0000899243-19-015012.txt : 20190529 0000899243-19-015012.hdr.sgml : 20190529 20190529162208 ACCESSION NUMBER: 0000899243-19-015012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190524 FILED AS OF DATE: 20190529 DATE AS OF CHANGE: 20190529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahrens Brenton Karl CENTRAL INDEX KEY: 0001322927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38503 FILM NUMBER: 19862270 MAIL ADDRESS: STREET 1: 2765 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Iterum Therapeutics plc CENTRAL INDEX KEY: 0001659323 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BLOCK 2 FLOOR 3, HARCOURT CENTRE STREET 2: HARCOURT STREET CITY: DUBLIN STATE: L2 ZIP: 2 BUSINESS PHONE: (872) 225-6077 MAIL ADDRESS: STREET 1: BLOCK 2 FLOOR 3, HARCOURT CENTRE STREET 2: HARCOURT STREET CITY: DUBLIN STATE: L2 ZIP: 2 FORMER COMPANY: FORMER CONFORMED NAME: Iterum Therapeutics Ltd DATE OF NAME CHANGE: 20151124 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-24 0 0001659323 Iterum Therapeutics plc ITRM 0001322927 Ahrens Brenton Karl C/O CANAAN PARTNERS 285 RIVERSIDE AVE., SUITE 250 WESTPORT CT 06880 1 0 0 0 Ordinary Shares 2019-05-24 4 M 0 6154 A 6154 D Ordinary Shares 1733170 I By Canaan X, L.P. Restricted Stock Units 2019-05-24 4 M 0 6154 0.00 D Ordinary Shares 6154 0 D Restricted stock units converted into ordinary shares on a one-for-one basis upon vesting of the units. These shares are held directly by Canaan X L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners X LLC ("Canaan X", and together with the Canaan Fund, the "Canaan Entities"). Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan X, collectively. The reporting person, a manager and member of Canaan X, serves as the representative of the Canaan Entities on the Issuer's board of directors. The reporting person disclaims Section 16 beneficial ownership in the securities held by the Canaan Entities, except to the extent of his pecuniary interest therein, if any, in such securities by virtue of the limited liability company interests he owns in Canaan X. On May 24, 2018, the reporting person was granted an award of 6,154 restricted stock units, which vested on May 24, 2019. 24.1 Power of Attorney /s/ Janine MacDonald, Attorney-in-Fact for Brenton K. Ahrens 2019-05-29 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT
                                                                    Exhibit 24.1

                             2018 POWER OF ATTORNEY

     1.     Appointment, Powers and Revocation. KNOW ALL MEN BY THESE PRESENTS,
that each undersigned, and if such undersigned is not a natural person, acting
by and through one of its authorized representatives (each such undersigned
person or entity, a "Grantor"), effective from the date set forth opposite the
name of such Grantor on the signature pages hereto (such date, for each Grantor,
is hereinafter referred to as such Grantor's "Effective Date"), hereby
constitutes and appoints each of the employees, partners or managers of Canaan
Management LLC (together with its subsidiaries and affiliates, "Canaan
Partners") listed on Schedule A attached hereto, which schedule may be amended
from time to time by the Chief Financial Officer or Chief Operating Officer of
Canaan Partners to remove any such employee, manager or partner or to add any
new employee, partner or manager of Canaan Partners (each such employee, partner
or manager, an "Attorney-In-Fact") as the Grantor's true and lawful attorney-in-
fact and agent, with full power of substitution and re-substitution, for the
Grantor and in the Grantor's place and stead, in any and all capacities to: (a)
sign any and all instruments, certificates and documents required to be executed
on behalf of the Grantor as an individual (if applicable) or in the Grantor's
capacity as a general partner, manager, member, managing member or authorized
signatory, as the case may be, on behalf of any of the following (i) Canaan
Partners, (ii) any of the funds or accounts managed, advised or sponsored by
Canaan Partners (the "Canaan Funds") and (iii) any of the entities formed to act
as the direct or indirect general partner, manager, managing member or
equivalent of such funds or accounts (the "Canaan General Partners", together
with Canaan Partners and the Canaan Funds collectively, the "Canaan Entities"),
in each case, pursuant to the Securities Act of 1933, as amended, (the
"Securities Act"), and any and all rules and regulations promulgated thereunder
(including, without limitation, filings pursuant to Rule 144 (Form 144)) or the
Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and
all rules and regulations promulgated thereunder (including, without limitation,
filings pursuant to Section 16 (Forms 3, 4 and 5) and Section 13 (Schedule 13D,
Schedule 13G, Form 13F and Form 13H) of the Exchange Act); and (b) file the
same, with all exhibits thereto, and any other documents in connection
therewith, with the Securities and Exchange Commission, and with any other
entity when and if such is mandated by the Securities Act, the Exchange Act or
by the Financial Industry Regulatory Authority, granting unto such Attorney-In-
Fact full power and authority to do and perform each and every act and thing
requisite and necessary fully to all intents and purposes as the Grantor might
or could do in person thereby, and ratifying and confirming all that such
Attorney-In-Fact, or his or her substitute or substitutes, may lawfully do or
cause to be done by virtue hereof, or may have done in connection with the
matters described above. By this power of attorney, each Grantor hereby revokes
all previous powers of attorney granted by him, her or it to any Attorney-In-
Fact or any other employee, representative or agent of Canaan Partners relating
to the matters described above.

     2.   Effective Date and Termination. This power of attorney shall be
effective as to each Grantor as of such Grantor's Effective Date and shall
remain in full force and effect with respect to each Grantor and each
Attorney-In-Fact until:

          (a)  in the case of any Grantor that is an individual, the earlier of
the date on which this power of attorney is revoked in writing by such Grantor
solely as it relates to himself or herself and such Grantor's Termination Date
(as defined below);

          (b)  in the case of any Grantor that is an entity, the earlier of the
date on which this power of attorney is revoked in writing by such Grantor
solely as it relates to itself and the filing by such entity of a certificate of
cancellation or notice of dissolution with the jurisdiction in which it was
organized evidencing such entity's complete dissolution and termination under
the laws of such jurisdiction; and

          (c)  in the case of any Attorney-In-Fact, the earlier of the date on
which such person is no longer listed on Schedule A attached hereto as an
"Attorney-In-Fact" or such Attorney-In-Fact's Termination Date.

          For purposes of the foregoing, "Termination Date" means (i) with
respect to any Grantor or Attorney-In-Fact that is a member or manager of any
Canaan General Partner, the date on which such Grantor becomes a "retired
member" of any Canaan General Partner or, if later, the date on which his, her
or its employment with Canaan Partners terminates for any reason and (ii) with
respect to any other Grantor or Attorney-In-Fact, the date on which his, her or
its employment with Canaan Partners terminates for any reason.

     3.   Miscellaneous. Each of the Grantors may execute this power of
attorney in separate counterparts, and each counterpart shall be deemed to be an
original instrument. This Agreement shall be governed by the laws of the State
of Delaware, without regard for choice-of-law provisions.

                  [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]

IN WITNESS WHEREOF, this Power of Attorney has been signed as of the respective
dates set forth below.

Dated: July 16, 2018                         /s/ Brenton K. Ahrens
                                             ---------------------
                                             Brenton K. Ahrens


                                   Schedule A

Guy M. Russo
Nancy Levenson
Janine MacDonald
John J. Pacifico III