0000899243-17-010275.txt : 20170413
0000899243-17-010275.hdr.sgml : 20170413
20170413205840
ACCESSION NUMBER: 0000899243-17-010275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170407
FILED AS OF DATE: 20170413
DATE AS OF CHANGE: 20170413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capnia, Inc.
CENTRAL INDEX KEY: 0001484565
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770523891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1235 RADIO ROAD
STREET 2: SUITE 110
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-213-8444
MAIL ADDRESS:
STREET 1: 1235 RADIO ROAD
STREET 2: SUITE 110
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris William G
CENTRAL INDEX KEY: 0001322961
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36593
FILM NUMBER: 17761970
MAIL ADDRESS:
STREET 1: C/O XENOPORT, INC.
STREET 2: 3410 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-07
0
0001484565
Capnia, Inc.
CAPN
0001322961
Harris William G
1235 RADIO ROAD, SUITE 110
REDWOOD CITY
CA
94065
1
0
0
0
Common Stock
2017-01-23
4
A
0
10450
0.90
A
20247
D
Common Stock
2017-04-07
4
A
0
14927
0.63
A
35174
D
Effective January 1, 2017, annual board and committee retainers payable to directors will be made in equivalent shares of the Issuer's common stock, on a quarterly basis.
The number of shares issuable in lieu of cash retainers was determined using the closing price per share of Issuer common stock on January 23, 2017, or $0.90.
The number of shares issuable in lieu of cash retainers was determined using the closing price per share of Issuer common stock on April 7, 2017, or $0.63.
/s/ David O'Toole, Attorney-in-Fact
2017-04-13