0001209191-20-010782.txt : 20200219
0001209191-20-010782.hdr.sgml : 20200219
20200219190537
ACCESSION NUMBER: 0001209191-20-010782
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200215
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HYMAN EDWARD S
CENTRAL INDEX KEY: 0001323377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32975
FILM NUMBER: 20631928
MAIL ADDRESS:
STREET 1: C/O ISI GROUP
STREET 2: 535 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Inc.
CENTRAL INDEX KEY: 0001360901
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 204748747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-857-3100
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: Evercore Partners Inc.
DATE OF NAME CHANGE: 20060427
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-15
0
0001360901
Evercore Inc.
EVR
0001323377
HYMAN EDWARD S
C/O EVERCORE INC.
55 EAST 52ND STREET, FLOOR 38
NEW YORK
NY
10055
0
1
0
0
Vice Chair EPI & Chairman EISI
Class E Units of Evercore LP
2020-02-15
4
M
0
329736
0.00
A
Shares of Class A common stock, par value $0.01 per share
329736
2545205
I
Shares held in Corporation
Class J Units of Evercore LP
2020-02-15
4
M
0
329736
0.00
D
Shares of Class A common stock, par value $0.01 per share
329736
0
I
Please see footnote
Pursuant to the Certificate of Incorporation of Evercore Inc. and the Seventh Amended and Restated Limited Partnership Agreement of Evercore LP (the "LP Agreement"), as specified in the terms and conditions of the LP Agreement, Class E Units are, subject to certain restrictions, exchangeable on a one-for-one basis, without the payment of any consideration, into Class A common stock on quarterly exchange dates. Pursuant to the LP Agreement, Class J Units are convertible into Class E Units, without the payment of any consideration, on the occurrence of specified conversion dates pursuant the LP Agreement.
The Reporting Person acquired 329,736 Class E units as a result of the conversion of 329,736 Class J Units on February 15, 2020 and an aggregate of 1,405 Class E Units as a result of internal reallocations of Evercore LP Units following the departure of Evercore LP partners pursuant to the terms and conditions of the LP Agreement.
The Reporting Person holds 2,545,205 Class E Units through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person. Following the Conversion, the Reporting Person will hold 0 Class J Units.
/s/ Jason Klurfeld, as Attorney-in-Fact
2020-02-19