636Q104
267.00000000
NS
USD
77066.88000000
1.269326716039
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
COMCAST CORP JAN21 52.5 CALL
000000000
-2.00000000
NC
USD
-24.00000000
-0.00039529096
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Comcast Corp
Comcast Corp
100.00000000
52.50000000
USD
2021-01-15
XXXX
49.52000000
N
N
N
Guangzhou Baiyun International Airport Co Ltd
300300HCH80SKW83W383
Guangzhou Baiyun International Airport Co Ltd
000000000
1400.00000000
NS
2630.78000000
0.043330148281
Long
EC
CORP
CN
N
2
N
N
N
Danone SA
969500KMUQ2B6CBAF162
Danone SA
000000000
760.00000000
NS
42153.55000000
0.694288223305
Long
EC
CORP
FR
N
2
N
N
N
EssilorLuxottica SA
549300M3VH1A3ER1TB49
EssilorLuxottica SA
000000000
162.00000000
NS
20000.34000000
0.329414735511
Long
EC
CORP
FR
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
GLOBAL PAYMENTS INC NOV20 185 CALL
000000000
1.00000000
NC
USD
32.50000000
0.000535289845
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Global Payments Inc
Global Payments Inc
100.00000000
185.00000000
USD
2020-11-20
XXXX
-765.35000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
RAYTHEON TECHNOLOGIES CORP FEB21 50 PUT
000000000
-2.00000000
NC
USD
-650.00000000
-0.01070579690
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Raytheon Technologies Corp
Raytheon Technologies Corp
100.00000000
50.00000000
USD
2021-02-19
XXXX
-258.48000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP DEC20 22 PUT
000000000
-4.00000000
NC
USD
-334.00000000
-0.00550113256
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
22.00000000
USD
2020-12-18
XXXX
29.19000000
N
N
N
Guangzhou Automobile Group Co Ltd
5299005KY9BJO3ZE6A37
Guangzhou Automobile Group Co Ltd
000000000
2000.00000000
NS
2056.17000000
0.033866059112
Long
EC
CORP
CN
N
2
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW9MHSG9 MAR21 SAF FP PUT MAR21 73.3541 PUT
000000000
-65.00000000
NC
-390.43000000
-0.00643056043
N/A
DE
DE
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Safran SA
Safran SA
1.00000000
73.35410000
EUR
2021-03-19
XXXX
-93.66000000
N
N
N
Guangdong Marubi Biotechnology Co Ltd
N/A
Guangdong Marubi Biotechnology Co Ltd
000000000
100.00000000
NS
927.95000000
0.015283760366
Long
EC
CORP
CN
N
2
N
N
N
Want Want China Holdings Ltd
5299005HZCEKX4O1J230
Want Want China Holdings Ltd
000000000
2000.00000000
NS
1324.47000000
0.021814625888
Long
EC
CORP
KY
N
2
N
N
N
Agilent Technologies Inc
QUIX8Y7A2WP0XRMW7G29
Agilent Technologies Inc
00846U101
303.00000000
NS
USD
30933.27000000
0.509485086530
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP FEB21 215 PUT
000000000
1.00000000
NC
USD
2315.00000000
0.038129107440
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Microsoft Corp
Microsoft Corp
100.00000000
215.00000000
USD
2021-02-19
XXXX
481.94000000
N
N
N
Emerson Electric Co
FGLT0EWZSUIRRITFOA30
Emerson Electric Co
291011104
416.00000000
NS
USD
26952.64000000
0.443922292167
Long
EC
CORP
US
N
1
N
N
N
Hoya Corp
353800X4VR3BHEUCJB42
Hoya Corp
000000000
300.00000000
NS
33857.07000000
0.557641408057
Long
EC
CORP
JP
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
RAYTHEON TECHNOLOGIES CORP JAN21 65 CALL
000000000
2.00000000
NC
USD
261.00000000
0.004298789219
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Raytheon Technologies Corp
Raytheon Technologies Corp
100.00000000
65.00000000
USD
2021-01-15
XXXX
-783.47000000
N
N
N
Vertiv Holdings Co
549300KTTIRAOGXCRV69
Vertiv Holdings Co
92537N108
2254.00000000
NS
USD
39783.10000000
0.655245829036
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
L3HARRIS TECHNOLOGIES INC DEC20 155 PUT
000000000
-1.00000000
NC
USD
-585.00000000
-0.00963521721
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
L3Harris Technologies Inc
L3Harris Technologies Inc
100.00000000
155.00000000
USD
2020-12-18
XXXX
-87.26000000
N
N
N
Chunghwa Telecom Co Ltd
N/A
Chunghwa Telecom Co Ltd
000000000
1000.00000000
NS
3751.69000000
0.061792047988
Long
EC
CORP
TW
N
2
N
N
N
Nokia OYJ
549300A0JPRWG1KI7U06
Nokia OYJ
000000000
373.00000000
NS
1257.46000000
0.020710940579
Long
EC
CORP
FI
N
2
N
N
N
Liberty Media Corp-Liberty SiriusXM
549300ZKUTPIBZLWLL89
Liberty Media Corp-Liberty SiriusXM
531229409
359.00000000
NS
USD
12410.63000000
0.204408745000
Long
EC
CORP
US
N
1
N
N
N
Hexagon AB
549300WJFW6ILNI4TA80
Hexagon AB
000000000
55.00000000
NS
4031.34000000
0.066398011226
Long
EC
CORP
SE
N
2
N
N
N
Vontier Corp
N/A
Vontier Corp
928881101
269.00000000
NS
USD
7731.06000000
0.127334089576
Long
EC
CORP
US
N
1
N
N
N
Crowdstrike Holdings Inc
549300YBY08K9KM4HX32
Crowdstrike Holdings Inc
22788C105
74.00000000
NS
USD
9164.16000000
0.150937901184
Long
EC
CORP
US
N
1
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW9MHSH7 MAR21 SAF FP CALL MAR21 103.5587 CALL
000000000
-65.00000000
NC
-458.17000000
-0.00754626918
N/A
DE
DE
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
Safran SA
Safran SA
1.00000000
103.55870000
EUR
2021-03-19
XXXX
-237.58000000
N
N
N
Goldman Sachs International
W22LROWP2IHZNBB6K528
PURCHASED CAD / SOLD USD
000000000
1.00000000
NC
-1286.21000000
-0.02118446621
N/A
DFE
CA
N
2
Goldman Sachs International
W22LROWP2IHZNBB6K528
112397.55000000
USD
148000.00000000
CAD
2020-12-17
-1286.21000000
N
N
N
Nestle SA
KY37LUS27QQX7BB93L28
Nestle SA
000000000
294.00000000
NS
33068.50000000
0.544653299956
Long
EC
CORP
CH
N
2
N
N
N
Sensata Technologies Holding PLC
529900MS7KFYCY9MS037
Sensata Technologies Holding PLC
000000000
13.00000000
NS
USD
568.23000000
0.009359007654
Long
EC
CORP
GB
N
1
N
N
N
HCA Healthcare Inc
529900PH4ZGUH2MNEU89
HCA Healthcare Inc
40412C101
358.00000000
NS
USD
44370.52000000
0.730802731868
Long
EC
CORP
US
N
1
N
N
N
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
BRW7TPF15 NOV20 DHI US PUT NOV20 60 PUT
000000000
-103.00000000
NC
USD
-141.11000000
-0.00232414615
N/A
DE
US
N
2
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
Put
Written
DR Horton Inc
DR Horton Inc
1.00000000
60.00000000
USD
2020-11-20
XXXX
-3.53000000
N
N
N
Enel SpA
WOCMU6HCI0OJWNPRZS33
Enel SpA
000000000
10050.00000000
NS
79902.55000000
1.316031496210
Long
EC
CORP
IT
N
2
N
N
N
CITIGROUP GLOBAL MARKETS INC
MBNUM2BPBDO7JBLYG310
TRS: BlackRock GA Enhanced Equity Fund - CITI CFD
000000000
3150.00000000
OU
Notional Amount
USD
-2162.82000000
-0.03562263332
N/A
DE
US
N
2
CITIGROUP GLOBAL MARKETS INC
MBNUM2BPBDO7JBLYG310
BlackRock GA Enhanced Equity Fund - CITI CFD
GA-LDEE_CG
UPM-Kymmene OYJ
-164.00000000
USD
-4634.47000000
USD
Industria de Diseno Textil SA
-123.00000000
USD
-3036.79000000
USD
Hennes & Mauritz AB
-206.00000000
USD
-3349.23000000
USD
Svenska Cellulosa AB SCA
-387.00000000
USD
-5234.76000000
USD
Leonardo SpA
4149.00000000
USD
19783.01000000
USD
Seagate Technology PLC
-119.00000000
USD
-5690.58000000
USD
Y
Multi - See Part E
Multi - See Part E
2020-11-16
0.00000000
USD
0.00000000
USD
3150.00000000
USD
-1430.21000000
N
N
N
Barclays Bank PLC
G5GSEF7VJP5I7OUK5573
PURCHASED JPY / SOLD USD
000000000
1.00000000
NC
919.64000000
0.015146890871
N/A
DFE
JP
N
2
Barclays Bank PLC
G5GSEF7VJP5I7OUK5573
131459.46000000
USD
13851000.00000000
JPY
2020-12-17
919.64000000
N
N
N
AbbVie Inc
FR5LCKFTG8054YNNRU85
AbbVie Inc
00287Y109
635.00000000
NS
USD
54038.50000000
0.890038778586
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
PURCHASED USD / SOLD EUR
000000000
1.00000000
NC
352.49000000
0.005805671309
N/A
DFE
US
N
2
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
144000.00000000
EUR
168340.20000000
USD
2021-01-08
352.49000000
N
N
N
International Flavors & Fragrances Inc
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
324.00000000
NS
USD
33261.84000000
0.547837698069
Long
EC
CORP
US
N
1
N
N
N
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
PURCHASED USD / SOLD HKD
000000000
1.00000000
NC
-29.75000000
-0.00048999608
N/A
DFE
US
N
2
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
635000.00000000
HKD
81876.26000000
USD
2020-12-17
-29.75000000
N
N
N
Fortive Corp
549300MU9YQJYHDQEF63
Fortive Corp
34959J108
674.00000000
NS
USD
41518.40000000
0.683827012683
Long
EC
CORP
US
N
1
N
N
N
MGM Resorts International
54930066VBP7DZEGGJ87
MGM Resorts International
552953101
40.00000000
NS
USD
822.80000000
0.013551891836
Long
EC
CORP
US
N
1
N
N
N
Nevro Corp
254900SH91I4BOYKUE38
Nevro Corp
64157F103
11.00000000
NS
USD
1641.31000000
0.027033125413
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY JAN21 60 CALL
000000000
-1.00000000
NC
USD
-44.00000000
-0.00072470009
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Morgan Stanley
Morgan Stanley
100.00000000
60.00000000
USD
2021-01-15
XXXX
17.82000000
N
N
N
Liberty Media Corp-Liberty SiriusXM
549300ZKUTPIBZLWLL89
Liberty Media Corp-Liberty SiriusXM
531229607
559.00000000
NS
USD
19341.40000000
0.318561692722
Long
EC
CORP
US
N
1
N
N
N
Applied Materials Inc
41BNNE1AFPNAZELZ6K07
Applied Materials Inc
038222105
697.00000000
NS
USD
41283.31000000
0.679954972999
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
UNION PACIFIC CORP JAN21 230 CALL
000000000
-1.00000000
NC
USD
-40.50000000
-0.00066705349
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Union Pacific Corp
Union Pacific Corp
100.00000000
230.00000000
USD
2021-01-15
XXXX
107.29000000
N
N
N
Insulet Corp
549300TZTYD2PYN92D43
Insulet Corp
45784P101
7.00000000
NS
USD
1555.75000000
0.025623913132
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
1925.00000000
NS
USD
45622.50000000
0.751423414345
Long
EC
CORP
US
N
1
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
PURCHASED JPY / SOLD USD
000000000
1.00000000
NC
1061.78000000
0.017488001597
N/A
DFE
JP
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
175042.27000000
USD
18426000.00000000
JPY
2020-12-17
1061.78000000
N
N
N
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
SGX NIFTY 50 NOV20 XSIM 20201126
000000000
3.00000000
NC
USD
-1046.91000000
-0.01724308590
N/A
DE
SG
N
1
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
Long
SGX Nifty 50 Index
IHX0 Index
2020-11-26
70856.91000000
USD
-1046.91000000
N
N
N
Amazon.com Inc
ZXTILKJKG63JELOEG630
Amazon.com Inc
023135106
61.00000000
NS
USD
185205.15000000
3.050413418100
Long
EC
CORP
US
N
1
N
N
N
Wuhan Raycus Fiber Laser Technologies Co Ltd
N/A
Wuhan Raycus Fiber Laser Technologies Co Ltd
000000000
200.00000000
NS
2238.99000000
0.036877188020
Long
EC
CORP
CN
N
2
N
N
N
New Oriental Education & Technology Group Inc
529900NHZVBZQZ8EKN29
New Oriental Education & Technology Group Inc
647581107
16.00000000
NS
USD
2566.08000000
0.042264509728
Long
EC
CORP
KY
N
1
N
N
N
Costco Wholesale Corp
29DX7H14B9S6O3FD6V18
Costco Wholesale Corp
22160K105
89.00000000
NS
USD
31828.18000000
0.524224663005
Long
EC
CORP
US
N
1
N
N
N
Tupras Turkiye Petrol Rafinerileri AS
789000RCNG97UV50EE03
Tupras Turkiye Petrol Rafinerileri AS
000000000
32.00000000
NS
286.13000000
0.004712691797
Long
EC
CORP
TR
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MCDONALD'S CORP DEC20 240 CALL
000000000
-1.00000000
NC
USD
-161.50000000
-0.00265997876
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
McDonald's Corp
McDonald's Corp
100.00000000
240.00000000
USD
2020-12-18
XXXX
-3.75000000
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
10.00000000
NS
USD
3496.30000000
0.057585658032
Long
EC
CORP
US
N
1
N
N
N
KraneShares CSI China Internet ETF
549300URDNVSGEWBN526
KraneShares CSI China Internet ETF
500767306
62.00000000
NS
USD
4453.46000000
0.073350520441
Long
EC
RF
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
RAYTHEON TECHNOLOGIES CORP JAN21 75 CALL
000000000
-2.00000000
NC
USD
-74.00000000
-0.00121881380
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Raytheon Technologies Corp
Raytheon Technologies Corp
100.00000000
75.00000000
USD
2021-01-15
XXXX
361.52000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP JAN21 20 PUT
000000000
-2.00000000
NC
USD
-120.00000000
-0.00197645481
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
20.00000000
USD
2021-01-15
XXXX
15.59000000
N
N
N
Madison Square Garden Sports Corp
N/A
Madison Square Garden Sports Corp
55825T103
1.00000000
NS
USD
141.64000000
0.002332875498
Long
EC
CORP
US
N
1
N
N
N
L3Harris Technologies Inc
549300UTE50ZMDBG8A20
L3Harris Technologies Inc
502431109
498.00000000
NS
USD
80232.78000000
1.321470535152
Long
EC
CORP
US
N
1
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem Inc
036752103
206.00000000
NS
USD
56196.80000000
0.925586965450
Long
EC
CORP
US
N
1
N
N
N
PTC Inc
54930050SSMU8SKDJ030
PTC Inc
69370C100
688.00000000
NS
USD
57709.44000000
0.950500837190
Long
EC
CORP
US
N
1
N
N
N
Samsung SDI Co Ltd
9884002AESDO4YW87G32
Samsung SDI Co Ltd
000000000
11.00000000
NS
4333.30000000
0.071371430355
Long
EC
CORP
KR
N
2
N
N
N
Proofpoint Inc
529900C5FODDK0WSR085
Proofpoint Inc
743424103
24.00000000
NS
USD
2297.76000000
0.037845156765
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP NOV20 77.5 PUT
000000000
-1.00000000
NC
USD
-77.00000000
-0.00126822517
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Starbucks Corp
Starbucks Corp
100.00000000
77.50000000
USD
2020-11-20
XXXX
87.79000000
N
N
N
DR Horton Inc
529900ZIUEYVSB8QDD25
DR Horton Inc
23331A109
869.00000000
NS
USD
58057.89000000
0.956239967855
Long
EC
CORP
US
N
1
N
N
N
Live Nation Entertainment Inc
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034109
35.00000000
NS
USD
1708.00000000
0.028131540176
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
US BANCORP JAN21 45 CALL
000000000
-1.00000000
NC
USD
-71.00000000
-0.00116940243
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
US Bancorp
US Bancorp
100.00000000
45.00000000
USD
2021-01-15
XXXX
39.79000000
N
N
N
Peloton Interactive Inc
5493002YS021166W0339
Peloton Interactive Inc
70614W100
315.00000000
NS
USD
34716.15000000
0.571790848066
Long
EC
CORP
US
N
1
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific Inc
883556102
95.00000000
NS
USD
44946.40000000
0.740287738517
Long
EC
CORP
US
N
1
N
N
N
Okta Inc
549300N8J06I8MRHU620
Okta Inc
679295105
36.00000000
NS
USD
7553.88000000
0.124415854044
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP FEB21 185 PUT
000000000
-1.00000000
NC
USD
-940.00000000
-0.01548222937
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Microsoft Corp
Microsoft Corp
100.00000000
185.00000000
USD
2021-02-19
XXXX
-98.59000000
N
N
N
Boston Scientific Corp
Y6ZDD9FP4P8JSSJMW954
Boston Scientific Corp
101137107
768.00000000
NS
USD
26319.36000000
0.433491881299
Long
EC
CORP
US
N
1
N
N
N
Singapore Telecommunications Ltd
2549003XJKIQO8YDYD89
Singapore Telecommunications Ltd
000000000
300.00000000
NS
445.95000000
0.007345000200
Long
EC
CORP
SG
N
2
N
N
N
Autodesk Inc
FRKKVKAIQEF3FCSTPG55
Autodesk Inc
052769106
148.00000000
NS
USD
34859.92000000
0.574158805637
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K107
94.00000000
NS
USD
152374.94000000
2.509684863289
Long
EC
CORP
US
N
1
N
N
N
Booking Holdings Inc
FXM8FAOHMYDIPD38UZ17
Booking Holdings Inc
09857L108
1.00000000
NS
USD
1622.50000000
0.026723316121
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe Inc
00724F101
43.00000000
NS
USD
19225.30000000
0.316649472690
Long
EC
CORP
US
N
1
N
N
N
Safran SA
969500UIC89GT3UL7L24
Safran SA
000000000
491.00000000
NS
51790.63000000
0.853015332909
Long
EC
CORP
FR
N
2
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW9MHSF1 MAR21 SAF FP CALL MAR21 88.8879 CALL
000000000
65.00000000
NC
914.48000000
0.015061903314
N/A
DE
DE
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Purchased
Safran SA
Safran SA
1.00000000
88.88790000
EUR
2021-03-19
XXXX
343.28000000
N
N
N
Cathay Financial Holding Co Ltd
5299009XR1QLFAMQ3X77
Cathay Financial Holding Co Ltd
000000000
1000.00000000
NS
1343.73000000
0.022131846886
Long
EC
CORP
TW
N
2
N
N
N
ComfortDelGro Corp Ltd
529900QZG6DL8ZRI7140
ComfortDelGro Corp Ltd
000000000
1400.00000000
NS
1384.68000000
0.022806312091
Long
EC
CORP
SG
N
2
N
N
N
Global Payments Inc
549300NOMHGVQBX6S778
Global Payments Inc
37940X102
173.00000000
NS
USD
27289.02000000
0.449462624418
Long
EC
CORP
US
N
1
N
N
N
Neste Oyj
5493009GY1X8GQ66AM14
Neste Oyj
000000000
574.00000000
NS
29936.13000000
0.493061735259
Long
EC
CORP
FI
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP JAN21 215 PUT
000000000
1.00000000
NC
USD
2030.00000000
0.033435027258
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Microsoft Corp
Microsoft Corp
100.00000000
215.00000000
USD
2021-01-15
XXXX
309.27000000
N
N
N
Akamai Technologies Inc
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971T101
31.00000000
NS
USD
2948.72000000
0.048566765309
Long
EC
CORP
US
N
1
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
BRW9D9457 DEC20 75 CALL
000000000
2.00000000
NC
USD
545.00000000
0.008976398943
N/A
DE
US
N
2
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
Call
Purchased
Fortive Corp
Fortive Corp
100.00000000
75.00000000
USD
2020-12-18
XXXX
-299.47000000
N
N
N
Rio Tinto PLC
213800YOEO5OQ72G2R82
Rio Tinto PLC
000000000
52.00000000
NS
2941.19000000
0.048442742770
Long
EC
CORP
GB
N
2
N
N
N
Amoy Diagnostics Co Ltd
N/A
Amoy Diagnostics Co Ltd
000000000
100.00000000
NS
1258.83000000
0.020733505105
Long
EC
CORP
CN
N
2
N
N
N
CITIBANK NA
E57ODZWZ7FF32TWEFA76
BRW6U99C4 NOV20 AMZN US PUT NOV20 2881.581 PUT
000000000
5.00000000
NC
USD
399.34000000
0.006577312209
N/A
DE
US
N
2
CITIBANK NA
E57ODZWZ7FF32TWEFA76
Put
Purchased
Amazon.com Inc
Amazon.com Inc
1.00000000
2881.58100000
USD
2020-11-20
XXXX
-873.24000000
N
N
N
Illumina Inc
SQ95QG8SR5Q56LSNF682
Illumina Inc
452327109
5.00000000
NS
USD
1463.50000000
0.024104513494
Long
EC
CORP
US
N
1
N
N
N
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
BRW7TPRB0 NOV20 LEN US PUT NOV20 62 PUT
000000000
-47.00000000
NC
USD
-45.21000000
-0.00074462935
N/A
DE
US
N
2
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
Put
Written
Lennar Corp
Lennar Corp
1.00000000
62.00000000
USD
2020-11-20
XXXX
36.10000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC DEC20 102.5 PUT
000000000
-1.00000000
NC
USD
-352.50000000
-0.00580583601
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Apple Inc
Apple Inc
100.00000000
102.50000000
USD
2020-12-18
XXXX
50.29000000
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
642.00000000
NS
USD
88024.62000000
1.449805699091
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
TRUIST FINANCIAL CORP DEC20 37.5 PUT
000000000
-1.00000000
NC
USD
-127.50000000
-0.00209998323
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Truist Financial Corp
Truist Financial Corp
100.00000000
37.50000000
USD
2020-12-18
XXXX
-14.71000000
N
N
N
UniCredit SpA
549300TRUWO2CD2G5692
UniCredit SpA
000000000
7067.00000000
NS
52927.51000000
0.871740265811
Long
EC
CORP
IT
N
2
N
N
N
BHP Group PLC
549300C116EOWV835768
BHP Group PLC
000000000
144.00000000
NS
2789.61000000
0.045946150931
Long
EC
CORP
GB
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
L3HARRIS TECHNOLOGIES INC DEC20 190 CALL
000000000
1.00000000
NC
USD
95.00000000
0.001564693393
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
L3Harris Technologies Inc
L3Harris Technologies Inc
100.00000000
190.00000000
USD
2020-12-18
XXXX
-732.24000000
N
N
N
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
FTSE TAIWAN INDEX NOV20 XSIM 20201127
000000000
-2.00000000
NC
USD
2315.96000000
0.038144919079
N/A
DE
SG
N
1
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
Short
FTSE Taiwan Index
TWTX0 Index
2020-11-27
-89035.96000000
USD
2315.96000000
N
N
N
Shin-Etsu Chemical Co Ltd
353800PX8Q64N86H5W41
Shin-Etsu Chemical Co Ltd
000000000
300.00000000
NS
40070.03000000
0.659971697200
Long
EC
CORP
JP
N
2
N
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
814.00000000
NS
USD
59487.12000000
0.979780038795
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MORGAN STANLEY JAN21 44 PUT
000000000
-2.00000000
NC
USD
-418.00000000
-0.00688465093
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Morgan Stanley
Morgan Stanley
100.00000000
44.00000000
USD
2021-01-15
XXXX
-8.48000000
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW94KQP4 MAR21 GIVN VX PUT MAR21 3680 PUT
000000000
-1.00000000
NC
-239.54000000
-0.00394533321
N/A
DE
CH
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
Givaudan SA
Givaudan SA
1.00000000
3680.00000000
CHF
2021-03-19
XXXX
-100.58000000
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW49F5E9 NOV20 COF US CALL NOV20 55 CALL
000000000
72.00000000
NC
USD
1309.88000000
0.021574321924
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Purchased
Capital One Financial Corp
Capital One Financial Corp
1.00000000
55.00000000
USD
2020-11-20
XXXX
719.48000000
N
N
N
BYD Co Ltd
5299005557VL7ULJ7A69
BYD Co Ltd
000000000
100.00000000
NS
2387.28000000
0.039319592056
Long
EC
CORP
CN
N
2
N
N
N
Contemporary Amperex Technology Co Ltd
300300KINDY1K0E9I032
Contemporary Amperex Technology Co Ltd
000000000
100.00000000
NS
3674.66000000
0.060523328703
Long
EC
CORP
CN
N
2
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW49F7Y3 NOV20 COF US CALL NOV20 70 CALL
000000000
-72.00000000
NC
USD
-380.67000000
-0.00626980878
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Written
Capital One Financial Corp
Capital One Financial Corp
1.00000000
70.00000000
USD
2020-11-20
XXXX
-132.27000000
N
N
N
Inspur Electronic Information Industry Co Ltd
3003002K6ZLEBRGRI729
Inspur Electronic Information Industry Co Ltd
000000000
200.00000000
NS
913.79000000
0.015050538698
Long
EC
CORP
CN
N
2
N
N
N
HKT Trust & HKT Ltd
254900SI7GPUPA1TJX39
HKT Trust & HKT Ltd
000000000
1000.00000000
NS
1293.27000000
0.021300747637
Long
EC
CORP
XX
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLIED MATERIALS INC JAN21 45 PUT
000000000
-1.00000000
NC
USD
-89.00000000
-0.00146587065
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Applied Materials Inc
Applied Materials Inc
100.00000000
45.00000000
USD
2021-01-15
XXXX
146.66000000
N
N
N
Autobio Diagnostics Co Ltd
300300HTZSCUCA32U369
Autobio Diagnostics Co Ltd
000000000
100.00000000
NS
2607.58000000
0.042948033684
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
HOME DEPOT INC/THE JAN21 250 PUT
000000000
-1.00000000
NC
USD
-1082.50000000
-0.01782926946
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Home Depot Inc/The
Home Depot Inc/The
100.00000000
250.00000000
USD
2021-01-15
XXXX
-424.72000000
N
N
N
Astellas Pharma Inc
529900IB708DY2HBBB35
Astellas Pharma Inc
000000000
1800.00000000
NS
24683.29000000
0.406545061078
Long
EC
CORP
JP
N
2
N
N
N
Starbucks Corp
OQSJ1DU9TAOC51A47K68
Starbucks Corp
855244109
567.00000000
NS
USD
49306.32000000
0.812097612432
Long
EC
CORP
US
N
1
N
N
N
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
BRW7TPQQ8 NOV20 LEN US CALL NOV20 86 CALL
000000000
-47.00000000
NC
USD
-7.35000000
-0.00012105785
N/A
DE
US
N
2
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
Call
Written
Lennar Corp
Lennar Corp
1.00000000
86.00000000
USD
2020-11-20
XXXX
165.50000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
UNION PACIFIC CORP JAN21 165 PUT
000000000
-1.00000000
NC
USD
-720.00000000
-0.01185872888
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Union Pacific Corp
Union Pacific Corp
100.00000000
165.00000000
USD
2021-01-15
XXXX
-112.22000000
N
N
N
United Overseas Bank Ltd
IO66REGK3RCBAMA8HR66
United Overseas Bank Ltd
000000000
200.00000000
NS
2778.89000000
0.045769587635
Long
EC
CORP
SG
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PFIZER INC NOV20 41 CALL
000000000
-2.00000000
NC
USD
-46.00000000
-0.00075764101
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Pfizer Inc
Pfizer Inc
100.00000000
41.00000000
USD
2020-11-20
XXXX
69.70000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
JPMORGAN CHASE + CO JAN21 110 CALL
000000000
-1.00000000
NC
USD
-212.50000000
-0.00349997206
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
JPMorgan Chase & Co
JPMorgan Chase & Co
100.00000000
110.00000000
USD
2021-01-15
XXXX
32.29000000
N
N
N
Venustech Group Inc
N/A
Venustech Group Inc
000000000
500.00000000
NS
2314.39000000
0.038119060461
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPG INDUSTRIES INC JAN21 125 CALL
000000000
1.00000000
NC
USD
1040.00000000
0.017129275048
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
PPG Industries Inc
PPG Industries Inc
100.00000000
125.00000000
USD
2021-01-15
XXXX
297.76000000
N
N
N
Hangzhou Hikvision Digital Technology Co Ltd
3003000T24CMHQ382Y71
Hangzhou Hikvision Digital Technology Co Ltd
000000000
1000.00000000
NS
6725.66000000
0.110774692332
Long
EC
CORP
CN
N
2
N
N
N
Palantir Technologies Inc
549300UVN46B3BBDHO85
Palantir Technologies Inc
69608A108
1134.00000000
NS
USD
11487.42000000
0.189203054598
Long
EC
CORP
US
N
1
N
N
N
Altair Engineering Inc
549300FJ89HZ6GU9S994
Altair Engineering Inc
021369103
55.00000000
NS
USD
2366.65000000
0.038979806533
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
COMCAST CORP JAN21 45 CALL
000000000
2.00000000
NC
USD
251.00000000
0.004134084651
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Comcast Corp
Comcast Corp
100.00000000
45.00000000
USD
2021-01-15
XXXX
-215.47000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
GLOBAL PAYMENTS INC DEC20 180 CALL
000000000
1.00000000
NC
USD
190.00000000
0.003129386787
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Global Payments Inc
Global Payments Inc
100.00000000
180.00000000
USD
2020-12-18
XXXX
-732.24000000
N
N
N
Shenzhen Inovance Technology Co Ltd
N/A
Shenzhen Inovance Technology Co Ltd
000000000
300.00000000
NS
2885.59000000
0.047526985373
Long
EC
CORP
CN
N
2
N
N
N
GOLDMAN SACHS INTERNATIONAL
W22LROWP2IHZNBB6K528
BRW8KGNX3 NOV20 UNP US PUT NOV20 187.5 PUT
000000000
-61.00000000
NC
USD
-752.66000000
-0.01239665399
N/A
DE
US
N
2
GOLDMAN SACHS INTERNATIONAL
W22LROWP2IHZNBB6K528
Put
Written
Union Pacific Corp
Union Pacific Corp
1.00000000
187.50000000
USD
2020-11-20
XXXX
-478.16000000
N
N
N
Alibaba Group Holding Ltd
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
000000000
100.00000000
NS
3789.38000000
0.062412819504
Long
EC
CORP
KY
N
2
N
N
N
Formosa Plastics Corp
254900KM6G17UTG1QN82
Formosa Plastics Corp
000000000
1000.00000000
NS
2768.17000000
0.045593024338
Long
EC
CORP
TW
N
2
N
N
N
Vertex Pharmaceuticals Inc
54930015RAQRRZ5ZGJ91
Vertex Pharmaceuticals Inc
92532F100
80.00000000
NS
USD
16668.80000000
0.274542749937
Long
EC
CORP
US
N
1
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
50.00000000
NS
USD
5478.50000000
0.090233397457
Long
EC
CORP
US
N
1
N
N
N
Dell Technologies Inc
549300TJB5YBRUPOG437
Dell Technologies Inc
24703L202
418.00000000
NS
USD
25188.68000000
0.414869065229
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
DOW INC DEC20 40 PUT
000000000
-1.00000000
NC
USD
-135.50000000
-0.00223174689
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Dow Inc
Dow Inc
100.00000000
40.00000000
USD
2020-12-18
XXXX
21.07000000
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer Inc
717081103
745.00000000
NS
USD
26432.60000000
0.435356995824
Long
EC
CORP
US
N
1
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
Walmart Inc
931142103
322.00000000
NS
USD
44677.50000000
0.735858832690
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP NOV20 26 CALL
000000000
-2.00000000
NC
USD
-52.00000000
-0.00085646375
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Bank of America Corp
Bank of America Corp
100.00000000
26.00000000
USD
2020-11-20
XXXX
89.59000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
WALT DISNEY CO/THE JAN21 140 CALL
000000000
1.00000000
NC
USD
234.50000000
0.003862322114
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Walt Disney Co/The
Walt Disney Co/The
100.00000000
140.00000000
USD
2021-01-15
XXXX
-392.74000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP DEC20 21 PUT
000000000
-4.00000000
NC
USD
-226.00000000
-0.00372232323
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Bank of America Corp
Bank of America Corp
100.00000000
21.00000000
USD
2020-12-18
XXXX
65.19000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
MICROSOFT CORP JAN21 180 PUT
000000000
-1.00000000
NC
USD
-505.00000000
-0.00831758067
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Microsoft Corp
Microsoft Corp
100.00000000
180.00000000
USD
2021-01-15
XXXX
94.99000000
N
N
N
Inphi Corp
549300DCMERAAZFGT726
Inphi Corp
45772F107
6.00000000
NS
USD
838.56000000
0.013811466235
Long
EC
CORP
US
N
1
N
N
N
AIA Group Ltd
ZP5ILWVSYE4LJGMMVD57
AIA Group Ltd
000000000
5400.00000000
NS
51392.74000000
0.846461902862
Long
EC
CORP
HK
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP JAN21 31 CALL
000000000
-4.00000000
NC
USD
-62.00000000
-0.00102116832
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Bank of America Corp
Bank of America Corp
100.00000000
31.00000000
USD
2021-01-15
XXXX
189.19000000
N
N
N
Glodon Co Ltd
N/A
Glodon Co Ltd
000000000
200.00000000
NS
2130.55000000
0.035091131687
Long
EC
CORP
CN
N
2
N
N
N
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
BRW7TPE73 NOV20 DHI US CALL NOV20 85 CALL
000000000
-103.00000000
NC
USD
-20.60000000
-0.00033929140
N/A
DE
US
N
2
CREDIT SUISSE INTERNATIONAL
E58DKGMJYYYJLN8C3868
Call
Written
DR Horton Inc
DR Horton Inc
1.00000000
85.00000000
USD
2020-11-20
XXXX
239.58000000
N
N
N
Jeronimo Martins SGPS SA
259400A8SZP10GB5IB19
Jeronimo Martins SGPS SA
000000000
128.00000000
NS
2033.12000000
0.033486415084
Long
EC
CORP
PT
N
2
N
N
N
Aier Eye Hospital Group Co Ltd
N/A
Aier Eye Hospital Group Co Ltd
000000000
510.00000000
NS
4753.26000000
0.078288363383
Long
EC
CORP
CN
N
2
N
N
N
Hundsun Technologies Inc
3003003LS77D1DRDDE25
Hundsun Technologies Inc
000000000
60.00000000
NS
836.40000000
0.013775890048
Long
EC
CORP
CN
N
2
N
N
N
Haier Smart Home Co Ltd
3003002BYTNGNJTWSH07
Haier Smart Home Co Ltd
000000000
400.00000000
NS
1489.21000000
0.024527968938
Long
EC
CORP
CN
N
2
N
N
N
Xilinx Inc
6EY4K7ZMF9UX1CU6KC79
Xilinx Inc
983919101
95.00000000
NS
USD
11275.55000000
0.185713458920
Long
EC
CORP
US
N
1
N
N
N
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
BRW9D9432 DEC20 65 PUT
000000000
-2.00000000
NC
USD
-285.00000000
-0.00469408018
N/A
DE
US
N
2
CREDIT SUISSE SECURITIES (USA) LLC
1V8Y6QCX6YMJ2OELII46
Put
Written
Fortive Corp
Fortive Corp
100.00000000
65.00000000
USD
2020-12-18
XXXX
230.51000000
N
N
N
Charter Communications Inc
0J0XRGZE3PBRFEZ7MV65
Charter Communications Inc
16119P108
108.00000000
NS
USD
65212.56000000
1.074080650849
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ALIBABA GROUP HOLDING LTD JAN21 305 CALL
000000000
1.00000000
NC
USD
2527.50000000
0.041629079505
N/A
DE
KY
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Alibaba Group Holding Ltd
Alibaba Group Holding Ltd
100.00000000
305.00000000
USD
2021-01-15
XXXX
292.41000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
ALIBABA GROUP HOLDING LTD JAN21 350 CALL
000000000
-1.00000000
NC
USD
-860.00000000
-0.01416459282
N/A
DE
KY
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Alibaba Group Holding Ltd
Alibaba Group Holding Ltd
100.00000000
350.00000000
USD
2021-01-15
XXXX
-37.22000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
STARBUCKS CORP JAN21 92.5 CALL
000000000
-1.00000000
NC
USD
-289.00000000
-0.00475996200
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Starbucks Corp
Starbucks Corp
100.00000000
92.50000000
USD
2021-01-15
XXXX
-149.25000000
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
147.00000000
NS
USD
33976.11000000
0.559602051232
Long
EC
CORP
US
N
1
N
N
N
Gree Electric Appliances Inc of Zhuhai
N/A
Gree Electric Appliances Inc of Zhuhai
000000000
200.00000000
NS
1754.38000000
0.028895439961
Long
EC
CORP
CN
N
2
N
N
N
Hangzhou Tigermed Consulting Co Ltd
300300CP4N8WDF6DOO67
Hangzhou Tigermed Consulting Co Ltd
000000000
100.00000000
NS
1858.45000000
0.030609520398
Long
EC
CORP
CN
N
2
N
N
N
Volvo AB
549300HGV012CNC8JD22
Volvo AB
000000000
2855.00000000
NS
55493.17000000
0.913997857947
Long
EC
CORP
SE
N
2
N
N
N
NMC Health PLC
2138008YQEVWBE1V2M52
NMC Health PLC
000000000
504.00000000
NS
0.01000000
0.000000164704
Long
EC
CORP
GB
N
3
N
N
N
MongoDB Inc
549300TPTG69WKWE1Z37
MongoDB Inc
60937P106
15.00000000
NS
USD
3427.05000000
0.056445078900
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW9ALW37 DEC20 ROG VX PUT DEC20 275 PUT
000000000
-13.00000000
NC
-84.07000000
-0.00138467130
N/A
DE
CH
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
Roche Holding AG
Roche Holding AG
1.00000000
275.00000000
CHF
2020-12-18
XXXX
-53.38000000
N
N
N
Iovance Biotherapeutics Inc
549300220Z2GHH33XL82
Iovance Biotherapeutics Inc
462260100
41.00000000
NS
USD
1462.88000000
0.024094301811
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
451.00000000
NS
USD
22703.34000000
0.373934380181
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC NOV20 47.5 CALL
000000000
-1.00000000
NC
USD
-27.50000000
-0.00045293756
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Citigroup Inc
Citigroup Inc
100.00000000
47.50000000
USD
2020-11-20
XXXX
89.60000000
N
N
N
Akzo Nobel NV
724500XYIJUGXAA5QD70
Akzo Nobel NV
000000000
626.00000000
NS
60213.85000000
0.991749613849
Long
EC
CORP
NL
N
2
N
N
N
CapitaLand Ltd
2549006LYGY45GHGWZ89
CapitaLand Ltd
000000000
5600.00000000
NS
10538.01000000
0.173565838228
Long
EC
CORP
SG
N
2
N
N
N
Koninklijke Philips NV
H1FJE8H61JGM1JSGM897
Koninklijke Philips NV
000000000
1026.00000000
NS
47520.98000000
0.782692247128
Long
EC
CORP
NL
N
2
N
N
N
Bank Central Asia Tbk PT
254900BR956G2OHVOM21
Bank Central Asia Tbk PT
000000000
1600.00000000
NS
3148.25000000
0.051853115550
Long
EC
CORP
ID
N
2
N
N
N
Alcon Inc
549300LDT5AP8S0NBM78
Alcon Inc
000000000
75.00000000
NS
USD
4263.00000000
0.070213557243
Long
EC
CORP
CH
N
1
N
N
N
Ryohin Keikaku Co Ltd
549300PMNF56J66BY371
Ryohin Keikaku Co Ltd
000000000
200.00000000
NS
4197.86000000
0.069140671689
Long
EC
CORP
JP
N
2
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW95VLU3 FEB21 SAF FP CALL FEB21 86 CALL
000000000
56.00000000
NC
808.79000000
0.013321140737
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Purchased
Safran SA
Safran SA
1.00000000
86.00000000
EUR
2021-02-19
XXXX
214.13000000
N
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
PURCHASED GBP / SOLD USD
000000000
1.00000000
NC
664.22000000
0.010940006800
N/A
DFE
GB
N
2
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
122449.74000000
USD
95000.00000000
GBP
2020-12-17
664.22000000
N
N
N
Anglo American PLC
549300S9XF92D1X8ME43
Anglo American PLC
000000000
85.00000000
NS
1994.37000000
0.032848184883
Long
EC
CORP
GB
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PFIZER INC NOV20 40 CALL
000000000
-4.00000000
NC
USD
-124.00000000
-0.00204233664
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Pfizer Inc
Pfizer Inc
100.00000000
40.00000000
USD
2020-11-20
XXXX
362.22000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW7EUF93 NOV20 SAN FP CALL NOV20 98 CALL
000000000
-40.00000000
NC
-0.06000000
-0.00000098822
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
Sanofi
Sanofi
1.00000000
98.00000000
EUR
2020-11-20
XXXX
36.25000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
AGILENT TECHNOLOGIES INC NOV20 90 PUT
000000000
-1.00000000
NC
USD
-50.00000000
-0.00082352283
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Agilent Technologies Inc
Agilent Technologies Inc
100.00000000
90.00000000
USD
2020-11-20
XXXX
122.79000000
N
N
N
TransDigm Group Inc
N/A
TransDigm Group Inc
893641100
8.00000000
NS
USD
3819.28000000
0.062905286162
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
BANK OF AMERICA CORP MAR21 25 CALL
000000000
2.00000000
NC
USD
319.00000000
0.005254075712
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Bank of America Corp
Bank of America Corp
100.00000000
25.00000000
USD
2021-03-19
XXXX
-3.40000000
N
N
N
Apellis Pharmaceuticals Inc
254900HS0ZFRXXSB9D42
Apellis Pharmaceuticals Inc
03753U106
60.00000000
NS
USD
1914.00000000
0.031524454272
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW8SBBF8 DEC20 ADS GY CALL DEC20 325 CALL
000000000
-31.00000000
NC
-25.98000000
-0.00042790246
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
adidas AG
adidas AG
1.00000000
325.00000000
EUR
2020-12-18
XXXX
82.15000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPG INDUSTRIES INC JAN21 140 CALL
000000000
-1.00000000
NC
USD
-350.00000000
-0.00576465987
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
PPG Industries Inc
PPG Industries Inc
100.00000000
140.00000000
USD
2021-01-15
XXXX
-172.25000000
N
N
N
Vale SA
254900SMTWBX7RU2SR20
Vale SA
91912E105
185.00000000
NS
USD
1955.45000000
0.032207154706
Long
EC
CORP
BR
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
APPLE INC JAN21 102.5 PUT
000000000
-1.00000000
NC
USD
-500.00000000
-0.00823522838
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Apple Inc
Apple Inc
100.00000000
102.50000000
USD
2021-01-15
XXXX
-203.94000000
N
N
N
Hangzhou Robam Appliances Co Ltd
N/A
Hangzhou Robam Appliances Co Ltd
000000000
500.00000000
NS
2738.81000000
0.045109451727
Long
EC
CORP
CN
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
WALT DISNEY CO/THE JAN21 100 PUT
000000000
-1.00000000
NC
USD
-207.00000000
-0.00340938455
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Walt Disney Co/The
Walt Disney Co/The
100.00000000
100.00000000
USD
2021-01-15
XXXX
-69.64000000
N
N
N
ServiceNow Inc
549300HJTQM36M0E1G39
ServiceNow Inc
81762P102
54.00000000
NS
USD
26868.78000000
0.442541079662
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW9AMVH5 DEC20 ROG VX CALL DEC20 350 CALL
000000000
-13.00000000
NC
-9.35000000
-0.00015399877
N/A
DE
CH
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
Roche Holding AG
Roche Holding AG
1.00000000
350.00000000
CHF
2020-12-18
XXXX
22.83000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
JPMORGAN CHASE + CO NOV20 85 PUT
000000000
-1.00000000
NC
USD
-79.00000000
-0.00130116608
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
JPMorgan Chase & Co
JPMorgan Chase & Co
100.00000000
85.00000000
USD
2020-11-20
XXXX
89.79000000
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW7QASM1 NOV12 BSX US PUT NOV20 35 PUT
000000000
-82.00000000
NC
USD
-150.06000000
-0.00247155674
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Put
Written
Boston Scientific Corp
Boston Scientific Corp
1.00000000
35.00000000
USD
2020-11-20
XXXX
-72.16000000
N
N
N
Li Auto Inc
N/A
Li Auto Inc
50202M102
349.00000000
NS
USD
7039.33000000
0.115940980509
Long
EC
CORP
KY
N
1
N
N
N
Uber Technologies Inc
549300B2FTG34FILDR98
Uber Technologies Inc
90353T100
859.00000000
NS
USD
28699.19000000
0.472688768452
Long
EC
CORP
US
N
1
N
N
N
Allianz SE
529900K9B0N5BT694847
Allianz SE
000000000
102.00000000
NS
17967.77000000
0.295937379178
Long
EC
CORP
DE
N
2
N
N
N
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
PURCHASED USD / SOLD EUR
000000000
1.00000000
NC
313.33000000
0.005160688222
N/A
DFE
US
N
2
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
128000.00000000
EUR
149635.74000000
USD
2021-01-08
313.33000000
N
N
N
Telefonaktiebolaget LM Ericsson
549300W9JLPW15XIFM52
Telefonaktiebolaget LM Ericsson
000000000
690.00000000
NS
7703.52000000
0.126880493196
Long
EC
CORP
SE
N
2
N
N
N
Recruit Holdings Co Ltd
353800R2LRSMVVC4I806
Recruit Holdings Co Ltd
000000000
100.00000000
NS
3805.06000000
0.062671076266
Long
EC
CORP
JP
N
2
N
N
N
Deutsche Telekom AG
549300V9QSIG4WX4GJ96
Deutsche Telekom AG
000000000
2726.00000000
NS
41431.79000000
0.682400506421
Long
EC
CORP
DE
N
2
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
CITIGROUP INC JAN21 37.5 PUT
000000000
-2.00000000
NC
USD
-357.00000000
-0.00587995306
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Citigroup Inc
Citigroup Inc
100.00000000
37.50000000
USD
2021-01-15
XXXX
-38.18000000
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
COMCAST CORP JAN21 37.5 PUT
000000000
-2.00000000
NC
USD
-224.00000000
-0.00368938231
N/A
DE
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Comcast Corp
Comcast Corp
100.00000000
37.50000000
USD
2021-01-15
XXXX
27.52000000
N
N
N
BECTON DICKINSON AND CO
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887406
244.00000000
NS
USD
12707.52000000
0.209298658912
Long
EP
CORP
US
N
1
N
N
N
Asymchem Laboratories Tianjin Co Ltd
N/A
Asymchem Laboratories Tianjin Co Ltd
000000000
100.00000000
NS
4106.34000000
0.067633295484
Long
EC
CORP
CN
N
2
N
N
N
Hang Lung Properties Ltd
529900CIVTNMXQT59E61
Hang Lung Properties Ltd
000000000
1000.00000000
NS
2434.49000000
0.040097162320
Long
EC
CORP
HK
N
2
N
N
N
GoodRx Holdings Inc
N/A
GoodRx Holdings Inc
38246G108
31.00000000
NS
USD
1500.09000000
0.024707167507
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
PURCHASED CHF / SOLD USD
000000000
1.00000000
NC
-899.19000000
-0.01481007003
N/A
DFE
CH
N
2
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
77345.68000000
USD
70000.00000000
CHF
2020-12-17
-899.19000000
N
N
N
Uni-President Enterprises Corp
254900DAXBDMVEXU5959
Uni-President Enterprises Corp
000000000
1000.00000000
NS
2143.56000000
0.035305412330
Long
EC
CORP
TW
N
2
N
N
N
Ajinomoto Co Inc
353800UT0TLROREPIC92
Ajinomoto Co Inc
000000000
1100.00000000
NS
22099.84000000
0.363994459516
Long
EC
CORP
JP
N
2
N
N
N
EPAM Systems Inc
549300XCR4R530HJP604
EPAM Systems Inc
29414B104
14.00000000
NS
USD
4325.30000000
0.071239666701
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
1521.00000000
NS
USD
64247.04000000
1.058178095421
Long
EC
CORP
US
N
1
N
N
N
Las Vegas Sands Corp
549300DUOO1KXOHPM605
Las Vegas Sands Corp
517834107
69.00000000
NS
USD
3316.14000000
0.054618340539
Long
EC
CORP
US
N
1
N
N
N
KraneShares Bosera MSCI China A ETF
549300COS8LSFBN8GG59
KraneShares Bosera MSCI China A ETF
500767405
82.00000000
NS
USD
3348.88000000
0.055157583294
Long
EC
RF
US
N
1
N
N
N
2020-11-30
Managed Account Series
Ann Frechette
Ann Frechette
Assistant Treasurer