0001209191-20-010782.txt : 20200219 0001209191-20-010782.hdr.sgml : 20200219 20200219190537 ACCESSION NUMBER: 0001209191-20-010782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200215 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HYMAN EDWARD S CENTRAL INDEX KEY: 0001323377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 20631928 MAIL ADDRESS: STREET 1: C/O ISI GROUP STREET 2: 535 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: Evercore Partners Inc. DATE OF NAME CHANGE: 20060427 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-15 0 0001360901 Evercore Inc. EVR 0001323377 HYMAN EDWARD S C/O EVERCORE INC. 55 EAST 52ND STREET, FLOOR 38 NEW YORK NY 10055 0 1 0 0 Vice Chair EPI & Chairman EISI Class E Units of Evercore LP 2020-02-15 4 M 0 329736 0.00 A Shares of Class A common stock, par value $0.01 per share 329736 2545205 I Shares held in Corporation Class J Units of Evercore LP 2020-02-15 4 M 0 329736 0.00 D Shares of Class A common stock, par value $0.01 per share 329736 0 I Please see footnote Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement. The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement. The Reporting Person holds 2,545,205 Class E Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person. Following the Conversion, the Reporting Person will hold 0 Class J Units. /s/ Jason Klurfeld, as Attorney-in-Fact 2020-02-19