-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EZ3V809Pn+ZwoVmyN1STb7y1YG+2/Jj0woE+lwlrjTD3TOQlHpzpgwMZArwveoic WZC3n7eY5UnVfR47WMcX4Q== 0000910680-07-000449.txt : 20070518 0000910680-07-000449.hdr.sgml : 20070518 20070518162658 ACCESSION NUMBER: 0000910680-07-000449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-798-3603 MAIL ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vivo Ventures V, LLC CENTRAL INDEX KEY: 0001399028 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33451 FILM NUMBER: 07865085 BUSINESS ADDRESS: STREET 1: 575 HIGH STREET, SUITE 201 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-688-0818 MAIL ADDRESS: STREET 1: 575 HIGH STREET, SUITE 201 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 f4vivoventures051607_ex.xml VIVO VENTURES V, LLC X0202 4 2007-05-16 1 0001322505 Biodel Inc BIOD 0001399028 Vivo Ventures V, LLC 575 HIGH STREET, SUITE 201 PALO ALTO CA 94301 0 0 1 0 Common Stock 2007-05-16 4 C 0 1078933 0 A 1685632 I See footnote Series B Convertible Preferred Stock 2007-05-16 4 C 0 1078933 0 D Common Stock 1078933 0 I See footnote. The amount shown represents (i) 1,672,147 shares directly held by Vivo Ventures Fund V, L.P. and (ii) 13,485 shares directly held by Vivo Ventures V Affiliates Fund, L.P. , which may be deemed attributable to the Reporting Person because the Reporting Person is the general partner of Vivo Ventures V, L.P. The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein. The Series B Convertible Preferred Stock had no expiration date. It was immediately exercisable and was converted into Common Stock of the Issuer on a one for one basis upon the close of the Issuer's initial public offering. The amount shown represents (i) 1,066,418 shares directly held by Vivo Ventures Fund V, L.P. and (ii) 12,515 shares directly held by Vivo Ventures V Affiliates Fund, L.P., which may be deemed attributable to the Reporting Person because the Reporting Person is the general partner of Vivo Ventures V, L.P. /s/ Albert Cha 2007-05-18 -----END PRIVACY-ENHANCED MESSAGE-----