0001209191-15-044594.txt : 20150519 0001209191-15-044594.hdr.sgml : 20150519 20150519181032 ACCESSION NUMBER: 0001209191-15-044594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capnia, Inc. CENTRAL INDEX KEY: 0001484565 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770523891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 TWIN DOLPHIN DRIVE STREET 2: SUITE 160 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-213-8444 MAIL ADDRESS: STREET 1: 3 TWIN DOLPHIN DRIVE STREET 2: SUITE 160 CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris William G CENTRAL INDEX KEY: 0001322961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36593 FILM NUMBER: 15877686 MAIL ADDRESS: STREET 1: C/O XENOPORT, INC. STREET 2: 3410 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-05-15 0 0001484565 Capnia, Inc. CAPN 0001322961 Harris William G 3 TWIN DOLPHIN DRIVE, SUITE 160 REDWOOD CITY CA 94065 1 0 0 0 Employee Stock Option 4.66 2015-05-15 4 A 0 5000 0.00 A 2016-05-15 2025-05-15 Common Stock 5000 5000 D One hundred percent (100%) of the shares subject to the option shall be vested on the earlier of one-year from the grant date of May 15, 2015, or the day prior to the Company's annual stockholder meeting in 2016; subject to Optionee's continuing to be a Service Provider on such dates. /s/ David D. O'Toole, As Attorney-in-Fact 2015-05-19