-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LzE31kHBL03WoI6Jz3AHkYwg/DRxCOg6ZUgOpDuLpG24wHu9GXBiF7D1TY1aqjZ9 yrxt1+YdPGLtZqz/s4cBZg== 0001104659-09-039166.txt : 20090619 0001104659-09-039166.hdr.sgml : 20090619 20090619171859 ACCESSION NUMBER: 0001104659-09-039166 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090619 DATE AS OF CHANGE: 20090619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Life Sciences Holdings, Inc. CENTRAL INDEX KEY: 0001322734 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 300296543 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-154579 FILM NUMBER: 09902030 BUSINESS ADDRESS: BUSINESS PHONE: (630) 739-6744 MAIL ADDRESS: STREET 1: 1440 DAVEY ROAD CITY: WOODRIDGE STATE: IL ZIP: 60517 POS AM 1 a09-16498_1posam.htm POS AM

 

As filed with the Securities and Exchange Commission on June 19, 2009

Registration No. 333-154579

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Post-Effective Amendment No. 3 to

 

FORM S-3

 

on

 

FORM S-1

 

REGISTRATION STATEMENT

Under

THE SECURITIES ACT OF 1933

 

Advanced Life Sciences Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

2854

 

30-0296543

(State or other jurisdiction of

 incorporation or organization)

 

(Primary Standard Industrial

 Classification Code Number)

 

(I.R.S. Employer

 Identification Number)

 

1440 Davey Road

Woodridge, Illinois 60517

(630) 739-6744

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Michael T. Flavin, Ph.D.

Chairman and Chief Executive Officer

Advanced Life Sciences Holdings, Inc.

1440 Davey Road

Woodridge, Illinois 60517

(630) 739-6744

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

R. Cabell Morris, Jr., Esq.

Winston & Strawn LLP

35 West Wacker Drive

Chicago, Illinois 60601

(312) 558-5600

 

Approximate date of commencement of proposed sale to the public:

Not applicable.  This post-effective amendment terminates the registration statement and removes from registration the shares that remain unsold thereunder.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box:    o

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.    o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definition of “accelerated filer” “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer o

 

Accelerated filer o

 

Non-accelerated filer o

 

Smaller reporting company x

 

 

(Do not check if a smaller reporting company)

 

 

 



 

REMOVAL OF UNSOLD SECURITIES AND

TERMINATION OF REGISTRATION STATEMENT

 

Advanced Life Sciences Holdings, Inc., a Delaware corporation (the “Company”), filed a Registration Statement on Form S-1 (Registration No. 333-154579) (the “Registration Statement”), for purposes of registering 10,361,251 shares of common stock of the Company. The Registration Statement was declared effective on December 3, 2008.

 

Pursuant to the undertakings of the Company set forth in Part II of the Registration Statement, this Post-Effective Amendment No. 3 to the Registration Statement is being filed to terminate the Registration Statement and remove from registration the shares of common stock that remain unsold thereunder.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Post-Effective Amendment No. 3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago, Illinois, on the 19th day of June, 2009.

 

 

ADVANCED LIFE SCIENCES HOLDINGS, INC.

 

(Registrant)

 

 

 

 

By:

/s/ Michael T. Flavin

 

 

 

Name:

Michael T. Flavin

 

Title:

Chairman and Chief Executive Officer

 

 

No other person is required to sign this Post-Effective Amendment No. 3 in reliance upon Rule 478 under the Securities Act.

 

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