N-PX 1 c85868_npx.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21751 --------------- LAZARD WORLD DIVIDEND & INCOME FUND, INC. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) c/o Lazard Asset Management LLC 30 Rockefeller Plaza New York, New York 10112 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Nathan A. Paul, Esq. 30 Rockefeller Plaza New York, New York 10112 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (800) 823-6300 Date of fiscal year end: 12/31 Date of reporting period: July 1, 2015-June 30, 2016 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21751 Reporting Period: 07/01/2015 - 06/30/2016 Lazard World Dividend & Income Fund, Inc. * Meeting Agenda Items Listed with a Vote Cast of "None" are non-voting agenda =================== Lazard World Dividend & Income Fund Inc ==================== AGRICULTURAL BANK OF CHINA LIMITED Ticker: 601288 Security ID: Y00289119 Meeting Date: DEC 10, 2015 Meeting Type: Special Record Date: NOV 09, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lou Wenlong as Director For For Management 2 Elect Francis Yuen Tin-fan as Director For For Management 3 Approve the Final Remuneration Plan For For Management for Directors and Supervisors of the Bank for 2013 4 Approve the Final Remuneration Plan For For Management for Directors and Supervisors of the Bank for 2014 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA LIMITED Ticker: 1288 Security ID: Y00289119 Meeting Date: MAR 08, 2016 Meeting Type: Special Record Date: FEB 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue of Debt Financing For For Management Instruments 2 Approve Financial Budget Plan for 2016 For For Management 3 Elect Zhao Huan as Director For For Management 4 Elect Wang Xinxin as Director For For Management -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA LIMITED Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 27, 2016 Meeting Type: Annual Record Date: MAY 27, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adjustment to the Mandate to For For Management the Board for Bond Issuance 2 Approve 2015 Work Report of the Board For For Management of Directors 3 Approve 2015 work Report of the Board For For Management of Supervisors 4 Approve 2015 Final Financial Accounts For For Management 5 Approve 2015 Profit Distribution Plan For For Management 6 Elect Zhou Mubing as Director For For Management 7 Appoint PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 8 To Listen to the 2015 Work Report of None None Management Independent Directors of the Bank 9 To Listen to the 2015 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 10 To Listen to the Report on the None None Management Management of Connected Transactions -------------------------------------------------------------------------------- ALARIS ROYALTY CORP. Ticker: AD Security ID: 01163Q400 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Jack C. Lee For For Management 2.2 Elect Director E. Mitchell Shier For For Management 2.3 Elect Director Mary C. Ritchie For For Management 2.4 Elect Director John P.A. Budreski For For Management 2.5 Elect Director Stephen W. King For For Management 2.6 Elect Director Gary Patterson For For Management 2.7 Elect Director Robert Bertram For For Management 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMBEV S.A. Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 29, 2016 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb For For Management Cervejarias Reunidas Skol Caracu SA and Eagle Distribuidora de Bebidas SA 2 Appoint APSIS Consultoria Empresarial For For Management Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Cervejarias For For Management Reunidas Skol Caracu SA and Eagle Distribuidora de Bebidas SA 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Approve Restricted Stock Plan For Against Management -------------------------------------------------------------------------------- AMBEV S.A. Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members and For Did Not Vote Management Alternates 3.1 Elect Fiscal Council Member Appointed None For Shareholder by Minority Shareholder 4 Ratify Remuneration for Fiscal Year For For Management 2015 and Approve Remuneration of Company's Management and Fiscal Council Members for Fiscal Year 2016 -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Barger For For Management 1.2 Elect Director Seth W. Brennan For For Management 1.3 Elect Director Eric R. Colson For For Management 1.4 Elect Director Tench Coxe For For Management 1.5 Elect Director Stephanie G. DiMarco For For Management 1.6 Elect Director Jeffrey A. Joerres For For Management 1.7 Elect Director Andrew A. Ziegler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Amend Executive Incentive Bonus Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ASALEO CARE LTD. Ticker: AHY Security ID: Q0557U102 Meeting Date: APR 26, 2016 Meeting Type: Annual Record Date: APR 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Mats Berencreutz as Director For For Management 2b Elect Sue Morphet as Director For For Management 2c Elect Robert Sjostrom as Director For For Management 3 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- AVIVA PLC Ticker: AV. Security ID: G0683Q109 Meeting Date: MAY 04, 2016 Meeting Type: Annual Record Date: APR 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Claudia Arney as Director For For Management 5 Elect Andy Briggs as Director For For Management 6 Elect Belen Romana Garcia as Director For For Management 7 Elect Sir Malcolm Williamson as For For Management Director 8 Re-elect Glyn Barker as Director For For Management 9 Re-elect Patricia Cross as Director For For Management 10 Re-elect Michael Hawker as Director For For Management 11 Re-elect Michael Mire as Director For For Management 12 Re-elect Sir Adrian Montague as For For Management Director 13 Re-elect Bob Stein as Director For For Management 14 Re-elect Thomas Stoddard as Director For For Management 15 Re-elect Scott Wheway as Director For For Management 16 Re-elect Mark Wilson as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise Market Purchase of For For Management Preference Shares 24 Authorise Market Purchase of For For Management Preference Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 26 Authorise Issue of Equity in Relation For For Management to Any Issuance of SII Instruments 27 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Any Issuance of SII Instruments -------------------------------------------------------------------------------- AXA Ticker: CS Security ID: F06106102 Meeting Date: APR 27, 2016 Meeting Type: Annual/Special Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 4 Advisory Vote on Compensation of Henri For For Management de Castries, Chairman and CEO 5 Advisory Vote on Compensation of Denis For For Management Duverne, Vice CEO 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Reelect Stefan Lippe as Director For For Management 8 Reelect Francois Martineau as Director For For Management 9 Elect Irene Dorner as Director For For Management 10 Elect Angelien Kemna as Director For For Management 11 Reelect Doina Palici Chehab as For For Management Representative of Employee Shareholders to the Board 12 Elect Alain Raynaud as Representative Against Against Management of Employee Shareholders to the Board 13 Elect Martin Woll as Representative of Against Against Management Employee Shareholders to the Board 14 Renew Appointment of Mazars as Auditor For For Management 15 Renew Appointment of Emmanuel For For Management Charnavel as Alternate Auditor 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 19 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Authorize up to 0.4 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Pension Contribution 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AZIMUT HOLDING S.P.A. Ticker: AZM Security ID: T0783G106 Meeting Date: APR 28, 2016 Meeting Type: Annual/Special Record Date: APR 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 17 (Compensation Related) For For Management 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Fix Number of Directors For For Management 2.2 Fix Board Terms for Directors None For Shareholder 2.3 Slate submitted by Timone Fiduciaria None For Shareholder Srl 2.4 Approve Remuneration of Directors For For Management 2.5 Elect Board Chair None For Management 2.6 Approve Annual Bonus Payment for For Against Management Outgoing Directors 3.1 Slate Submitted by Timone Fiduciaria None For Shareholder Srl 3.2 Approve Internal Auditors' Remuneration For For Management 3.3 Approve Annual Bonus Payment for For Against Management Outgoing Statutory Auditors 4 Integrate Remuneration of Auditors For For Management 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 6 Approve Remuneration Report For For Management 7 Transfer Location of the Company's For For Management Registered Headquarters Abroad 8 Fix Maximum Variable Compensation Ratio For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: P11427112 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 3.1 Elect Fiscal Council Member Appointed None Did Not Vote Shareholder by Minority Shareholder 4 Elect Directors For For Management 5 Approve Remuneration of Fiscal Council For For Management Members 6 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- BANCO DO BRASIL S.A. Ticker: BBAS3 Security ID: P11427112 Meeting Date: APR 28, 2016 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management 2 Amend Article 7 to Reflect Changes in For For Management Capital 3 Ratify Francisco Gaetani as Director For For Management -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: SEP 21, 2015 Meeting Type: Special Record Date: SEP 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend of NIS 933 Million in For For Management the Aggregate -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: OCT 19, 2015 Meeting Type: Special Record Date: SEP 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Order of Convertors of For For Management yesMaxTotal 3 Type from Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder for a Total Sum of USD 14,389,200 for the Period up to Dec. 31, 2017 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: DEC 08, 2015 Meeting Type: Special Record Date: NOV 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related Party Transaction For For Management between Pelephone and Eurocom Cellular Communications Ltd. A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: JAN 14, 2016 Meeting Type: Special Record Date: DEC 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Mordechai Keret as External For For Management Director for Three Year Period 2 Reelect Tali Simon as External For For Management Director for Three Year Period A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 16, 2016 Meeting Type: Annual Record Date: APR 14, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Approve Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD. Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 06, 2016 Meeting Type: Annual Record Date: MAY 31, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Yue Yi as Director For For Management 3b Elect Ren Deqi as Director For Against Management 3c Elect Gao Yingxin as Director For Against Management 3d Elect Xu Luode as Director For Against Management 4 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CEMBRA MONEY BANK AG Ticker: CMBN Security ID: H3119A101 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Remuneration Report For Did Not Vote Management 3.1 Approve Allocation of Income For Did Not Vote Management 3.2 Approve Dividends of CHF 3.35 per For Did Not Vote Management Share from Capital Contribution Reserves 4 Approve Discharge of Board and Senior For Did Not Vote Management Management 5.1.1 Reelect Felix Weber as Director For Did Not Vote Management 5.1.2 Reelect Peter Athanas as Director For Did Not Vote Management 5.1.3 Reelect Urs Baumann as Director For Did Not Vote Management 5.1.4 Reelect Denis Hall as Director For Did Not Vote Management 5.1.5 Elect Monica Maechler as Director For Did Not Vote Management 5.2.1 Elect Katrina Machin as Director For Did Not Vote Management 5.2.2 Elect Ben Tellings as Director For Did Not Vote Management 5.3 Reelect Felix Weber as Board Chairman For Did Not Vote Management 5.4.1 Appoint Urs Baumann as Member of the For Did Not Vote Management Compensation and Nomination Committee 5.4.2 Appoint Katrina Machin as Member of For Did Not Vote Management the Compensation and Nomination Committee 5.4.3 Appoint Ben Tellings as Member of the For Did Not Vote Management Compensation and Nomination Committee 5.5 Designate Andreas Keller as For Did Not Vote Management Independent Proxy 5.6 Ratify KPMG AG as Auditors For Did Not Vote Management 6.1 Amend Articles Re: Tasks of For Did Not Vote Management Compensation and Nomination Committee 6.2 Amend Articles Re: Prohibition of For Did Not Vote Management Competition Agreements in Employment Agreements 6.3 Amend Articles Re: Compensation of the For Did Not Vote Management Board of Directors 6.4 Amend Articles Re: Compensation of the For Did Not Vote Management Executive Committee 6.5 Approve Possibility to Introduce For Did Not Vote Management Employee Stock Purchase Plan 7.1 Approve Maximum Remuneration of For Did Not Vote Management Directors in the Amount of CHF 1.4 Million 7.2 Approve Maximum Fixed and Variable For Did Not Vote Management Remuneration of Executive Committee in the Amount of CHF 5.3 Million 8 Transact Other Business (Voting) For Did Not Vote Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 25, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander B. Cummings, None None Management Jr. - Resigned 1b Elect Director Linnet F. Deily For For Management 1c Elect Director Robert E. Denham For For Management 1d Elect Director Alice P. Gast For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Jon M. Huntsman, Jr. For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director John G. Stumpf For For Management 1i Elect Director Ronald D. Sugar For For Management 1j Elect Director Inge G. Thulin For For Management 1k Elect Director John S. Watson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Quantitative GHG Goals for Against Against Shareholder Products and Operations 7 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 8 Annually Report Reserve Replacements Against Against Shareholder in BTUs 9 Increase Return of Capital to Against Against Shareholder Shareholders in Light of Climate Change Risks 10 Report on the Result of Efforts to Against For Shareholder Minimize Hydraulic Fracturing Impacts 11 Require Director Nominee with Against For Shareholder Environmental Experience 12 Amend Bylaws -- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- CHICONY ELECTRONICS CO., LTD. Ticker: 2385 Security ID: Y1364B106 Meeting Date: JUN 08, 2016 Meeting Type: Annual Record Date: APR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report, For For Management Financial Statements and Consolidated Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Trading Procedures Governing For For Management Derivatives Products 6 Amend Procedures for Lending Funds to For For Management Other Parties 7.1 Elect Hsu, Kun-Tai with Shareholder No. For For Management 1, as Non-independent Director 7.2 Elect Lin, Mao-Kuei with Shareholder For For Management No. 36, as Non-independent Director 7.3 Elect Lu, Chin-Chung with Shareholder For For Management No. 112, as Non-independent Director 7.4 Elect Wei, Chuan-Pin with Shareholder For For Management No. 12329, as Non-independent Director 7.5 Elect Liu, Song-Pin with Shareholder For For Management No. 28826, as Non-independent Director 7.6 Elect Tsai, Ming-Hsien with For For Management Shareholder No. 702, as Non-independent Director 7.7 Elect Liu, Jia-Sheng with Shareholder For For Management No. 12, as Non-independent Director 7.8 Elect Lee, Yen-Sung, with ID No. For For Management H102119XXX, as Independent Director 7.9 Elect Lin, Ming-Ji with Shareholder No. For For Management 84531 as Independent Director 7.10 Elect Huang, Chin-Shun with For For Management Shareholder No. 39, as Supervisor 7.11 Elect Hung Cheng-Chich with ID No. For For Management D100584XXX, as Supervisor 7.12 Elect Chang, Su-Tine a Representative For For Management of DONG LING INVESTMENT CO LTD, with Shareholder No. 8456, as Supervisor 8 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors 9 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: OCT 28, 2015 Meeting Type: Special Record Date: SEP 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Carl Walter as Director For For Management 2 Elect Anita Fung Yuen Mei as Director For For Management -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 00939 Security ID: Y1397N101 Meeting Date: JUN 17, 2016 Meeting Type: Annual Record Date: MAY 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Report of the Board of For For Management Directors 2 Approve 2015 Report of the Board of For For Management Supervisors 3 Approve 2015 Final Financial Accounts For For Management 4 Approve 2015 Profit Distribution Plan For For Management 5 Approve Budget of 2016 Fixed Assets For For Management Investment 6 Approve Remuneration Distribution and For For Management Settlement Plan for Directors in 2014 7 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors in 2014 8 Elect Zhang Long as Director For For Management 9 Elect Chung Shui Ming Timpson as For Against Management Director 10 Elect Wim Kok as Director For For Management 11 Elect Murray Horn as Director For For Management 12 Elect Liu Jin as Supervisor For For Management 13 Elect Li Xiaoling as Supervisor For For Management 14 Elect Bai Jianjun as Supervisor For For Management 15 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as Domestic Accounting Firm and PricewaterhouseCoopers as International Accounting Firm and Fix Their Remuneration 16 Amend Impact of Diluted Immediate For For Management Return from Preference Share Issuance and Measures to Make Up the Return 17 Elect Guo Yanpeng as Director None For Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 19, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director John T. Chambers For For Management 1e Elect Director Brian L. Halla For For Management 1f Elect Director John L. Hennessy For For Management 1g Elect Director Kristina M. Johnson For For Management 1h Elect Director Roderick C. McGeary For For Management 1i Elect Director Charles H. Robbins For For Management 1j Elect Director Arun Sarin For For Management 1k Elect Director Steven M. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Holy Land Principles Against Against Shareholder 5 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORPORATION Ticker: CY Security ID: 232806109 Meeting Date: MAY 06, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T.J. Rodgers For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Eric A. Benhamou For For Management 1.4 Elect Director H. Raymond Bingham For For Management 1.5 Elect Director John H. Kispert For For Management 1.6 Elect Director O.C. Kwon For For Management 1.7 Elect Director Wilbert van den Hoek For For Management 1.8 Elect Director Michael S. Wishart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DUET GROUP Ticker: DUE Security ID: Q32878193 Meeting Date: NOV 18, 2015 Meeting Type: Annual/Special Record Date: NOV 16, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Elect Ron Finlay as Director For For Management 3 Elect Emma Stein as Director For For Management 4 Elect Simon Perrott as Director For For Management 5 Ratify the Past Issuance of 272.28 For For Management Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors 6 Approve the Renewal of Proportional For For Management Takeover Provision 1 Approve the Remuneration Report For For Management 2 Elect Ron Finlay as Director For For Management 3 Elect Emma Stein as Director For For Management 4 Elect Simon Perrott as Director For For Management 5 Ratify the Past Issuance of 272.28 For For Management Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors 6 Approve the Renewal of Proportional For For Management Takeover Provision 1 Ratify the Past Issuance of 272.28 For For Management Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors 2 Approve the Renewal of Proportional For For Management Takeover Provision 1 Approve the Remuneration Report For For Management 2 Elect Eric Goodwin as Director For For Management 3 Ratify the Past Issuance of 272.28 For For Management Million Stapled Securities to Selected Institutional, Professional and Other Wholesale Investors 4 Approve the Renewal of Proportional For For Management Takeover Provision -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Christopher M. Connor For For Management 1d Elect Director Michael J. Critelli For For Management 1e Elect Director Alexander M. Cutler For For Management 1f Elect Director Richard H. Fearon For For Management 1g Elect Director Charles E. Golden For For Management 1h Elect Director Linda A. Hill For For Management 1i Elect Director Arthur E. Johnson For For Management 1j Elect Director Ned C. Lautenbach For For Management 1k Elect Director Deborah L. McCoy For For Management 1l Elect Director Gregory R. Page For For Management 1m Elect Director Sandra Pianalto For For Management 1n Elect Director Gerald B. Smith For For Management 2A Amend Company's Articles of For For Management Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons 2B Amend Company's Memorandum of For For Management Association in Connection with Recent Changes in Irish Law 3 Amend Company's Articles of For For Management Association to Clarify the Board's Sole Authority to Determine its Size within the Fixed Limits in Articles 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approval of Overseas Market Purchases For For Management of the Company Shares -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Ticker: FUNO11 Security ID: P3515D163 Meeting Date: OCT 16, 2015 Meeting Type: Special Record Date: OCT 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report from Trust Technical For For Management Committee on Power Granted by General Meeting of April 4, 2014 to Approve Allocation of Real Estate Trust Certificates that Were Not Placed Through Offering 2 Authorize Repurchase Program of Real For For Management Estate Trust Certificates 3 Ratify Resignation of Elias Cababie For For Management Daniel and Abraham Cababie Daniel as Members of Trust Technical Committee 4 Appoint Legal Representatives For For Management 5 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Ticker: FUNO 11 Security ID: P3515D163 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: APR 20, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Manager (F1 For For Management Management SC) in Accordance to Article 44-XI of Securities Market Law 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3 Elect or Ratify Members of Technical For Against Management Committee; Verify Independence Classification 4 Approve Remuneration of Technical For For Management Committee Members 5 Appoint Legal Representatives For For Management 6 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRENDENE SA Ticker: GRND3 Security ID: P49516100 Meeting Date: APR 11, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2015 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number, Elect Directors and For Did Not Vote Management Approve Remuneration of Company's Management 3.1 Elect Isabella Saboya de Albuquerque None For Shareholder as Director Nominated by Minority Shareholders -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: Y36861105 Meeting Date: JUN 22, 2016 Meeting Type: Annual Record Date: APR 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan on Profit Distribution For For Management 4 Approve Issuance of New Shares by For For Management Capitalization of Profit 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Amend Procedures for Lending Funds to For For Management Other Parties 7 Amend Procedures for Endorsement and For For Management Guarantees 8 Amend Trading Procedures Governing For For Management Derivatives Products 9 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 10.1 Elect Gou, Tai-ming with Shareholder For For Management No. 1 as Non-Independent Director 10.2 Elect Lu, Fang-ming, Representing Hon For For Management Jin International Investment Co., Ltd. with Shareholder No. 57132 as Independent Director 10.3 Elect Tai, Jeng-wu, Representing Hon For For Management Chiao International Investment Co., Ltd. with Shareholder No. 16662 as Non-Independent Director 10.4 Elect Chen, Jen-gwo, Representing Hon For For Management Chiao International Investment Co., Ltd with Shareholder No. 16662 as Non-Independent Director 10.5 Elect Huang, Qing-yuan with ID No. For For Management R101807XXX as Non-Independent Director 10.6 Elect Sung, Hsueh-jen with ID No. For For Management R102960XXX as Non-Independent Director 10.7 Elect Fu, Li-chen with ID No. For For Management A120777XXX as Independent Director 10.8 Elect Lee, Kai-fu with ID No. For For Management F121958XXX as Independent Director 10.9 Elect Chan, Chi-shean with ID No. For For Management N101117XXX as Independent Director 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 12, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Terence C. Golden For For Management 1.4 Elect Director Ann McLaughlin Korologos For For Management 1.5 Elect Director Richard E. Marriott For For Management 1.6 Elect Director John B. Morse, Jr. For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director Gordon H. Smith For For Management 1.9 Elect Director W. Edward Walter For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Shareholders and the Board For For Management with the Concurrent Power to Amend the Bylaws 5 Amend Right to Call Special Meeting For For Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 00902 Security ID: Y3744A105 Meeting Date: JAN 12, 2016 Meeting Type: Special Record Date: DEC 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2016 Continuing Connected For For Management Transactions Between the Company and Huaneng Group Including the Huaneng Group Framework Agreement and Transaction Caps 2 Approve Connected Transactions on For For Management Finance Leasing and Leaseback by Huaneng Pingliang Power Generation Limited Company 3 Approve Connected Transactions on For For Management Finance Leasing and Leaseback by the Company's Controlled Subsidiaries -------------------------------------------------------------------------------- INDIABULLS HOUSING FINANCE LTD. Ticker: 535789 Security ID: Y3R12A119 Meeting Date: SEP 07, 2015 Meeting Type: Annual Record Date: AUG 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividends For For Management 3 Elect A. K. Mittal as Director For Against Management 4 Elect A. O. Kumar as Director For For Management 5 Approve Deloitte Haskins & Sells LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Increase in Borrowing Powers For For Management 7 Authorize Issuance of Redeemable For Against Management Non-Convertible Debentures 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Amend Object Clause of Memorandum of For For Management Association 10 Approve Remuneration of G. Banga, For Against Management Vice-Chairman and Managing Director 11 Approve Remuneration of A. K. Mittal, For Against Management Executive Director 12 Approve Remuneration of A. O. Kumar, For Against Management Deputy Managing Director -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: DEC 21, 2015 Meeting Type: Special Record Date: NOV 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hong Yongmiao as Director For For Management 2 Elect Yang Siu Shun as Director For For Management 3 Elect Qu Qiang as Supervisor For For Management 4 Amend Plan on Authorization of the For For Management Shareholders' General Meeting to the Board of Directors 5 Approve Payment Plan of Remuneration For For Management to Directors and Supervisors for 2014 -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 24, 2016 Meeting Type: Annual Record Date: MAY 24, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2015 Work Report of the Board For For Management of Directors 2 Approve 2015 Work Report of the Board For For Management of Supervisors 3 Elect Yi Huiman as Director For For Management 4 Elect Shen Si as Director For For Management 5 Elect Zhang Wei as Supervisor For For Management 6 Elect Shen Bingxi as Supervisor For For Management 7 Approve 2015 Audited Accounts For For Management 8 Approve 2015 Profit Distribution Plan For For Management 9 Approve 2016 Fixed Asset Investment For For Management Budget 10 Approve Proposal in Respect of the For For Management Issue of Eligible Tier-2 Capital Instruments with Write- Down Feature of up to 88 Billion 11 Approve KPMG Huazhen (Special General For For Management Partnership) as the Domestic External Auditor of the Bank and KPMG as the International External Auditor -------------------------------------------------------------------------------- INFINIS ENERGY PLC Ticker: INFI Security ID: G4771G106 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: JUL 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Gordon Boyd as Director For For Management 6 Re-elect Michael Kinski as Director For For Management 7 Re-elect Eric Machiels as Director For For Management 8 Re-elect Ian Marchant as Director For For Management 9 Re-elect Alan Bryce as Director For For Management 10 Re-elect Christopher Cole as Director For For Management 11 Re-elect Raymond King as Director For For Management 12 Re-elect Baroness Sally Morgan as For For Management Director 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E413 Meeting Date: APR 25, 2016 Meeting Type: Annual Record Date: MAR 28, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Discuss Remuneration Report None None Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.65 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Amend Articles to Change the For For Management Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes 5.b Amend Articles Re: European Bank For For Management Recovery and Resolution Directive 5.c Discussion of Executive Board Profile None None Management 5.d Discussion of Supervisory Board Profile None None Management 6 Approve Remuneration Policy for For For Management Members of the Supervisory Board 7 Elect Wilfred Nagel to Management Board For For Management 8 Elect Ann Sherry AO to Supervisory For For Management Board 9.a Authorize Issuance of Shares with For For Management Preemptive Rights up to 40 Percent of the Issued Share Capital 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 09, 2016 Meeting Type: Annual Record Date: MAR 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bronczek For For Management 1b Elect Director William J. Burns For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Jay L. Johnson For For Management 1f Elect Director Stacey J. Mobley For For Management 1g Elect Director Joan E. Spero For For Management 1h Elect Director Mark S. Sutton For For Management 1i Elect Director John L. Townsend, III For For Management 1j Elect Director William G. Walter For For Management 1k Elect Director J. Steven Whisler For For Management 1l Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 10, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Ted A. Gardner For Withhold Management 1.4 Elect Director Anthony W. Hall, Jr. For Withhold Management 1.5 Elect Director Gary L. Hultquist For For Management 1.6 Elect Director Ronald L. Kuehn, Jr. For Withhold Management 1.7 Elect Director Deborah A. Macdonald For For Management 1.8 Elect Director Michael C. Morgan For For Management 1.9 Elect Director Arthur C. Reichstetter For For Management 1.10 Elect Director Fayez Sarofim For Withhold Management 1.11 Elect Director C. Park Shaper For For Management 1.12 Elect Director William A. Smith For For Management 1.13 Elect Director Joel V. Staff For For Management 1.14 Elect Director Robert F. Vagt For For Management 1.15 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Capital Expenditure Strategy Against For Shareholder with Respect to Climate Change Policy 4 Report on Methane Emissions Management Against For Shareholder 5 Report on Sustainability, Including Against For Shareholder Human Rights 6 Report on Steps Taken to Increase Against For Shareholder Board Diversity -------------------------------------------------------------------------------- LASALLE HOTEL PROPERTIES Ticker: LHO Security ID: 517942108 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: FEB 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denise M. Coll For For Management 1.2 Elect Director Jeffrey T. Foland For For Management 1.3 Elect Director Darryl Hartley-Leonard For For Management 1.4 Elect Director Stuart L. Scott For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEXINGTON REALTY TRUST Ticker: LXP Security ID: 529043101 Meeting Date: MAY 17, 2016 Meeting Type: Annual Record Date: MAR 08, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Robert Roskind For For Management 1b Elect Director T. Wilson Eglin For For Management 1c Elect Director Richard J. Rouse For For Management 1d Elect Director Harold First For For Management 1e Elect Director Richard S. Frary For For Management 1f Elect Director Lawrence L. Gray For For Management 1g Elect Director Claire A. Koeneman For For Management 1h Elect Director Kevin W. Lynch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 27, 2016 Meeting Type: Annual Record Date: JAN 22, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Malefetsane Ngatane as For For Management Director 1.2 Re-elect Louisa Mojela as Director For For Management 1.3 Re-elect Peter Golesworthy as Director For For Management 1.4 Re-elect Pieter van der Westhuizen as For For Management Director 1.5 Elect Mpho Nkeli as Director For For Management 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint M Naidoo as the Designated Audit Partner 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Louisa Mojela as Member of For For Management the Audit Committee 3.3 Re-elect Royden Vice as Member of the For For Management Audit Committee 3.4 Elect Garth Solomon as Member of the For For Management Audit Committee 4 Approve Remuneration Policy For For Management 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Authorise Repurchase of Issued Share For For Management Capital 8 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 12, 2015 Meeting Type: Annual Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Kipling Hagopian For For Management 1.2 Elect Director Tunc Doluca For For Management 1.3 Elect Director James R. Bergman For For Management 1.4 Elect Director Joseph R. Bronson For For Management 1.5 Elect Director Robert E. Grady For For Management 1.6 Elect Director William D. Watkins For For Management 1.7 Elect Director A. R. Frank Wazzan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Cumulative Voting For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MDC PARTNERS INC. Ticker: MDCA Security ID: 552697104 Meeting Date: JUN 01, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Kauffman For For Management 1.2 Elect Director Clare Copeland For For Management 1.3 Elect Director Larry Kramer For For Management 1.4 Elect Director Anne Marie O'Donovan For For Management 1.5 Elect Director Irwin D. Simon For For Management 2 Approve BDO USA, LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 19, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Robert E. Holmes For For Management 1.5 Elect Director Sherry A. Kellett For For Management 1.6 Elect Director William G. McKenzie For Against Management (Gil) 1.7 Elect Director D. Paul Sparks, Jr. For For Management 2 Ratify PricewaterhouseCoppers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDIOLANUM SPA Ticker: MED Security ID: T66932111 Meeting Date: SEP 29, 2015 Meeting Type: Special Record Date: SEP 18, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Mediolanum S.p.A. into Banca Mediolanum S.p.A. -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: AUG 25, 2015 Meeting Type: Special Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2.1 Approve Reorganization via Acquisition For For Management of ZAO Comstar-Regions 2.2 Approve Reorganization via Acquisition For For Management of Penza-GSM AO, SMARTS-Ivanovo AO, and JSC, and SMARTS-Ufa PAO 3.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.1 3.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.2 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2015 Meeting Type: Special Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 5.61 For For Management per Share for First Six Months of Fiscal 2015 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MBT Security ID: 607409109 Meeting Date: FEB 29, 2016 Meeting Type: Special Record Date: JAN 15, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Reorganization via Acquisition For For Management of Subsidiary 3 Amend Charter For For Management -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MBT Security ID: 607409109 Meeting Date: JUN 23, 2016 Meeting Type: Annual Record Date: MAY 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 14.01 per Share 3.1 Elect Aleksandr Gorbunov as Director None Against Management 3.2 Elect Andrey Dubovskov as Director None Against Management 3.3 Elect Ron Sommer as Director None Against Management 3.4 Elect Michel Combes as Director None For Management 3.5 Elect Stanley Miller as Director None For Management 3.6 Elect Vsevolod Rozanov as Director None Against Management 3.7 Elect Regina von Flemming as Director None For Management 3.8 Elect Thomas Holtrop as Director None For Management 3.9 Elect Mikhail Shamolin as Director None Against Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.3 Elect Anatoly Panarin as Member of For For Management Audit Commission 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9 Approve Reduction in Share Capital For For Management 10 Amend Charter For For Management -------------------------------------------------------------------------------- NATURA COSMETICOS S.A. Ticker: NATU3 Security ID: P7088C106 Meeting Date: JUL 27, 2015 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose to Include For For Management Products for Animal Use 2 Amend Articles 15, 16, 18, 19 Re: For For Management Board co-chairman positions 3 Amend Articles 21, 24 Re: Executive For For Management Titles 4 Consolidate Bylaws For For Management 5 Approve Stock Option Plan For Against Management 6 Amend Restricted Stock Plan For Against Management 7 Amend Global Remuneration for Fiscal For Against Management Year 2015 -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: APR 29, 2016 Meeting Type: Annual Record Date: FEB 29, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer Abraham For For Management 1.2 Elect Director Howard I. Atkins For For Management 1.3 Elect Director Eugene L. Batchelder For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director John E. Feick For For Management 1.6 Elect Director Margaret M. Foran For For Management 1.7 Elect Director Carlos M. Gutierrez For For Management 1.8 Elect Director Vicki A. Hollub For For Management 1.9 Elect Director William R. Klesse For For Management 1.10 Elect Director Avedick B. Poladian For For Management 1.11 Elect Director Elisse B. Walter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Review and Assess Membership of Against For Shareholder Lobbying Organizations 5 Annually Assess Portfolio Impacts of Against For Shareholder Policies to Meet 2 Degree Scenario 6 Amend Bylaws -- Call Special Meetings Against For Shareholder 7 Report on Methane and Flaring Against For Shareholder Emissions Management and Reduction Targets -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul R. Burke For For Management 1.2 Elect Director Craig A. Carlson For For Management 1.3 Elect Director John M. Eggemeyer For For Management 1.4 Elect Director Barry C. Fitzpatrick For For Management 1.5 Elect Director Andrew B. Fremder For For Management 1.6 Elect Director C. William Hosler For For Management 1.7 Elect Director Susan E. Lester For For Management 1.8 Elect Director Roger H. Molvar For For Management 1.9 Elect Director James J. Pieczynski For For Management 1.10 Elect Director Daniel B. Platt For For Management 1.11 Elect Director Robert A. Stine For For Management 1.12 Elect Director Matthew P. Wagner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Adjourn Meeting For Against Management 6 Other Business For Against Management -------------------------------------------------------------------------------- PATTERN ENERGY GROUP INC. Ticker: PEGI Security ID: 70338P100 Meeting Date: JUN 15, 2016 Meeting Type: Annual Record Date: APR 21, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan R. Batkin For For Management 1.2 Elect Director Patricia S. Bellinger For For Management 1.3 Elect Director The Lord Browne of For For Management Madingley 1.4 Elect Director Michael M. Garland For For Management 1.5 Elect Director Douglas G. Hall For For Management 1.6 Elect Director Michael B. Hoffman For For Management 1.7 Elect Director Patricia M. Newson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: APR 21, 2016 Meeting Type: Annual Record Date: FEB 26, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Barnes For For Management 1.2 Elect Director Collin P. Baron For For Management 1.3 Elect Director Kevin T. Bottomley For For Management 1.4 Elect Director George P. Carter For For Management 1.5 Elect Director William F. Cruger, Jr. For For Management 1.6 Elect Director John K. Dwight For For Management 1.7 Elect Director Jerry Franklin For For Management 1.8 Elect Director Janet M. Hansen For For Management 1.9 Elect Director Richard M. Hoyt For For Management 1.10 Elect Director Nancy McAllister For For Management 1.11 Elect Director Mark W. Richards For For Management 1.12 Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For For Management Provide Directors May be Removed With or Without Cause 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 01, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Frances D. Fergusson For For Management 1.5 Elect Director Helen H. Hobbs For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director Shantanu Narayen For For Management 1.8 Elect Director Suzanne Nora Johnson For For Management 1.9 Elect Director Ian C. Read For For Management 1.10 Elect Director Stephen W. Sanger For For Management 1.11 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Give Shareholders Final Say on Against Against Shareholder Election of Directors 6 Provide Right to Act by Written Consent Against For Shareholder 7 Prohibit Tax Gross-ups on Inversions Against Against Shareholder -------------------------------------------------------------------------------- PRUKSA REAL ESTATE PCL Ticker: PS Security ID: Y707A3147 Meeting Date: APR 28, 2016 Meeting Type: Annual Record Date: MAR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Annual Report and None None Management Directors' Report 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividend Payment 5.1 Elect Pisit Leeahtam as Director For For Management 5.2 Elect Thongma Vijitpongpun as Director For For Management 5.3 Elect Piyasvasti Amranand as Director For For Management 5.4 Elect Prasarn Trairatvorakul as For For Management Director 5.5 Elect Somprasong Boonyachai as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Reduce Registered Capital For For Management 9.1 Approve Restructuring Plan For For Management 9.2 Approve Establishment of Holding For For Management Company to Accommodate the Restructuring Plan 9.3 Approve Delisting of Shares from Stock For For Management Exchange 9.4 Approve Revocation of Issuance of For For Management Warrants 9.5 Reduce Registered Capital For For Management 9.6 Approve Amendment of the Articles of For For Management Association in Accordance with the Restructuring Plan 9.7 Approve Delegation of Authority Re: For For Management Restructuring Plan 10.1 In the Case Where the Meeting Approves For For Management as Prescribed In Agenda No. 8 and Agenda No. 9.5 10.2 In the Case Where the Meeting Approves For Against Management as Prescribed in Agenda No. 8, but Does Not Approve as Prescribed in Agenda No. 9.5 10.3 In the Case Where the Meeting Approves For Against Management Only as Prescribed in Agenda 9.5, but Does Not Approve as Prescribed in Agenda No. 8 11 Approve Issuance and Offering for Sale For For Management of Debt Instruments 12 Other Business For Against Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 08, 2016 Meeting Type: Annual Record Date: JAN 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara T. Alexander For For Management 1b Elect Director Raymond V. Dittamore For For Management 1c Elect Director Jeffrey W. Henderson For For Management 1d Elect Director Thomas W. Horton For For Management 1e Elect Director Paul E. Jacobs For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Steve Mollenkopf For For Management 1i Elect Director Clark T. 'Sandy' Randt, For For Management Jr. 1j Elect Director Francisco Ros For For Management 1k Elect Director Jonathan J. Rubinstein For For Management 1l Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- REXEL Ticker: RXL Security ID: F7782J366 Meeting Date: JUL 27, 2015 Meeting Type: Special Record Date: JUL 22, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize up to 1.4 Percent of Issued For For Management Capital for Use in Restricted Stock Plans (Performance Shares) 2 Approve Restricted Stock Plan in For For Management Connection with Employee Stock Purchase Plans 3 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- RTL GROUP S.A. Ticker: 006146252 Security ID: L80326108 Meeting Date: APR 20, 2016 Meeting Type: Annual Record Date: APR 06, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2.1 Approve Financial Statements For For Management 2.2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends 4.1 Approve Discharge of Directors For For Management 4.2 Approve Discharge of Auditors For For Management 5.1 Approve Cooptation of Rolf Hellermann For For Management as Non-Executive Director 5.2 Elect Bernd Hirsch as Director For For Management 5.3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- RTL GROUP S.A. Ticker: 006146252 Security ID: L80326108 Meeting Date: MAY 25, 2016 Meeting Type: Special Record Date: MAY 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Bearer Shaers For For Management Not Yet Immobilised and Decrease of Share Capital 2 Amend Articles 4 and 5 of the Articles For For Management of Incorporation in Accordance with Item 1 3 Adapt Current Level of Legal Reserves For For Management to Amended Share Capital Re: Item 1 4 Approve Fixing of the Price of For For Management Cancelled Shares Re: Item 1 -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: FEB 19, 2016 Meeting Type: Special Record Date: FEB 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment of the Terms of the For Against Management Equity Award Plan of the Company -------------------------------------------------------------------------------- SANDS CHINA LTD. Ticker: 1928 Security ID: G7800X107 Meeting Date: MAY 27, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Ying Wai as Director For For Management 3b Elect Robert Glen Goldstein as Director For For Management 3c Elect Charles Daniel Forman as Director For For Management 3d Elect Steven Zygmunt Strasser as For For Management Director 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 21, 2015 Meeting Type: Annual Record Date: AUG 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Luczo For For Management 1b Elect Director Frank J. Biondi, Jr. For For Management 1c Elect Director Michael R. Cannon For For Management 1d Elect Director Mei-Wei Cheng For For Management 1e Elect Director William T. Coleman For For Management 1f Elect Director Jay L. Geldmacher For For Management 1g Elect Director Dambisa F. Moyo For For Management 1h Elect Director Kristen M. Onken For For Management 1i Elect Director Chong Sup Park For For Management 1j Elect Director Stephanie Tilenius For For Management 1k Elect Director Edward J. Zander For For Management 2 Determine Price Range for Reissuance For For Management of Treasury Shares 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SILICONWARE PRECISION INDUSTRIES CO., LTD. Ticker: 2325 Security ID: Y7934R109 Meeting Date: OCT 15, 2015 Meeting Type: Special Record Date: SEP 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For Against Management Association 2 Amend Procedures Governing the For Against Management Acquisition or Disposal of Assets -------------------------------------------------------------------------------- SILICONWARE PRECISION INDUSTRIES CO., LTD. Ticker: 2325 Security ID: Y7934R109 Meeting Date: MAY 16, 2016 Meeting Type: Annual Record Date: MAR 17, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2 Approve Business Operations Report and For For Management Financial Statements 3 Approve Plan for Profit Distribution For For Management 4 Approve Cash Dividend Distribution For For Management from Capital Reserve 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: APR 27, 2016 Meeting Type: Annual Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Report For For Management 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by CDP Reti SpA None Did Not Vote Shareholder 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.3 Slate 3 Submitted by Inarcassa None Did Not Vote Shareholder 7 Elect Board Chair None For Management 8 Approve Remuneration of Directors For For Management 9.1 Slate 1 Submitted by CDP Reti Spa None Against Shareholder 9.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 10 Appoint Chairman of Internal Statutory None For Shareholder Auditors 11 Approve Internal Auditors' Remuneration For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SPOTLESS GROUP HOLDINGS LTD. Ticker: SPO Security ID: Q8695D106 Meeting Date: OCT 22, 2015 Meeting Type: Annual Record Date: OCT 20, 2015 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Margaret Jackson as Director For For Management 2b Elect Garry Hounsell as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve the Grant of Options to Martin For For Management Sheppard, Managing Director and CEO of the Company -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED A Security ID: W9423X102 Meeting Date: APR 05, 2016 Meeting Type: Annual Record Date: MAR 30, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Recieve Address by None None Management Chairman of the Board 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7a Receive Financial Statements and None None Management Statutory Reports 7b Receive Auditor's Report None None Management 7c Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 10.70 Per Share 10a Approve Discharge of Mikael Wolf For Against Management (Former CEO, for the 2015 Fiscal Year) 10b Approve Discharge of Ulrika Francke For For Management (Regular Board Member) 10c Approve Discharge of Goran Hedman For For Management (Regular Board Member) 10d Approve Discharge of Lars Idermark For For Management (Regular Board Member) 10e Approve Discharge of Pia Rudengren For For Management (Regular Board Member) 10f Approve Discharge of Anders Sundstrom For Against Management (Chairman of the Board) 10g Approve Discharge of Karl-Henrik For For Management Sundstrom (Regular Board Member) 10h Approve Discharge of Siv Svensson For For Management (Regular Board Member) 10i Approve Discharge of Anders Igel For For Management (Regular Board Member) 10j Approve Discharge of Maj-Charlotte For For Management Wallin (Regular Board Member) 10k Approve Discharge of Camilla Linder For For Management (Regular Employee Representative) 10l Approve Discharge of Roger Ljung For For Management (Regular Employee Representative) 10m Approve Discharge of Karin Sandstrom For For Management (Deputy Employee Representative, Having Acted at one Board Meeting) 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For Against Management the Amount of SEK 2.43 Million for Chairman, SEK 815,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 13a Elect Bodil Eriksson as New Director For For Management 13b Elect Peter Norman as New Director For For Management 13c Reelect Ulrika Francke as Director For For Management 13d Reelect Goran Hedman as Director For For Management 13e Reelect Lars Idermark as Director For For Management 13f Reelect Pia Rudengren as Director For For Management 13g (Blank Item Resulting from the None Against Management Withdrawal of Anders Sundstrom as a Board Candidate) 13h Reelect Karl-Henrik Sundstrom as For For Management Director 13i Reelect Siv Svensson as Director For For Management 14 Elect Lars Idermark as Board Chairman For For Management 15 Approve Procedures For Nominating For For Management Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Repurchase Authorization for For For Management Trading in Own Shares 18 Authorize General Share Repurchase For For Management Program 19 Approve Issuance of Convertibles For For Management without Preemptive Rights 20a Approve Common Deferred Share Bonus For For Management Plan (Eken 2016) 20b Approve Deferred Share Bonus Plan for For For Management Key Employees (IP 2016) 20c Approve Equity Plan Financing to For For Management Participants of 2015 and Previous Programs 21 Instruct the Board and/or CEO to None Against Shareholder Implement Lean-Concept in All Operations 22 Instruct the Board and/or CEO to Make None Against Shareholder Communication with Shareholders More Efficient 23 Instruct the Board and/or CEO to None Against Shareholder Create Basic Services for Share Investors 24 Adopt Vision Regarding Gender Equality None Against Shareholder in the Company 25 Instruct Board to Appoint a Working None Against Shareholder Group to Carefully Monitor the Development of Gender and Ethnicity Diversity in the Company 26 Annually Publish Report on Gender None Against Shareholder Equality and Ethnical Diversity (Related to Items 24 and 25) 27 Request Board to Take Necessary Action None Against Shareholder to Create a Shareholders' Association 28 Instruct Board to Propose to the None Against Shareholder Government a Change in Legislation Regarding Invoicing of Director Fees 29 Request Board to Propose to the None Against Shareholder Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies 30 Amend Articles Re: Former Politicians None Against Shareholder on the Board of Directors 31 Request Board to Propose to the None Against Shareholder Swedish Government to Draw Attention to the Need for Introducing a "cool-off" Period For Politicians 32 Instruct Board to Attend to the None Against Shareholder Question Regarding Dismantling the Sign Swedbank Stadium (Malmoe) 33 Close Meeting None None Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 07, 2016 Meeting Type: Annual Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2.1 Approve Business Operations Report and For For Management Financial Statements 2.2 Approve Profit Distribution For For Management -------------------------------------------------------------------------------- TAV HAVALIMANLARI HOLDING AS Ticker: TAVHL Security ID: M8782T109 Meeting Date: MAR 21, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Dividends For For Management 7 Approve Director Remuneration For Against Management 8 Ratify Director Appointment For For Management 9 Ratify External Auditors For For Management 10 Receive Information on Remuneration None None Management Policy 11 Receive Information on Charitable For Against Management Donations for 2015 and Approve Upper Limit of the Donations for 2016 12 Approve Share Repurchase Program For For Management 13 Receive Information on Related Party None None Management Transactions 14 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 15 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 16 Wishes None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 11, 2016 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of None None Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Dividends of NOK 4.00 Per Share 4 Approve Distribution of Dividends For Did Not Vote Management 5 Approve Remuneration of Auditors For Did Not Vote Management 6 Discuss Company's Corporate Governance None None Management Statement 7a Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management (Advisory Vote) 7b Approve Share Related Incentive For Did Not Vote Management Arrangements For Executive Management 8 Elect Anne Kvam as Member of Corporate For Did Not Vote Management Assembly; Elect Maalfrid Brath as Deputy Member of Corporate Assembly (Shareholder May Also Vote On Each Candidate, Individually, Under Items 8a and 8b) 8a Elect Anne Kvam as Member of Corporate For Did Not Vote Management Assembly 8b Elect Maalfrid Brath as Deputy Member For Did Not Vote Management of Corporate Assembly 9 Approve Remuneration of the Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- TELEVISION FRANCAISE 1 TF1 Ticker: TFI Security ID: F91255103 Meeting Date: APR 14, 2016 Meeting Type: Annual/Special Record Date: APR 11, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transactions with Bouygues For For Management 4 Approve Transactions with Other For For Management Related Parties 5 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 6 Elect Pascaline Aupepin De Lamothe For For Management Dreuzy as Director 7 Reelect Janine Langlois-Glandier as For For Management Director 8 Reelect Gilles Pelisson as Director For For Management 9 Reelect Olivier Roussat as Director For For Management 10 Acknowledge Election of Employee For For Management Representatives to the Board 11 Advisory Vote on Compensation of Nonce For For Management Paolini, Chairman and CEO 12 Approve Additional Pension Scheme For For Management Agreement with Gilles Pelisson 13 Appoint Ernst and Young Audit as For For Management Auditor 14 Appoint Auditex as Alternate Auditor For For Management 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Authorize up to 3 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 18 Amend Article 10 of Bylaws Re: For For Management Variable Number of Directors 19 Amend Article18 of Bylaws Re: Auditors For For Management 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 13, 2015 Meeting Type: Annual Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Susan Desmond-Hellmann For For Management 1f Elect Director A.G. Lafley For For Management 1g Elect Director Terry J. Lundgren For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director David S. Taylor For For Management 1j Elect Director Margaret C. Whitman For For Management 1k Elect Director Mary Agnes Wilderotter For For Management 1l Elect Director Patricia A. Woertz For For Management 1m Elect Director Ernesto Zedillo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Proxy Access Against For Shareholder -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 24, 2016 Meeting Type: Annual/Special Record Date: MAY 19, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.44 per Share 4 Approve Stock Dividend Program (Cash For For Management or New Shares) 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Gerard Lamarche as Director For For Management 7 Elect Maria Van der Hoeven as Director For For Management 8 Elect Jean Lemierre as Director For For Management 9 Elect Renata Perycz as Representative For For Management of Employee Shareholders to the Board A Elect Charles Keller as Representative Against Against Management of Employee Shareholders to the Board B Elect Werner Guyot as Representative Against Against Management of Employee Shareholders to the Board 10 Renew Appointment of Ernst and Young For For Management Audit as Auditor 11 Renew Appointment of KPMG SA as Auditor For For Management 12 Renew Appointment of Auditex as For For Management Alternate Auditor 13 Appoint Salustro Reydel SA as For For Management Alternate Auditor 14 Approve Auditors' Special Report on For For Management Related-Party Transactions Including a New Transaction with Thierry Desmarest 15 Approve Agreements with Patrick For For Management Pouyanne 16 Advisory Vote on Compensation of For For Management Thierry Desmarest, Chairman until Dec. 18, 2015 17 Advisory Vote on Compensation of For For Management Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 0.8 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 25 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans -------------------------------------------------------------------------------- UBM PLC Ticker: UBM Security ID: G91709108 Meeting Date: JAN 07, 2016 Meeting Type: Special Record Date: JAN 05, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal by the Company of PR For For Management Newswire to PWW Acquisition LLC 2 Approve Share Subdivision and For For Management Consolidation -------------------------------------------------------------------------------- UBM PLC Ticker: UBM Security ID: G91709108 Meeting Date: MAY 18, 2016 Meeting Type: Annual Record Date: MAY 16, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Reappoint Ernst & Young LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Dame Helen Alexander as For For Management Director 7 Re-elect Tim Cobbold as Director For For Management 8 Elect Marina Wyatt as Director For For Management 9 Re-elect Alan Gillespie as Director For For Management 10 Re-elect Pradeep Kar as Director For For Management 11 Re-elect Greg Lock as Director For For Management 12 Re-elect John McConnell as Director For For Management 13 Re-elect Mary McDowell as Director For For Management 14 Re-elect Terry Neill as Director For For Management 15 Elect Trynka Shineman as Director For For Management 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 05, 2016 Meeting Type: Annual Record Date: MAR 07, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Richard L. Carrion For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director M. Frances Keeth For For Management 1.6 Elect Director Karl-Ludwig Kley For For Management 1.7 Elect Director Lowell C. McAdam For For Management 1.8 Elect Director Donald T. Nicolaisen For For Management 1.9 Elect Director Clarence Otis, Jr. For For Management 1.10 Elect Director Rodney E. Slater For For Management 1.11 Elect Director Kathryn A. Tesija For For Management 1.12 Elect Director Gregory D. Wasson For For Management 1.13 Elect Director Gregory G. Weaver For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative Renewable Energy Against Against Shareholder Goals 5 Report on Indirect Political Against For Shareholder Contributions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chairman Against For Shareholder 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 9 Stock Retention/Holding Period Against Against Shareholder -------------------------------------------------------------------------------- VIVENDI Ticker: VIV Security ID: F97982106 Meeting Date: APR 21, 2016 Meeting Type: Annual/Special Record Date: APR 18, 2016 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Auditors' Special Report on For Against Management Related-Party Transactions 4 Approve Allocation of Income and For For Management Dividends of EUR 3.00 per Share 5 Advisory Vote on Compensation of For For Management Arnaud de Puyfontaine, Management Board Chairman 6 Advisory Vote on Compensation of Herve For For Management Philippe, Management Board Member 7 Advisory Vote on Compensation of For For Management Stephane Roussel, Management Board Member 8 Advisory Vote on Compensation of For For Management Frederic Crepin, Management Board Member 9 Advisory Vote on Compensation of Simon For For Management Gillham, Management Board Member 10 Approve Additional Pension Scheme For For Management Agreement with Frederic Crepin 11 Approve Additional Pension Scheme For For Management Agreement with Simon Gillham 12 Ratify Appointment of Cathia Lawson For For Management Hall as Supervisory Board Member 13 Reelect Philippe Donnet as Supervisory For For Management Board Member 14 Delegation of Powers to the Board to For For Management Use Shares Repurchased Under Share Repurchase Program 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million 18 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 19 Authorize up to 1 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VODACOM GROUP LTD Ticker: VOD Security ID: S9453B108 Meeting Date: JUL 16, 2015 Meeting Type: Annual Record Date: JUL 10, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2015 2 Elect Priscillah Mabelane as Director For For Management 3 Re-elect David Brown as Director For For Management 4 Re-elect Ivan Dittrich as Director For For Management 5 Re-elect Michael Joseph as Director For Against Management 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with D von Hoesslin as the Individual Registered Auditor 7 Approve Remuneration Philosophy For For Management 8 Re-elect David Brown as Member of the For For Management Audit, Risk and Compliance Committee 9 Re-elect Phillip Moleketi as Member of For For Management the Audit, Risk and Compliance Committee 10 Elect Priscillah Mabelane as Member of For For Management the Audit, Risk and Compliance Committee 11 Authorise Repurchase of Issued Share For For Management Capital 12 Approve Increase in Non-Executive For For Management Directors' Fees 13 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- VODAFONE GROUP PLC Ticker: VOD Security ID: G93882192 Meeting Date: JUL 28, 2015 Meeting Type: Annual Record Date: JUL 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Re-elect Gerard Kleisterlee as Director For For Management 3 Re-elect Vittorio Colao as Director For For Management 4 Re-elect Nick Read as Director For For Management 5 Re-elect Sir Crispin Davis as Director For For Management 6 Elect Dr Mathias Dopfner as Director For For Management 7 Re-elect Dame Clara Furse as Director For For Management 8 Re-elect Valerie Gooding as Director For For Management 9 Re-elect Renee James as Director For For Management 10 Re-elect Samuel Jonah as Director For For Management 11 Re-elect Nick Land as Director For For Management 12 Re-elect Philip Yea as Director For For Management 13 Approve Final Dividend For For Management 14 Approve Remuneration Report For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- YUMESHIN HOLDINGS CO. LTD. Ticker: 2362 Security ID: J9845R100 Meeting Date: DEC 17, 2015 Meeting Type: Annual Record Date: SEP 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Amend Articles to Indemnify Directors For For Management - Indemnify Statutory Auditors 3.1 Elect Director Sato, Shingo For For Management 3.2 Elect Director Sato, Daio For For Management 3.3 Elect Director Suzuki, Toyohiko For For Management 3.4 Elect Director Sakamoto, Tomohiro For For Management 3.5 Elect Director Kusuhara, Masato For For Management 3.6 Elect Director Ono, Sadanobu For For Management 3.7 Elect Director Oda, Miki For For Management 4 Appoint Statutory Auditor Matsumoto, For For Management Yukio 5 Appoint External Audit Firm For For Management 6 Approve Aggregate Compensation Ceiling For For Management for Statutory Auditors ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. LAZARD WORLD DIVIDEND & INCOME FUND, INC. By: /s/ Charles Carroll --------------------------- Charles Carroll Chief Executive Officer Date: August 19, 2016 Pursuant to the requirements of the Investment Company Act of 1940, this Report has been signed below by the principal executive officer on behalf of the Registrant on the date indicated. By: /s/ Charles Carroll --------------------------- Charles Carroll Chief Executive Officer Date: August 19, 2016