0001752724-20-130528.txt : 20200626
0001752724-20-130528.hdr.sgml : 20200626
20200626150314
ACCESSION NUMBER: 0001752724-20-130528
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200430
FILED AS OF DATE: 20200626
PERIOD START: 20201031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Managed Account Series
CENTRAL INDEX KEY: 0001323737
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0412
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21763
FILM NUMBER: 20993529
BUSINESS ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 800-441-7762
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
0001323737
S000057852
BlackRock GA Dynamic Equity Fund
C000186832
Class K
C000206474
Institutional
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001323737
XXXXXXXX
S000057852
C000206474
C000186832
Managed Account Series
811-21763
0001323737
549300KJ2GS7UP2OCO54
100 BELLEVUE PARKWAY
WILMINGTON
19809
800-441-7762
BlackRock GA Dynamic Equity Fund
S000057852
549300NJ8KDU5T3NAW97
2020-10-31
2020-04-30
N
5376385.30
172838.09
5203547.21
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
39301.76000000
N
Korea Exchange (Futures Market)
N/A
KOSPI2 INX FUT JUN20 XKFE 20200611
000000000
-1.00000000
NC
1403.42000000
0.026970448107
N/A
DE
KR
N
1
Korea Exchange (Futures Market)
N/A
Short
Korea Stock Exchange KOSPI 200 Index
KMM0 Index
2020-06-11
-66235000.00000000
KRW
1403.42000000
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW49F5A7 AUG20 COF US PUT AUG20 44 PUT
000000000
-72.00000000
NC
USD
-149.94000000
-0.00288149590
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Put
Written
Capital One Financial Corp
Capital One Financial Corp
1.00000000
44.00000000
USD
2020-08-21
XXXX
238.86000000
N
N
N
NXP Semiconductors NV
724500M9BY5293JDF951
NXP Semiconductors NV
000000000
317.00000000
NS
USD
31563.69000000
0.606580256240
Long
EC
CORP
NL
N
1
N
N
N
Japan Airlines Co Ltd
3538002MH5L1QZZ93477
Japan Airlines Co Ltd
000000000
800.00000000
NS
14270.23000000
0.274240425311
Long
EC
CORP
JP
N
2
N
N
N
Emerson Electric Co
FGLT0EWZSUIRRITFOA30
Emerson Electric Co
291011104
673.00000000
NS
USD
38381.19000000
0.737596651880
Long
EC
CORP
US
N
1
N
N
N
Yum China Holdings Inc
529900DO9BYZ7VA3K502
Yum China Holdings Inc
98850P109
82.00000000
NS
USD
3973.72000000
0.076365599073
Long
EC
CORP
US
N
1
N
N
N
Marathon Petroleum Corp
3BNYRYQHD39K4LCKQF12
Marathon Petroleum Corp
56585A102
132.00000000
NS
USD
4234.56000000
0.081378333454
Long
EC
CORP
US
N
1
N
N
N
Capital One Financial Corp
ZUE8T73ROZOF6FLBAR73
Capital One Financial Corp
14040H105
315.00000000
NS
USD
20399.40000000
0.392028729186
Long
EC
CORP
US
N
1
N
N
N
FleetCor Technologies Inc
549300DG6RR0NQSFLN74
FleetCor Technologies Inc
339041105
144.00000000
NS
USD
34740.00000000
0.667621501218
Long
EC
CORP
US
N
1
N
N
N
AbbVie Inc
FR5LCKFTG8054YNNRU85
AbbVie Inc
00287Y109
439.00000000
NS
USD
36085.80000000
0.693484627767
Long
EC
CORP
US
N
1
N
N
N
Shanghai International Airport Co Ltd
N/A
Shanghai International Airport Co Ltd
000000000
200.00000000
NS
1976.34000000
0.037980629755
Long
EC
CORP
CN
N
2
N
N
N
RAI Way SpA
815600303CCB3CFD2264
RAI Way SpA
000000000
1838.00000000
NS
9908.74000000
0.190422794299
Long
EC
CORP
IT
N
2
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
348.00000000
NS
USD
65270.88000000
1.254353566247
Long
EC
CORP
US
N
1
N
N
N
Madison Square Garden Sports C
N/A
Madison Square Garden Sports C
55825T103
1.00000000
NS
USD
171.32000000
0.003292369475
Long
EC
CORP
US
N
1
N
N
N
Hangzhou Tigermed Consulting Co Ltd
N/A
Hangzhou Tigermed Consulting Co Ltd
000000000
200.00000000
NS
2136.05000000
0.041049882201
Long
EC
CORP
CN
N
2
N
N
N
Subaru Corp
549300N244BVAEE6HH86
Subaru Corp
000000000
800.00000000
NS
16011.60000000
0.307705481545
Long
EC
CORP
JP
N
2
N
N
N
Itau Unibanco Holding SA
N/A
Itau Unibanco Holding SA
000000000
450.00000000
NS
1884.28000000
0.036211451995
Long
EP
CORP
BR
N
1
N
N
N
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
PURCHASED JPY / SOLD USD
000000000
1.00000000
NC
-557.31000000
-0.01071019397
N/A
DFE
JP
N
2
Deutsche Bank Aktiengesellschaft
7LTWFZYICNSX8D621K86
172360.41000000
USD
18426000.00000000
JPY
2020-06-18
-557.31000000
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
205.00000000
NS
USD
25215.00000000
0.484573291687
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
191.00000000
NS
USD
20656.65000000
0.396972472168
Long
EC
CORP
US
N
1
N
N
N
Guangdong Marubi Biotechnology Co Ltd
N/A
Guangdong Marubi Biotechnology Co Ltd
000000000
200.00000000
NS
2034.83000000
0.039104670677
Long
EC
CORP
CN
N
2
N
N
N
ServiceNow Inc
549300HJTQM36M0E1G39
ServiceNow Inc
81762P102
72.00000000
NS
USD
25310.88000000
0.486415880908
Long
EC
CORP
US
N
1
N
N
N
Astellas Pharma Inc
N/A
Astellas Pharma Inc
000000000
2200.00000000
NS
36386.12000000
0.699256075357
Long
EC
CORP
JP
N
2
N
N
N
New Oriental Education & Technology Group Inc
529900TACNVLY9DCR586
New Oriental Education & Technology Group Inc
647581107
16.00000000
NS
USD
2042.56000000
0.039253223187
Long
EC
CORP
KY
N
1
N
N
N
Singapore Telecommunications Ltd
2549003XJKIQO8YDYD89
Singapore Telecommunications Ltd
000000000
1000.00000000
NS
1998.23000000
0.038401304328
Long
EC
CORP
SG
N
2
N
N
N
KBC Group NV
213800X3Q9LSAKRUWY91
KBC Group NV
000000000
136.00000000
NS
7376.77000000
0.141764256233
Long
EC
CORP
BE
N
2
N
N
N
Marsh & McLennan Cos Inc
549300XMP3KDCKJXIU47
Marsh & McLennan Cos Inc
571748102
418.00000000
NS
USD
40683.94000000
0.781850117969
Long
EC
CORP
US
N
1
N
N
N
Great Wall Motor Co Ltd
254900CR8AHWTMFZHH60
Great Wall Motor Co Ltd
000000000
300.00000000
NS
338.55000000
0.006506138723
Long
EC
CORP
CN
N
2
N
N
N
Yonyou Network Technology Co Ltd
N/A
Yonyou Network Technology Co Ltd
000000000
200.00000000
NS
1292.69000000
0.024842476638
Long
EC
CORP
CN
N
2
N
N
N
Venus MedTech Hangzhou Inc
N/A
Venus MedTech Hangzhou Inc
000000000
500.00000000
NS
3424.89000000
0.065818370849
Long
EC
CORP
CN
N
2
N
N
N
Live Nation Entertainment Inc
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034109
21.00000000
NS
USD
942.27000000
0.018108224293
Long
EC
CORP
US
N
1
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
218.00000000
NS
USD
47922.94000000
0.920966757213
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
PURCHASED CAD / SOLD USD
000000000
1.00000000
NC
-5599.38000000
-0.10760697989
N/A
DFE
CA
N
2
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
111924.38000000
USD
148000.00000000
CAD
2020-05-07
-5599.38000000
N
N
N
BNP PARIBAS SA
QHSFEYI7HUOXXZ413E03
BRW20KHC2 JUN20 ROG VX CALL JUN20 360 CALL
000000000
-18.00000000
NC
-57.59000000
-0.00110674502
N/A
DE
CH
N
2
BNP PARIBAS SA
QHSFEYI7HUOXXZ413E03
Call
Written
Roche Holding AG
Roche Holding AG
1.00000000
360.00000000
CHF
2020-06-19
XXXX
24.01000000
N
N
N
AstraZeneca PLC
PY6ZZQWO2IZFZC3IOL08
AstraZeneca PLC
000000000
198.00000000
NS
20709.21000000
0.397982552367
Long
EC
CORP
GB
N
2
N
N
N
Raytheon Technologies Corp
I07WOS4YJ0N7YRFE7309
Raytheon Technologies Corp
75513E101
1016.00000000
NS
USD
65846.96000000
1.265424475701
Long
EC
CORP
US
N
1
N
N
N
Illumina Inc
SQ95QG8SR5Q56LSNF682
Illumina Inc
452327109
5.00000000
NS
USD
1595.15000000
0.030655050019
Long
EC
CORP
US
N
1
N
N
N
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
MSCI TAIWAN INDEX MAY20 XSIM 20200528
000000000
-2.00000000
NC
USD
-3066.10000000
-0.05892326669
N/A
DE
SG
N
1
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
Short
MSCI Taiwan Index
TWK0 Index
2020-05-28
-80353.90000000
USD
-3066.10000000
N
N
N
Nestle SA
KY37LUS27QQX7BB93L28
Nestle SA
000000000
329.00000000
NS
34844.39000000
0.669627632724
Long
EC
CORP
CH
N
2
N
N
N
ING Groep NV
549300NYKK9MWM7GGW15
ING Groep NV
000000000
3488.00000000
NS
19542.52000000
0.375561500863
Long
EC
CORP
NL
N
2
N
N
N
China Overseas Land & Investment Ltd
529900A2OB24EZ5B3J19
China Overseas Land & Investment Ltd
000000000
1000.00000000
NS
3693.95000000
0.070989074393
Long
EC
CORP
HK
N
2
N
N
N
Hon Hai Precision Industry Co Ltd
30030004CM3GSZXX7O56
Hon Hai Precision Industry Co Ltd
000000000
1000.00000000
NS
2569.97000000
0.049388809138
Long
EC
CORP
TW
N
2
N
N
N
Fortive Corp
549300MU9YQJYHDQEF63
Fortive Corp
34959J108
420.00000000
NS
USD
26880.00000000
0.516570695243
Long
EC
CORP
US
N
1
N
N
N
DR Horton Inc
529900ZIUEYVSB8QDD25
DR Horton Inc
23331A109
1198.00000000
NS
USD
56569.56000000
1.087134558734
Long
EC
CORP
US
N
1
N
N
N
Advanced Info Service PCL
N/A
Advanced Info Service PCL
000000000
500.00000000
NS
3040.40000000
0.058429372835
Long
EC
CORP
TH
N
2
N
N
N
J.P. Morgan Securities LLC
ZBUT11V806EZRVTWT807
TRS: BlackRock GA Enhanced Equity Fund - JP CFD
000000000
17.00000000
OU
Notional Amount
USD
-7137.45000000
-0.13716508589
N/A
DE
US
N
2
J.P. Morgan Securities LLC
ZBUT11V806EZRVTWT807
BlackRock GA Enhanced Equity Fund - JP CFD
GA-LDEE_JP
NETFLIX INC
-17.00000000
USD
-7137.45000000
USD
Y
Multi - See Part E
Multi - See Part E
2020-05-08
0.00000000
USD
0.00000000
USD
17.00000000
USD
-828.41000000
N
N
N
PTC Therapeutics Inc
549300UJLWOIWFDGB318
PTC Therapeutics Inc
69366J200
19.00000000
NS
USD
967.48000000
0.018592701496
Long
EC
CORP
US
N
1
N
N
N
CITIBANK NA
E57ODZWZ7FF32TWEFA76
BRW22K4C4 JUN20 LLY US PUT JUN20 126 PUT
000000000
-84.00000000
NC
USD
-90.39000000
-0.00173708426
N/A
DE
US
N
2
CITIBANK NA
E57ODZWZ7FF32TWEFA76
Put
Written
Eli Lilly & Co
Eli Lilly & Co
1.00000000
126.00000000
USD
2020-06-19
XXXX
118.77000000
N
N
N
Siemens AG
W38RGI023J3WT1HWRP32
Siemens AG
000000000
808.00000000
NS
74564.74000000
1.432959805893
Long
EC
CORP
DE
N
2
N
N
N
L3Harris Technologies Inc
549300UTE50ZMDBG8A20
L3Harris Technologies Inc
502431109
152.00000000
NS
USD
29442.40000000
0.565814026697
Long
EC
CORP
US
N
1
N
N
N
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
BRW1YGXK0 MAY20 BABA US PUT MAY20 190 PUT
000000000
-54.00000000
NC
USD
-127.96000000
-0.00245909174
N/A
DE
US
N
2
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
Put
Written
Alibaba Group Holding Ltd
Alibaba Group Holding Ltd
1.00000000
190.00000000
USD
2020-05-15
XXXX
-4.36000000
N
N
N
Cellnex Telecom SA
5493008T4YG3AQUI7P67
Cellnex Telecom SA
000000000
484.00000000
NS
25315.51000000
0.486504858673
Long
EC
CORP
ES
N
2
N
N
N
Enbridge Inc
98TPTUM4IVMFCZBCUR27
Enbridge Inc
000000000
1208.00000000
NS
37013.69000000
0.711316502113
Long
EC
CORP
CA
N
1
N
N
N
HKT Trust & HKT Ltd
254900SI7GPUPA1TJX39
HKT Trust & HKT Ltd
000000000
1000.00000000
NS
1613.72000000
0.031011921961
Long
EC
CORP
XX
N
2
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW49HH77 JUN20 2330 TT CALL JUN20 325 CALL
000000000
-941.00000000
NC
USD
-150.87000000
-0.00289936833
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Call
Written
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
325.00000000
USD
2020-06-17
XXXX
-53.76000000
N
N
N
Facebook Inc
BQ4BKCS1HXDV9HN80Z93
Facebook Inc
30303M102
273.00000000
NS
USD
55885.83000000
1.073994868204
Long
EC
CORP
US
N
1
N
N
N
Freeport-McMoRan Inc
549300IRDTHJQ1PVET45
Freeport-McMoRan Inc
35671D857
425.00000000
NS
USD
3752.75000000
0.072119072789
Long
EC
CORP
US
N
1
N
N
N
Apellis Pharmaceuticals Inc
N/A
Apellis Pharmaceuticals Inc
03753U106
60.00000000
NS
USD
2056.20000000
0.039515352066
Long
EC
CORP
US
N
1
N
N
N
Shenzhen Mindray Bio-Medical Electronics Co Ltd
N/A
Shenzhen Mindray Bio-Medical Electronics Co Ltd
000000000
100.00000000
NS
3569.71000000
0.068601472340
Long
EC
CORP
CN
N
2
N
N
N
Global Payments Inc
549300NOMHGVQBX6S778
Global Payments Inc
37940X102
144.00000000
NS
USD
23906.88000000
0.459434286558
Long
EC
CORP
US
N
1
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW1UXM45 MAY20 A US CALL MAY20 87.5 CALL
000000000
160.00000000
NC
USD
29.60000000
0.000568842729
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Purchased
Agilent Technologies Inc
Agilent Technologies Inc
1.00000000
87.50000000
USD
2020-05-15
XXXX
-506.40000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW20L368 JUN20 SAN FP CALL JUN20 96 CALL
000000000
-45.00000000
NC
-29.08000000
-0.00055884954
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
Sanofi
Sanofi
1.00000000
96.00000000
EUR
2020-06-19
XXXX
33.95000000
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW4EDPM8 SEP20 ROG SW CALL SEP20 385 CALL
000000000
-13.00000000
NC
-53.98000000
-0.00103736927
N/A
DE
CH
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Written
Roche Holding AG
Roche Holding AG
1.00000000
385.00000000
CHF
2020-09-18
XXXX
37.98000000
N
N
N
Trip.com Group Ltd
2549004RMYDSRQL4KW41
Trip.com Group Ltd
89677Q107
161.00000000
NS
USD
4147.36000000
0.079702553520
Long
EC
CORP
KY
N
1
N
N
N
TJX Cos Inc/The
V167QI9I69W364E2DY52
TJX Cos Inc/The
872540109
697.00000000
NS
USD
34187.85000000
0.657010470363
Long
EC
CORP
US
N
1
N
N
N
Hess Corp
UASVRYNXNK17ULIGK870
Hess Corp
42809H107
213.00000000
NS
USD
10360.32000000
0.199101105109
Long
EC
CORP
US
N
1
N
N
N
Winnebago Industries Inc
549300B7OYKYJLTE3G11
Winnebago Industries Inc
974637100
2.00000000
NS
USD
88.74000000
0.001705375130
Long
EC
CORP
US
N
1
N
N
N
Peloton Interactive Inc
5493002YS021166W0339
Peloton Interactive Inc
70614W100
321.00000000
NS
USD
10111.50000000
0.194319366999
Long
EC
CORP
US
N
1
N
N
N
Sarepta Therapeutics Inc
549300IKDPIED8J8IG21
Sarepta Therapeutics Inc
803607100
18.00000000
NS
USD
2121.84000000
0.040776799255
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW3N7792 JUN20 MC FP CALL JUN20 345 CALL
000000000
10.00000000
NC
215.06000000
0.004132949915
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Purchased
LVMH Moet Hennessy Louis Vuitton SE
LVMH Moet Hennessy Louis Vuitton SE
1.00000000
345.00000000
EUR
2020-06-19
XXXX
20.03000000
N
N
N
First Quantum Minerals Ltd
549300I7UVBGWRYMYZ18
First Quantum Minerals Ltd
000000000
593.00000000
NS
3621.18000000
0.069590605290
Long
EC
CORP
CA
N
1
N
N
N
AAC Technologies Holdings Inc
N/A
AAC Technologies Holdings Inc
000000000
500.00000000
NS
2364.80000000
0.045445921879
Long
EC
CORP
KY
N
2
N
N
N
Microchip Technology Inc
5493007PTFULNYZJ1R12
Microchip Technology Inc
595017104
194.00000000
NS
USD
17019.62000000
0.327077266970
Long
EC
CORP
US
N
1
N
N
N
Fortinet Inc
549300O0QJWDBAS0QX03
Fortinet Inc
34959E109
47.00000000
NS
USD
5063.78000000
0.097314001307
Long
EC
CORP
US
N
1
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem Inc
036752103
209.00000000
NS
USD
58672.57000000
1.127549489456
Long
EC
CORP
US
N
1
N
N
N
Danone SA
969500KMUQ2B6CBAF162
Danone SA
000000000
797.00000000
NS
55548.53000000
1.067512751556
Long
EC
CORP
FR
N
2
N
N
N
Shin-Etsu Chemical Co Ltd
353800PX8Q64N86H5W41
Shin-Etsu Chemical Co Ltd
000000000
300.00000000
NS
33090.60000000
0.635923893155
Long
EC
CORP
JP
N
2
N
N
N
Kingdee International Software Group Co Ltd
N/A
Kingdee International Software Group Co Ltd
000000000
4000.00000000
NS
5720.70000000
0.109938466379
Long
EC
CORP
KY
N
2
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
Walmart Inc
931142103
356.00000000
NS
USD
43271.80000000
0.831582731042
Long
EC
CORP
US
N
1
N
N
N
Kakao Corp
988400FTKUBQXKVZP434
Kakao Corp
000000000
24.00000000
NS
3626.85000000
0.069699569421
Long
EC
CORP
KR
N
2
N
N
N
Knorr-Bremse AG
5299001GRRO0Z25YZT52
Knorr-Bremse AG
000000000
33.00000000
NS
3069.11000000
0.058981111848
Long
EC
CORP
DE
N
2
N
N
N
Amazon.com Inc
ZXTILKJKG63JELOEG630
Amazon.com Inc
023135106
72.00000000
NS
USD
178128.00000000
3.423203303655
Long
EC
CORP
US
N
1
N
N
N
Cathay Financial Holding Co Ltd
5299009XR1QLFAMQ3X77
Cathay Financial Holding Co Ltd
000000000
1000.00000000
NS
1334.32000000
0.025642507815
Long
EC
CORP
TW
N
2
N
N
N
Alphabet Inc
5493006MHB84DD0ZWV18
Alphabet Inc
02079K107
110.00000000
NS
USD
148352.60000000
2.850989796247
Long
EC
CORP
US
N
1
N
N
N
DBS Group Holdings Ltd
5493007FKT78NKPM5V55
DBS Group Holdings Ltd
000000000
200.00000000
NS
2815.82000000
0.054113470799
Long
EC
CORP
SG
N
2
N
N
N
Jeronimo Martins SGPS SA
259400A8SZP10GB5IB19
Jeronimo Martins SGPS SA
000000000
138.00000000
NS
2339.58000000
0.044961252499
Long
EC
CORP
PT
N
2
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW4GCB01 AUG20 2330 TT PUT AUG20 250.016 PUT
000000000
-967.00000000
NC
USD
-86.00000000
-0.00165271874
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Put
Written
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
250.01600000
USD
2020-08-19
XXXX
96.93000000
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW4DRBY7 JUN20 2330 TT PUT JUN20 253.08 PUT
000000000
-634.00000000
NC
USD
-12.77000000
-0.00024540951
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Put
Written
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
253.08000000
USD
2020-06-17
XXXX
43.15000000
N
N
N
CapitaLand Ltd
2549006LYGY45GHGWZ89
CapitaLand Ltd
000000000
10400.00000000
NS
22066.35000000
0.424063607179
Long
EC
CORP
SG
N
2
N
N
N
Aptiv PLC
N/A
Aptiv PLC
000000000
257.00000000
NS
USD
17874.35000000
0.343503177325
Long
EC
CORP
JE
N
1
N
N
N
NVIDIA Corp
549300S4KLFTLO7GSQ80
NVIDIA Corp
67066G104
127.00000000
NS
USD
37119.56000000
0.713351075755
Long
EC
CORP
US
N
1
N
N
N
Autobio Diagnostics Co Ltd
N/A
Autobio Diagnostics Co Ltd
000000000
100.00000000
NS
1883.95000000
0.036205110167
Long
EC
CORP
CN
N
2
N
N
N
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
PURCHASED INR / SOLD USD
000000000
1.00000000
NC
-3135.75000000
-0.06026177669
N/A
DFE
IN
N
2
HSBC Bank PLC
MP6I5ZYZBEU3UXPYFY54
66729.49000000
USD
4815000.00000000
INR
2020-06-05
-3135.75000000
N
N
N
Uber Technologies Inc
549300B2FTG34FILDR98
Uber Technologies Inc
90353T100
965.00000000
NS
USD
29210.55000000
0.561358412274
Long
EC
CORP
US
N
1
N
N
N
Jiangsu Hengrui Medicine Co Ltd
N/A
Jiangsu Hengrui Medicine Co Ltd
000000000
100.00000000
NS
1295.80000000
0.024902243560
Long
EC
CORP
CN
N
2
N
N
N
Cadence Design Systems Inc
GCT7RXJOGLXPV0NXZY22
Cadence Design Systems Inc
127387108
61.00000000
NS
USD
4948.93000000
0.095106853080
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
1628.00000000
NS
USD
64192.04000000
1.233620786155
Long
EC
CORP
US
N
1
N
N
N
Liberty Media Corp-Liberty SiriusXM
549300ZKUTPIBZLWLL89
Liberty Media Corp-Liberty SiriusXM
531229607
407.00000000
NS
USD
13866.49000000
0.266481487346
Long
EC
CORP
US
N
1
N
N
N
Air Products and Chemicals Inc
7QEON6Y1RL5XR3R1W237
Air Products and Chemicals Inc
009158106
263.00000000
NS
USD
59327.54000000
1.140136480091
Long
EC
CORP
US
N
1
N
N
N
CITIBANK NA
E57ODZWZ7FF32TWEFA76
BRTYAMFU3 JUN20 CMCSA US CALL JUN20 40 CALL
000000000
-496.00000000
NC
USD
-451.36000000
-0.00867408292
N/A
DE
US
N
2
CITIBANK NA
E57ODZWZ7FF32TWEFA76
Call
Written
Comcast Corp
Comcast Corp
1.00000000
40.00000000
USD
2020-06-19
XXXX
2410.56000000
N
N
N
Citigroup Global Markets Inc.
MBNUM2BPBDO7JBLYG310
TRS: BlackRock GA Enhanced Equity Fund - CITI CFD
000000000
675.00000000
OU
Notional Amount
USD
4661.61000000
0.089585235068
N/A
DE
US
N
2
Citigroup Global Markets Inc.
MBNUM2BPBDO7JBLYG310
BlackRock GA Enhanced Equity Fund - CITI CFD
GA-LDEE_CG
LEONARDO SPA
675.00000000
USD
4661.61000000
USD
Y
Multi - See Part E
Multi - See Part E
2020-05-22
0.00000000
USD
0.00000000
USD
675.00000000
USD
-281.31000000
N
N
N
NetEase Inc
N/A
NetEase Inc
64110W102
9.00000000
NS
USD
3104.64000000
0.059663915300
Long
EC
CORP
KY
N
1
N
N
N
BNP Paribas SA
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
000000000
201.00000000
NS
6314.68000000
0.121353371943
Long
EC
CORP
FR
N
2
N
N
N
Hoya Corp
529900NHZVBZQZ8EKN29
Hoya Corp
000000000
300.00000000
NS
27358.00000000
0.525756736624
Long
EC
CORP
JP
N
2
N
N
N
PPG Industries Inc
549300BKPEP01R3V6C59
PPG Industries Inc
693506107
602.00000000
NS
USD
54679.66000000
1.050815103491
Long
EC
CORP
US
N
1
N
N
N
ComfortDelGro Corp Ltd
529900QZG6DL8ZRI7140
ComfortDelGro Corp Ltd
000000000
1600.00000000
NS
1865.32000000
0.035847085165
Long
EC
CORP
SG
N
2
N
N
N
POSCO
988400E5HRVX81AYLM04
POSCO
000000000
10.00000000
NS
1511.05000000
0.029038844830
Long
EC
CORP
KR
N
2
N
N
N
Wuhan Raycus Fiber Laser Technologies Co Ltd
N/A
Wuhan Raycus Fiber Laser Technologies Co Ltd
000000000
200.00000000
NS
2574.76000000
0.049480861729
Long
EC
CORP
CN
N
2
N
N
N
Guangzhou Automobile Group Co Ltd
5299005KY9BJO3ZE6A37
Guangzhou Automobile Group Co Ltd
000000000
800.00000000
NS
1099.19000000
0.021123859468
Long
EC
CORP
CN
N
2
N
N
N
Formosa Chemicals & Fibre Corp
254900OJX8UZOAIVSU82
Formosa Chemicals & Fibre Corp
000000000
1000.00000000
NS
2533.02000000
0.048678716609
Long
EC
CORP
TW
N
2
N
N
N
Exxon Mobil Corp
J3WHBG0MTS7O8ZVMDC91
Exxon Mobil Corp
30231G102
35.00000000
NS
USD
1626.45000000
0.031256562770
Long
EC
CORP
US
N
1
N
N
N
Costco Wholesale Corp
29DX7H14B9S6O3FD6V18
Costco Wholesale Corp
22160K105
79.00000000
NS
USD
23937.00000000
0.460013122471
Long
EC
CORP
US
N
1
N
N
N
UniCredit SpA
549300TRUWO2CD2G5692
UniCredit SpA
000000000
5927.00000000
NS
45772.85000000
0.879647059068
Long
EC
CORP
IT
N
2
N
N
N
Uni-President Enterprises Corp
254900DAXBDMVEXU5959
Uni-President Enterprises Corp
000000000
1000.00000000
NS
2328.39000000
0.044746206886
Long
EC
CORP
TW
N
2
N
N
N
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
Intesa Sanpaolo SpA
000000000
2588.00000000
NS
4041.18000000
0.077662022403
Long
EC
CORP
IT
N
2
N
N
N
Vail Resorts Inc
529900PSZHRNU9HKH870
Vail Resorts Inc
91879Q109
1.00000000
NS
USD
171.00000000
0.003286219824
Long
EC
CORP
US
N
1
N
N
N
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
BRW4DQS88 SEP20 700 HK CALL SEP20 454.1537 CALL
000000000
-97.00000000
NC
-187.96000000
-0.00361215133
N/A
DE
HK
N
2
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
Call
Written
Tencent Holdings Ltd
Tencent Holdings Ltd
1.00000000
454.15370000
HKD
2020-09-29
XXXX
-12.78000000
N
N
N
Meituan Dianping
21380033K525E5JLIA77
Meituan Dianping
000000000
300.00000000
NS
4016.72000000
0.077191958444
Long
EC
CORP
KY
N
2
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW4DRBX9 JUN20 2330 TT PUT JUN20 282.8541 PUT
000000000
634.00000000
NC
USD
103.45000000
0.001988066905
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Put
Purchased
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
282.85410000
USD
2020-06-17
XXXX
-100.82000000
N
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
PURCHASED USD / SOLD JPY
000000000
1.00000000
NC
-463.67000000
-0.00891065231
N/A
DFE
US
N
2
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
6859000.00000000
JPY
63450.97000000
USD
2020-05-07
-463.67000000
N
N
N
CITIBANK NA
E57ODZWZ7FF32TWEFA76
BRW22K4R1 JUN20 LLY US CALL JUN20 142 CALL
000000000
84.00000000
NC
USD
1289.14000000
0.024774253945
N/A
DE
US
N
2
CITIBANK NA
E57ODZWZ7FF32TWEFA76
Call
Purchased
Eli Lilly & Co
Eli Lilly & Co
1.00000000
142.00000000
USD
2020-06-19
XXXX
857.38000000
N
N
N
Citibank, National Association
E57ODZWZ7FF32TWEFA76
PURCHASED GBP / SOLD USD
000000000
1.00000000
NC
-5032.20000000
-0.09670710761
N/A
DFE
GB
N
2
Citibank, National Association
E57ODZWZ7FF32TWEFA76
124685.49000000
USD
95000.00000000
GBP
2020-05-07
-5032.20000000
N
N
N
Autodesk Inc
FRKKVKAIQEF3FCSTPG55
Autodesk Inc
052769106
227.00000000
NS
USD
42478.51000000
0.816337553705
Long
EC
CORP
US
N
1
N
N
N
BNP Paribas
R0MUWSFPU8MPRO8K5P83
PURCHASED USD / SOLD HKD
000000000
1.00000000
NC
-259.77000000
-0.00499217148
N/A
DFE
US
N
2
BNP Paribas
R0MUWSFPU8MPRO8K5P83
635000.00000000
HKD
81647.33000000
USD
2020-05-07
-259.77000000
N
N
N
Asymchem Laboratories Tianjin Co Ltd
N/A
Asymchem Laboratories Tianjin Co Ltd
000000000
100.00000000
NS
2624.29000000
0.050432712418
Long
EC
CORP
CN
N
2
N
N
N
Erste Group Bank AG
PQOH26KWDF7CG10L6792
Erste Group Bank AG
000000000
185.00000000
NS
4009.47000000
0.077052630411
Long
EC
CORP
AT
N
2
N
N
N
China Merchants Bank Co Ltd
549300MKO5B60FFIHF58
China Merchants Bank Co Ltd
000000000
500.00000000
NS
2366.15000000
0.045471865719
Long
EC
CORP
CN
N
2
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
471.00000000
NS
USD
70668.84000000
1.358089725105
Long
EC
CORP
US
N
1
N
N
N
LVMH Moet Hennessy Louis Vuitton SE
IOG4E947OATN0KJYSD45
LVMH Moet Hennessy Louis Vuitton SE
000000000
23.00000000
NS
8891.62000000
0.170876128171
Long
EC
CORP
FR
N
2
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW1UXF76 MAY20 A US PUT MAY20 77.5 PUT
000000000
-107.00000000
NC
USD
-273.35000000
-0.00525314730
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Put
Written
Agilent Technologies Inc
Agilent Technologies Inc
1.00000000
77.50000000
USD
2020-05-15
XXXX
-118.20000000
N
N
N
HCA Healthcare Inc
N/A
HCA Healthcare Inc
40412C101
315.00000000
NS
USD
34612.20000000
0.665165484296
Long
EC
CORP
US
N
1
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW494U14 JUL20 ASML NA PUT JUL20 220 PUT
000000000
-16.00000000
NC
-75.78000000
-0.00145631425
N/A
DE
DE
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Written
ASML Holding NV
ASML Holding NV
1.00000000
220.00000000
EUR
2020-07-17
XXXX
126.14000000
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW4GCAZ5 AUG20 2330 TT PUT AUG20 284.4494 PUT
000000000
967.00000000
NC
USD
357.57000000
0.006871658612
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Put
Purchased
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
284.44940000
USD
2020-08-19
XXXX
-189.73000000
N
N
N
Bristol-Myers Squibb Co
HLYYNH7UQUORYSJQCN42
Bristol-Myers Squibb Co
110122108
670.00000000
NS
USD
40742.70000000
0.782979347659
Long
EC
CORP
US
N
1
N
N
N
Safran SA
969500UIC89GT3UL7L24
Safran SA
000000000
352.00000000
NS
32725.82000000
0.628913675215
Long
EC
CORP
FR
N
2
N
N
N
Hangzhou Robam Appliances Co Ltd
N/A
Hangzhou Robam Appliances Co Ltd
000000000
500.00000000
NS
2222.68000000
0.042714708069
Long
EC
CORP
CN
N
2
N
N
N
Formosa Plastics Corp
254900KM6G17UTG1QN82
Formosa Plastics Corp
000000000
1000.00000000
NS
2935.24000000
0.056408443731
Long
EC
CORP
TW
N
2
N
N
N
Applied Materials Inc
41BNNE1AFPNAZELZ6K07
Applied Materials Inc
038222105
349.00000000
NS
USD
17338.32000000
0.333201935146
Long
EC
CORP
US
N
1
N
N
N
Guardant Health Inc
N/A
Guardant Health Inc
40131M109
59.00000000
NS
USD
4540.64000000
0.087260474763
Long
EC
CORP
US
N
1
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific Inc
883556102
135.00000000
NS
USD
45181.80000000
0.868288461247
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
1979.00000000
NS
USD
74469.77000000
1.431134704743
Long
EC
CORP
US
N
1
N
N
N
Guangzhou Automobile Group Co Ltd
5299005KY9BJO3ZE6A37
Guangzhou Automobile Group Co Ltd
000000000
2000.00000000
NS
1794.61000000
0.034488204441
Long
EC
CORP
CN
N
2
N
N
N
Charter Communications Inc
0J0XRGZE3PBRFEZ7MV65
Charter Communications Inc
16119P108
150.00000000
NS
USD
74284.50000000
1.427574248913
Long
EC
CORP
US
N
1
N
N
N
Starbucks Corp
OQSJ1DU9TAOC51A47K68
Starbucks Corp
855244109
735.00000000
NS
USD
56396.55000000
1.083809711414
Long
EC
CORP
US
N
1
N
N
N
Seattle Genetics Inc
N/A
Seattle Genetics Inc
812578102
13.00000000
NS
USD
1783.99000000
0.034284112894
Long
EC
CORP
US
N
1
N
N
N
Intuit Inc
VI90HBPH7XSFMB9E4M29
Intuit Inc
461202103
35.00000000
NS
USD
9443.35000000
0.181479087608
Long
EC
CORP
US
N
1
N
N
N
Becton Dickinson and Co
ICE2EP6D98PQUILVRZ91
Becton Dickinson and Co
075887109
137.00000000
NS
USD
34596.61000000
0.664865880980
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW3N6VY2 DEC20 MC FP CALL DEC20 360 CALL
000000000
10.00000000
NC
317.80000000
0.006107372282
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Call
Purchased
LVMH Moet Hennessy Louis Vuitton SE
LVMH Moet Hennessy Louis Vuitton SE
1.00000000
360.00000000
EUR
2020-12-18
XXXX
53.32000000
N
N
N
Alexion Pharmaceuticals Inc
M1YXUUZR0EIMU8T0EM75
Alexion Pharmaceuticals Inc
015351109
20.00000000
NS
USD
2149.40000000
0.041306437959
Long
EC
CORP
US
N
1
N
N
N
Tencent Holdings Ltd
254900N4SLUMW4XUYY11
Tencent Holdings Ltd
000000000
1000.00000000
NS
52569.43000000
1.010261421266
Long
EC
CORP
KY
N
2
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW49F5E9 NOV20 COF US CALL NOV20 55 CALL
000000000
72.00000000
NC
USD
1146.11000000
0.022025552065
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Purchased
Capital One Financial Corp
Capital One Financial Corp
1.00000000
55.00000000
USD
2020-11-20
XXXX
555.71000000
N
N
N
Okta Inc
549300N8J06I8MRHU620
Okta Inc
679295105
31.00000000
NS
USD
4690.30000000
0.090136589728
Long
EC
CORP
US
N
1
N
N
N
Huazhu Group Ltd
549300Y5ML31FVN83730
Huazhu Group Ltd
44332N106
103.00000000
NS
USD
3709.03000000
0.071278876703
Long
EC
CORP
KY
N
1
N
N
N
Insulet Corp
549300TZTYD2PYN92D43
Insulet Corp
45784P101
7.00000000
NS
USD
1398.04000000
0.026867057097
Long
EC
CORP
US
N
1
N
N
N
Want Want China Holdings Ltd
5299005HZCEKX4O1J230
Want Want China Holdings Ltd
000000000
2000.00000000
NS
1425.48000000
0.027394389682
Long
EC
CORP
KY
N
2
N
N
N
Glodon Co Ltd
N/A
Glodon Co Ltd
000000000
400.00000000
NS
2927.31000000
0.056256047689
Long
EC
CORP
CN
N
2
N
N
N
DexCom Inc
549300YSK3QDSFR5EU59
DexCom Inc
252131107
5.00000000
NS
USD
1676.00000000
0.032208797813
Long
EC
CORP
US
N
1
N
N
N
ICE Futures Europe - Financial Products Division
N/A
FTSE 100 IDX FUT JUN20 IFLL 20200619
000000000
1.00000000
NC
10257.35000000
0.197122262680
N/A
DE
GB
N
1
ICE Futures Europe - Financial Products Division
N/A
Long
FTSE 100 Index
Z M0 Index
2020-06-19
50706.01000000
GBP
10257.35000000
N
N
N
Vertex Pharmaceuticals Inc
54930015RAQRRZ5ZGJ91
Vertex Pharmaceuticals Inc
92532F100
81.00000000
NS
USD
20347.20000000
0.391025567345
Long
EC
CORP
US
N
1
N
N
N
Hangzhou Hikvision Digital Technology Co Ltd
3003000T24CMHQ382Y71
Hangzhou Hikvision Digital Technology Co Ltd
000000000
1100.00000000
NS
4920.59000000
0.094562224602
Long
EC
CORP
CN
N
2
N
N
N
Pioneer Natural Resources Co
FY8JBF7CCL2VE4F1B628
Pioneer Natural Resources Co
723787107
92.00000000
NS
USD
8216.52000000
0.157902286044
Long
EC
CORP
US
N
1
N
N
N
East Japan Railway Co
353800SENYJ2DSM6PS44
East Japan Railway Co
000000000
300.00000000
NS
21905.99000000
0.420981863254
Long
EC
CORP
JP
N
2
N
N
N
Henkel AG & Co KGaA
549300VZCL1HTH4O4Y49
Henkel AG & Co KGaA
000000000
14.00000000
NS
1243.01000000
0.023887743299
Long
EP
CORP
DE
N
2
N
N
N
Mastercard Inc
AR5L2ODV9HN37376R084
Mastercard Inc
57636Q104
252.00000000
NS
USD
69292.44000000
1.331638538165
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW27B5Z7 JUN20 SAN FP PUT JUN20 80 PUT
000000000
-45.00000000
NC
-79.39000000
-0.00152569001
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
Sanofi
Sanofi
1.00000000
80.00000000
EUR
2020-06-19
XXXX
44.02000000
N
N
N
Boston Scientific Corp
Y6ZDD9FP4P8JSSJMW954
Boston Scientific Corp
101137107
559.00000000
NS
USD
20951.32000000
0.402635339979
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967424
532.00000000
NS
USD
25833.92000000
0.496467485686
Long
EC
CORP
US
N
1
N
N
N
ResMed Inc
529900T3QE5253CCXF22
ResMed Inc
761152107
22.00000000
NS
USD
3417.04000000
0.065667512219
Long
EC
CORP
US
N
1
N
N
N
International Flavors & Fragrances Inc
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances Inc
459506101
301.00000000
NS
USD
39440.03000000
0.757945078776
Long
EC
CORP
US
N
1
N
N
N
ASML Holding NV
724500Y6DUVHQD6OXN27
ASML Holding NV
000000000
164.00000000
NS
47901.99000000
0.920564147240
Long
EC
CORP
NL
N
2
N
N
N
Bank of America, National Association
B4TYDEB6GKMZO031MB27
PURCHASED USD / SOLD EUR
000000000
1.00000000
NC
-782.56000000
-0.01503897184
N/A
DFE
US
N
2
Bank of America, National Association
B4TYDEB6GKMZO031MB27
128000.00000000
EUR
139633.54000000
USD
2020-06-26
-782.56000000
N
N
N
Murata Manufacturing Co Ltd
529900QZG6DL8ZRI7140
Murata Manufacturing Co Ltd
000000000
400.00000000
NS
22538.78000000
0.433142606195
Long
EC
CORP
JP
N
2
N
N
N
Industrial & Commercial Bank of China Ltd
5493002ERZU2K9PZDL40
Industrial & Commercial Bank of China Ltd
000000000
3000.00000000
NS
2011.53000000
0.038656899203
Long
EC
CORP
CN
N
2
N
N
N
Shenzhen Inovance Technology Co Ltd
N/A
Shenzhen Inovance Technology Co Ltd
000000000
700.00000000
NS
3202.78000000
0.061549936432
Long
EC
CORP
CN
N
2
N
N
N
Inspur Electronic Information Industry Co Ltd
3003002K6ZLEBRGRI729
Inspur Electronic Information Industry Co Ltd
000000000
300.00000000
NS
1747.10000000
0.033575173424
Long
EC
CORP
CN
N
2
N
N
N
Splunk Inc
549300XGDSGBP6UEI867
Splunk Inc
848637104
43.00000000
NS
USD
6035.48000000
0.115987801329
Long
EC
CORP
US
N
1
N
N
N
Adyen NV
724500973ODKK3IFQ447
Adyen NV
000000000
15.00000000
NS
14813.69000000
0.284684454702
Long
EC
CORP
NL
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
468.00000000
NS
USD
17652.96000000
0.339248579624
Long
EC
CORP
US
N
1
N
N
N
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
BRW4DQS96 SEP20 700 HK PUT SEP20 350.937 PUT
000000000
-97.00000000
NC
-68.11000000
-0.00130891480
N/A
DE
HK
N
2
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
Put
Written
Tencent Holdings Ltd
Tencent Holdings Ltd
1.00000000
350.93700000
HKD
2020-09-29
XXXX
55.39000000
N
N
N
Cia Cervecerias Unidas SA
529900BJW9B0O6LI2R39
Cia Cervecerias Unidas SA
204429104
63.00000000
NS
USD
895.86000000
0.017216332702
Long
EC
CORP
CL
N
1
N
N
N
Micron Technology Inc
B3DXGBC8GAIYWI2Z0172
Micron Technology Inc
595112103
181.00000000
NS
USD
8668.09000000
0.166580404677
Long
EC
CORP
US
N
1
N
N
N
AIA Group Ltd
ZP5ILWVSYE4LJGMMVD57
AIA Group Ltd
000000000
5000.00000000
NS
45888.83000000
0.881875923251
Long
EC
CORP
HK
N
2
N
N
N
Oracle Corp
1Z4GXXU7ZHVWFCD8TV52
Oracle Corp
68389X105
227.00000000
NS
USD
12024.19000000
0.231076792709
Long
EC
CORP
US
N
1
N
N
N
NCSoft Corp
N/A
NCSoft Corp
000000000
6.00000000
NS
3179.09000000
0.061094670072
Long
EC
CORP
KR
N
2
N
N
N
Neste Oyj
5493009GY1X8GQ66AM14
Neste Oyj
000000000
585.00000000
NS
20659.58000000
0.397028779911
Long
EC
CORP
FI
N
2
N
N
N
Enel SpA
WOCMU6HCI0OJWNPRZS33
Enel SpA
000000000
8409.00000000
NS
57437.20000000
1.103808569078
Long
EC
CORP
IT
N
2
N
N
N
CITIBANK NA
E57ODZWZ7FF32TWEFA76
BRW22K4W0 JUN20 LLY US CALL JUN20 153 CALL
000000000
-84.00000000
NC
USD
-614.14000000
-0.01180233358
N/A
DE
US
N
2
CITIBANK NA
E57ODZWZ7FF32TWEFA76
Call
Written
Eli Lilly & Co
Eli Lilly & Co
1.00000000
153.00000000
USD
2020-06-19
XXXX
-448.45000000
N
N
N
Sanofi
549300E9PC51EN656011
Sanofi
000000000
482.00000000
NS
47078.74000000
0.904743208815
Long
EC
CORP
FR
N
2
N
N
N
Unilever NV
549300TK7G7NZTVM1Z30
Unilever NV
000000000
732.00000000
NS
36453.07000000
0.700542697680
Long
EC
CORP
NL
N
2
N
N
N
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
BRW4DQS70 SEP20 700 HK PUT SEP20 392.2237 PUT
000000000
97.00000000
NC
216.19000000
0.004154665870
N/A
DE
HK
N
2
JP MORGAN CHASE BANK
7H6GLXDRUGQFU57RNE97
Put
Purchased
Tencent Holdings Ltd
Tencent Holdings Ltd
1.00000000
392.22370000
HKD
2020-09-29
XXXX
-56.14000000
N
N
N
Thai Beverage PCL
529900VZFHQZ684D8L07
Thai Beverage PCL
000000000
2000.00000000
NS
973.51000000
0.018708583985
Long
EC
CORP
TH
N
2
N
N
N
Bank Central Asia Tbk PT
254900BR956G2OHVOM21
Bank Central Asia Tbk PT
000000000
1700.00000000
NS
2944.72000000
0.056590627146
Long
EC
CORP
ID
N
2
N
N
N
Jardine Matheson Holdings Ltd
2138009KENVUNWOLPK41
Jardine Matheson Holdings Ltd
000000000
83.00000000
NS
USD
3635.49000000
0.069865610001
Long
EC
CORP
BM
N
2
N
N
N
KraneShares CSI China Internet ETF
549300URDNVSGEWBN526
KraneShares CSI China Internet ETF
500767306
62.00000000
NS
USD
2997.08000000
0.057596863813
Long
EC
RF
US
N
1
N
N
N
Intuitive Surgical Inc
54930052SRG011710797
Intuitive Surgical Inc
46120E602
18.00000000
NS
USD
9195.84000000
0.176722524633
Long
EC
CORP
US
N
1
N
N
N
Lenovo Group Ltd
254900VUZRGD5U73RE46
Lenovo Group Ltd
000000000
2000.00000000
NS
1080.39000000
0.020762567464
Long
EC
CORP
HK
N
2
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
Motorola Solutions Inc
620076307
62.00000000
NS
USD
8916.22000000
0.171348882601
Long
EC
CORP
US
N
1
N
N
N
Liberty Media Corp-Liberty SiriusXM
549300ZKUTPIBZLWLL89
Liberty Media Corp-Liberty SiriusXM
531229409
205.00000000
NS
USD
6910.55000000
0.132804598884
Long
EC
CORP
US
N
1
N
N
N
Palo Alto Networks Inc
549300QXR2YVZV231H43
Palo Alto Networks Inc
697435105
29.00000000
NS
USD
5698.79000000
0.109517407453
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe Inc
00724F101
59.00000000
NS
USD
20864.76000000
0.400971859348
Long
EC
CORP
US
N
1
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
287.00000000
NS
USD
66331.44000000
1.274735047517
Long
EC
CORP
US
N
1
N
N
N
VMware Inc
549300BUDHS3LRWBE814
VMware Inc
928563402
273.00000000
NS
USD
35904.96000000
0.690009306170
Long
EC
CORP
US
N
1
N
N
N
Deutsche Telekom AG
549300V9QSIG4WX4GJ96
Deutsche Telekom AG
000000000
688.00000000
NS
10058.30000000
0.193296987498
Long
EC
CORP
DE
N
2
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW4GCB19 AUG20 2330 TT CALL AUG20 321.8769 CALL
000000000
-967.00000000
NC
USD
-373.19000000
-0.00717183845
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Call
Written
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
321.87690000
USD
2020-08-19
XXXX
-123.30000000
N
N
N
Gilead Sciences Inc
549300WTZWR07K8MNV44
Gilead Sciences Inc
375558103
391.00000000
NS
USD
32844.00000000
0.631184818250
Long
EC
CORP
US
N
1
N
N
N
Marvell Technology Group Ltd
8DF36O58U3QIHUCGZB18
Marvell Technology Group Ltd
000000000
226.00000000
NS
USD
6043.24000000
0.116136930369
Long
EC
CORP
BM
N
1
N
N
N
CK Infrastructure Holdings Ltd
N/A
CK Infrastructure Holdings Ltd
000000000
500.00000000
NS
2970.01000000
0.057076641762
Long
EC
CORP
BM
N
2
N
N
N
Tupras Turkiye Petrol Rafinerileri AS
789000RCNG97UV50EE03
Tupras Turkiye Petrol Rafinerileri AS
000000000
65.00000000
NS
844.10000000
0.016221626631
Long
EC
CORP
TR
N
2
N
N
N
LG Chem Ltd
988400IES4EIG7O06940
LG Chem Ltd
000000000
11.00000000
NS
3417.84000000
0.065682886347
Long
EC
CORP
KR
N
2
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW3N6YF0 JUN20 MC FP PUT JUN20 285 PUT
000000000
-19.00000000
NC
-52.68000000
-0.00101238631
N/A
DE
DE
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
LVMH Moet Hennessy Louis Vuitton SE
LVMH Moet Hennessy Louis Vuitton SE
1.00000000
285.00000000
EUR
2020-06-19
XXXX
259.11000000
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer Inc
717081103
1237.00000000
NS
USD
47451.32000000
0.911903324501
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corp
549300DRQQI75D2JP341
Truist Financial Corp
89832Q109
612.00000000
NS
USD
22839.84000000
0.438928274852
Long
EC
CORP
US
N
1
N
N
N
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
BRW4DRBW1 JUN20 2330 TT CALL JUN20 327.5153 CALL
000000000
-634.00000000
NC
USD
-87.52000000
-0.00168192958
N/A
DE
US
N
2
MORGAN STANLEY & CO. INTERNATIONAL
4PQUHN3JPFGFNF3BB653
Call
Written
Taiwan Semiconductor Manufacturing Co Ltd
Taiwan Semiconductor Manufacturing Co Ltd
1.00000000
327.51530000
USD
2020-06-17
XXXX
-14.61000000
N
N
N
China International Travel Service Corp Ltd
N/A
China International Travel Service Corp Ltd
000000000
200.00000000
NS
2554.37000000
0.049089013646
Long
EC
CORP
CN
N
2
N
N
N
EssilorLuxottica SA
549300M3VH1A3ER1TB49
EssilorLuxottica SA
000000000
150.00000000
NS
18633.66000000
0.358095338583
Long
EC
CORP
FR
N
2
N
N
N
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
YEN DENOM NIKKEI JUN20 XCME 20200611
000000000
1.00000000
NC
14626.76000000
0.281092097557
N/A
DE
US
N
1
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
Long
Yen Denominated Nikkei 225 Index
NHM0 Index
2020-06-11
8425329.00000000
JPY
14626.76000000
N
N
N
Inner Mongolia Yili Industrial Group Co Ltd
N/A
Inner Mongolia Yili Industrial Group Co Ltd
000000000
400.00000000
NS
1634.11000000
0.031403770044
Long
EC
CORP
CN
N
2
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW494PV4 JUL20 ASML NA CALL JUL20 290 CALL
000000000
-16.00000000
NC
-183.15000000
-0.00351971439
N/A
DE
DE
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Call
Written
ASML Holding NV
ASML Holding NV
1.00000000
290.00000000
EUR
2020-07-17
XXXX
-1.74000000
N
N
N
UnitedHealth Group Inc
549300GHBMY8T5GXDE41
UnitedHealth Group Inc
91324P102
333.00000000
NS
USD
97392.51000000
1.871656123592
Long
EC
CORP
US
N
1
N
N
N
Suzuki Motor Corp
353800D83H0V3ZV1SV24
Suzuki Motor Corp
000000000
600.00000000
NS
19149.15000000
0.368001850030
Long
EC
CORP
JP
N
2
N
N
N
United Overseas Bank Ltd
IO66REGK3RCBAMA8HR66
United Overseas Bank Ltd
000000000
400.00000000
NS
5715.64000000
0.109841225020
Long
EC
CORP
SG
N
2
N
N
N
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
S+P500 EMINI FUT JUN20 XCME 20200619
000000000
2.00000000
NC
USD
26387.50000000
0.507105997794
N/A
DE
US
N
1
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
Long
E-mini S&P 500 Index
ESM0 Index
2020-06-19
263852.50000000
USD
26387.50000000
N
N
N
Hundsun Technologies Inc
N/A
Hundsun Technologies Inc
000000000
200.00000000
NS
2861.28000000
0.054987105613
Long
EC
CORP
CN
N
2
N
N
N
Colgate-Palmolive Co
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Co
194162103
105.00000000
NS
USD
7378.35000000
0.141794620135
Long
EC
CORP
US
N
1
N
N
N
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
BRW27ANE6 JUN20 ROG VX PUT JUN20 290 PUT
000000000
-18.00000000
NC
-48.86000000
-0.00093897485
N/A
DE
CH
N
2
BARCLAYS BANK PLC
G5GSEF7VJP5I7OUK5573
Put
Written
Roche Holding AG
Roche Holding AG
1.00000000
290.00000000
CHF
2020-06-19
XXXX
79.53000000
N
N
N
Nevro Corp
254900SH91I4BOYKUE38
Nevro Corp
64157F103
11.00000000
NS
USD
1294.04000000
0.024868420478
Long
EC
CORP
US
N
1
N
N
N
WuXi AppTec Co Ltd
254900OEPQLZSPLN9175
WuXi AppTec Co Ltd
000000000
200.00000000
NS
2817.15000000
0.054139030286
Long
EC
CORP
CN
N
2
N
N
N
Chunghwa Telecom Co Ltd
N/A
Chunghwa Telecom Co Ltd
000000000
1000.00000000
NS
3675.40000000
0.070632586804
Long
EC
CORP
TW
N
2
N
N
N
Alibaba Group Holding Ltd
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
01609W102
223.00000000
NS
USD
45195.41000000
0.868550013597
Long
EC
CORP
KY
N
1
N
N
N
MGM Resorts International
54930066VBP7DZEGGJ87
MGM Resorts International
552953101
40.00000000
NS
USD
673.20000000
0.012937328572
Long
EC
CORP
US
N
1
N
N
N
Regeneron Pharmaceuticals Inc
549300RCBFWIRX3HYQ56
Regeneron Pharmaceuticals Inc
75886F107
2.00000000
NS
USD
1051.76000000
0.020212365864
Long
EC
CORP
US
N
1
N
N
N
Foshan Haitian Flavouring & Food Co Ltd
N/A
Foshan Haitian Flavouring & Food Co Ltd
000000000
100.00000000
NS
1720.11000000
0.033056488787
Long
EC
CORP
CN
N
2
N
N
N
iShares China Large-Cap ETF
5493001YVWPO25CNKN94
iShares China Large-Cap ETF
464287184
190.00000000
NS
USD
7332.10000000
0.140905803370
Long
EC
RF
US
N
1
N
N
N
Azul SA
N/A
Azul SA
05501U106
960.00000000
NS
USD
9177.60000000
0.176371994518
Long
EC
CORP
BR
N
1
N
N
N
Zoetis Inc
549300HD9Q1LOC9KLJ48
Zoetis Inc
98978V103
19.00000000
NS
USD
2456.89000000
0.047215676169
Long
EC
CORP
US
N
1
N
N
N
BlackRock Liquidity Funds
5493002L9DNZ83RX7V61
BlackRock Liquidity Funds: T-Fund, Institutional Shares
09248U718
196137.37000000
NS
USD
196137.37000000
3.769301249406
Long
STIV
RF
US
N
1
N
N
N
UBS AG
BFM8T61CT2L1QCEMIK50
BRW494RE0 JUL20 ASML NA PUT JUL20 245 PUT
000000000
16.00000000
NC
187.78000000
0.003608692155
N/A
DE
DE
N
2
UBS AG
BFM8T61CT2L1QCEMIK50
Put
Purchased
ASML Holding NV
ASML Holding NV
1.00000000
245.00000000
EUR
2020-07-17
XXXX
-159.37000000
N
N
N
Nan Ya Plastics Corp
254900L66RP14M9UOM28
Nan Ya Plastics Corp
000000000
1000.00000000
NS
2212.26000000
0.042514460054
Long
EC
CORP
TW
N
2
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
2766.00000000
NS
USD
66522.30000000
1.278402930065
Long
EC
CORP
US
N
1
N
N
N
Gree Electric Appliances Inc of Zhuhai
N/A
Gree Electric Appliances Inc of Zhuhai
000000000
300.00000000
NS
2286.79000000
0.043946752238
Long
EC
CORP
CN
N
2
N
N
N
Wynn Resorts Ltd
254900CEKKWIHTEAB172
Wynn Resorts Ltd
983134107
8.00000000
NS
USD
684.24000000
0.013149491536
Long
EC
CORP
US
N
1
N
N
N
NMC Health PLC
2138008YQEVWBE1V2M52
NMC Health PLC
000000000
504.00000000
NS
0.01000000
0.000000192176
Long
EC
CORP
GB
N
3
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
639.00000000
NS
USD
50698.26000000
0.974301912790
Long
EC
CORP
US
N
1
N
N
N
Alcon Inc
549300LDT5AP8S0NBM78
Alcon Inc
000000000
40.00000000
NS
USD
2112.40000000
0.040595384547
Long
EC
CORP
CH
N
1
N
N
N
Prologis Inc
529900DFH19P073LZ636
Prologis Inc
74340W103
220.00000000
NS
USD
19630.60000000
0.377254192337
Long
EC
CORP
US
N
1
N
N
N
Lennar Corp
529900K900DW6SUBM174
Lennar Corp
526057104
531.00000000
NS
USD
26587.17000000
0.510943187925
Long
EC
CORP
US
N
1
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
507.00000000
NS
USD
148956.60000000
2.862597262762
Long
EC
CORP
US
N
1
N
N
N
salesforce.com Inc
RCGZFPDMRW58VJ54VR07
salesforce.com Inc
79466L302
419.00000000
NS
USD
67857.05000000
1.304053701474
Long
EC
CORP
US
N
1
N
N
N
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
BRW49F7Y3 NOV20 COF US CALL NOV20 70 CALL
000000000
-72.00000000
NC
USD
-562.07000000
-0.01080167004
N/A
DE
US
N
2
NOMURA INTERNATIONAL PLC
DGQCSV2PHVF7I2743539
Call
Written
Capital One Financial Corp
Capital One Financial Corp
1.00000000
70.00000000
USD
2020-11-20
XXXX
-313.67000000
N
N
N
Koninklijke Philips NV
H1FJE8H61JGM1JSGM897
Koninklijke Philips NV
000000000
1188.00000000
NS
51787.86000000
0.995241474901
Long
EC
CORP
NL
N
2
N
N
N
Intouch Holdings PCL
529900UDPDZWDBCCDO79
Intouch Holdings PCL
000000000
1500.00000000
NS
2457.03000000
0.047218366641
Long
EC
CORP
TH
N
2
N
N
N
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
SGX NIFTY 50 MAY20 XSIM 20200528
000000000
3.00000000
NC
USD
2794.09000000
0.053695871051
N/A
DE
SG
N
1
Singapore Exchange Derivatives Clearing Limited
549300ZLWT3FK3F0FW61
Long
SGX Nifty 50 Index
IHK0 Index
2020-05-28
55915.91000000
USD
2794.09000000
N
N
N
Taiwan Semiconductor Manufacturing Co Ltd
549300KB6NK5SBD14S87
Taiwan Semiconductor Manufacturing Co Ltd
000000000
7000.00000000
NS
70614.57000000
1.357046782708
Long
EC
CORP
TW
N
2
N
N
N
Societe Generale SA
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
000000000
135.00000000
NS
2118.01000000
0.040703195618
Long
EC
CORP
FR
N
2
N
N
N
Amoy Diagnostics Co Ltd
N/A
Amoy Diagnostics Co Ltd
000000000
200.00000000
NS
2204.60000000
0.042367252780
Long
EC
CORP
CN
N
2
N
N
N
Roche Holding AG
549300U41AUUVOAAOB37
Roche Holding AG
000000000
203.00000000
NS
70298.36000000
1.350969966504
Long
EC
CORP
CH
N
2
N
N
N
Williams Cos Inc/The
D71FAKCBLFS2O0RBPG08
Williams Cos Inc/The
969457100
543.00000000
NS
USD
10517.91000000
0.202129616116
Long
EC
CORP
US
N
1
N
N
N
Hong Kong Futures Exchange Ltd.
213800YTVSXYQN17BW16
HSCEI FUTURES JUN20 XHKF 20200629
000000000
-2.00000000
NC
-3744.84000000
-0.07196706110
N/A
DE
HK
N
1
Hong Kong Futures Exchange Ltd.
213800YTVSXYQN17BW16
Short
Hang Seng China Enterprises Index
HCM0 Index
2020-06-29
-958268.16000000
HKD
-3744.84000000
N
N
N
Haier Smart Home Co Ltd
3003002BYTNGNJTWSH07
Haier Smart Home Co Ltd
000000000
900.00000000
NS
1935.48000000
0.037195396176
Long
EC
CORP
CN
N
2
N
N
N
Sun Hung Kai Properties Ltd
529900LUMD393RD3S874
Sun Hung Kai Properties Ltd
000000000
2000.00000000
NS
27347.65000000
0.525557833845
Long
EC
CORP
HK
N
2
N
N
N
Brilliance China Automotive Holdings Ltd
N/A
Brilliance China Automotive Holdings Ltd
000000000
2000.00000000
NS
1850.48000000
0.035561895094
Long
EC
CORP
BM
N
2
N
N
N
NortonLifeLock Inc
YF6ZV0M6AU4FY94MK914
NortonLifeLock Inc
668771108
148.00000000
NS
USD
3147.96000000
0.060496424322
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
735.00000000
NS
USD
70383.60000000
1.352608079825
Long
EC
CORP
US
N
1
N
N
N
Yifeng Pharmacy Chain Co Ltd
300300CZZIF44N1EZO06
Yifeng Pharmacy Chain Co Ltd
000000000
200.00000000
NS
2662.29000000
0.051162983491
Long
EC
CORP
CN
N
2
N
N
N
Alibaba Group Holding Ltd
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
000000000
200.00000000
NS
5075.84000000
0.097545766285
Long
EC
CORP
KY
N
2
N
N
N
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
PURCHASED USD / SOLD TWD
000000000
1.00000000
NC
-443.65000000
-0.00852591476
N/A
DFE
US
N
2
JPMorgan Chase Bank, National Association
7H6GLXDRUGQFU57RNE97
2306449.00000000
TWD
77728.88000000
USD
2020-06-19
-443.65000000
N
N
N
Edwards Lifesciences Corp
YA13X31F3V31L8TMPR58
Edwards Lifesciences Corp
28176E108
45.00000000
NS
USD
9787.50000000
0.188092845226
Long
EC
CORP
US
N
1
N
N
N
Venustech Group Inc
N/A
Venustech Group Inc
000000000
400.00000000
NS
2289.82000000
0.044004981747
Long
EC
CORP
CN
N
2
N
N
N
BioMarin Pharmaceutical Inc
NSLL8ITTRR0J5HEMR848
BioMarin Pharmaceutical Inc
09061G101
29.00000000
NS
USD
2668.58000000
0.051283862571
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corp
549300LMMRSZZCZ8CL11
Union Pacific Corp
907818108
319.00000000
NS
USD
50973.01000000
0.979581964818
Long
EC
CORP
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
425.00000000
NS
USD
39138.25000000
0.752145573403
Long
EC
CORP
US
N
1
N
N
N
Vodafone Group PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
000000000
35363.00000000
NS
49885.65000000
0.958685450266
Long
EC
CORP
GB
N
2
N
N
N
Guangzhou Baiyun International Airport Co Ltd
300300HCH80SKW83W383
Guangzhou Baiyun International Airport Co Ltd
000000000
1100.00000000
NS
2438.47000000
0.046861686876
Long
EC
CORP
CN
N
2
N
N
N
Aier Eye Hospital Group Co Ltd
N/A
Aier Eye Hospital Group Co Ltd
000000000
700.00000000
NS
4322.90000000
0.083076021520
Long
EC
CORP
CN
N
2
N
N
N
Thor Industries Inc
254900XZO1228PDSG060
Thor Industries Inc
885160101
1.00000000
NS
USD
66.20000000
0.001272209078
Long
EC
CORP
US
N
1
N
N
N
Proofpoint Inc
529900TACNVLY9DCR586
Proofpoint Inc
743424103
22.00000000
NS
USD
2678.06000000
0.051466045985
Long
EC
CORP
US
N
1
N
N
N
Fubon Financial Holding Co Ltd
549300G7Y2TS2XNIB476
Fubon Financial Holding Co Ltd
000000000
1000.00000000
NS
1413.98000000
0.027173386594
Long
EC
CORP
TW
N
2
N
N
N
Crowdstrike Holdings Inc
549300YBY08K9KM4HX32
Crowdstrike Holdings Inc
22788C105
66.00000000
NS
USD
4465.56000000
0.085817612866
Long
EC
CORP
US
N
1
N
N
N
Agilent Technologies Inc
QUIX8Y7A2WP0XRMW7G29
Agilent Technologies Inc
00846U101
425.00000000
NS
USD
32580.50000000
0.626120964894
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
1015.00000000
NS
USD
181898.15000000
3.495656763725
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
PURCHASED CHF / SOLD USD
000000000
1.00000000
NC
-209.39000000
-0.00402398578
N/A
DFE
CH
N
2
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
72733.11000000
USD
70000.00000000
CHF
2020-05-07
-209.39000000
N
N
N
Xilinx Inc
6EY4K7ZMF9UX1CU6KC79
Xilinx Inc
983919101
133.00000000
NS
USD
11624.20000000
0.223389920968
Long
EC
CORP
US
N
1
N
N
N
Ping An Insurance Group Co of China Ltd
N/A
Ping An Insurance Group Co of China Ltd
000000000
100.00000000
NS
1038.12000000
0.019950236984
Long
EC
CORP
CN
N
2
N
N
N
Alibaba Health Information Technology Ltd
5493001NTNQJDH60PM02
Alibaba Health Information Technology Ltd
000000000
2000.00000000
NS
4784.01000000
0.091937476627
Long
EC
CORP
BM
N
2
N
N
N
Zscaler Inc
N/A
Zscaler Inc
98980G102
46.00000000
NS
USD
3085.68000000
0.059299548470
Long
EC
CORP
US
N
1
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
404.00000000
NS
USD
42319.00000000
0.813272144791
Long
EC
CORP
US
N
1
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
000000000
405.00000000
NS
20854.33000000
0.400771419156
Long
EC
CORP
GB
N
2
N
N
N
Ajinomoto Co Inc
353800UT0TLROREPIC92
Ajinomoto Co Inc
000000000
1400.00000000
NS
24935.08000000
0.479193884357
Long
EC
CORP
JP
N
2
N
N
N
Han's Laser Technology Industry Group Co Ltd
N/A
Han's Laser Technology Industry Group Co Ltd
000000000
400.00000000
NS
1687.73000000
0.032434220962
Long
EC
CORP
CN
N
2
N
N
N
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
PURCHASED AUD / SOLD USD
000000000
1.00000000
NC
-3172.30000000
-0.06096418216
N/A
DFE
AU
N
2
Morgan Stanley & Co. International PLC
4PQUHN3JPFGFNF3BB653
104178.72000000
USD
155000.00000000
AUD
2020-05-07
-3172.30000000
N
N
N
Hang Lung Properties Ltd
N/A
Hang Lung Properties Ltd
000000000
2000.00000000
NS
4278.41000000
0.082221027836
Long
EC
CORP
HK
N
2
N
N
N
2020-05-29
Managed Account Series
Ann Frechette
Ann Frechette
Assistant Treasurer