0000899243-17-012694.txt : 20170510 0000899243-17-012694.hdr.sgml : 20170510 20170510211226 ACCESSION NUMBER: 0000899243-17-012694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170508 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xactly Corp CENTRAL INDEX KEY: 0001322554 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 113744289 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE, SUITE 1700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 977-3132 MAIL ADDRESS: STREET 1: 300 PARK AVENUE, SUITE 1700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Consul Joseph C CENTRAL INDEX KEY: 0001645665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37451 FILM NUMBER: 17832123 MAIL ADDRESS: STREET 1: C/O XACTLY CORPORATION STREET 2: 300 PARK AVENUE SUITE 1700 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-08 0 0001322554 Xactly Corp XTLY 0001645665 Consul Joseph C C/O XACTLY CORPORATION 300 PARK AVENUE, SUITE 1700 SAN JOSE CA 95110 0 1 0 0 CFO, Treasurer & Asst. Sec. Common Stock 2017-05-08 4 M 0 3333 2.16 A 57826 D Common Stock 2017-05-08 4 S 0 3333 11.95 D 54493 D Common Stock 2017-05-10 4 M 0 3333 2.16 A 57826 D Common Stock 2017-05-10 4 S 0 3333 12.0153 D 54493 D Employee Stock Option (right to buy) 2.16 2017-05-08 4 M 0 3333 0.00 D 2022-07-12 Common Stock 3333 187030 D Employee Stock Option (right to buy) 2.16 2017-05-10 4 M 0 3333 0.00 D 2022-07-12 Common Stock 3333 183697 D Includes 1,000 shares acquired under the Issuer's 2015 Employee Stock Purchase Plan on September 20, 2016 in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 10, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.95 to $12.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Shares subject to the option are fully vested and immediately exercisable. /s/ Colleen M. Pouliot, by power of attorney 2017-05-10