-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SHLi0/FjLmFUAalNvVFAE1PoI2YPcHu+ZFpFUfnCuyqLko/rtsR2Bgm2AcM13TVF HsmL+NGYbafnzl2iMrAG+A== 0000910680-07-000439.txt : 20070518 0000910680-07-000439.hdr.sgml : 20070518 20070518161027 ACCESSION NUMBER: 0000910680-07-000439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-798-3603 MAIL ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELDSTEIN ROBERT CENTRAL INDEX KEY: 0001398467 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33451 FILM NUMBER: 07864923 BUSINESS ADDRESS: BUSINESS PHONE: 203-798-3600 MAIL ADDRESS: STREET 1: C/O BIODEL INC STREET 2: 6 CHRISTOPHER COLUMBUS AVENUE CITY: DANBURY STATE: CT ZIP: 06810 4 1 f4051607feldstein_ex.xml ROBERT FELDSTEIN X0202 4 2007-05-16 0 0001322505 Biodel Inc BIOD 0001398467 FELDSTEIN ROBERT C/O BIODEL INC 6 CHRISTOPHER COLUMBUS AVENUE DANBURY CT 06810 0 1 0 1 Vice President Patents, Intellectual Property Common Stock 2007-05-17 4 C 0 35425 0 A 70564 D Common Stock 2007-05-16 4 C 0 22492 0 A 70564 D Series A Convertible Preferred Stock 2007-05-17 4 C 0 35425 0 D Common Stock 35425 0 D Series B Convertible Preferred Stock 2007-05-16 4 C 0 22492 0 D Common Stock 22492 0 D Employee Stock Option (right to buy) 1.41 2012-12-22 Common Stock 35425 35425 D Employee Stock Option (right to buy) 5.65 2013-12-14 Common Stock 1772 1772 D Employee Stock Option (right to buy) 12.63 2014-12-18 Common Stock 1772 1772 D The Series A Convertible Preferred Stock had no expiration date. It was immediately exercisable and was converted into Common Stock of the Issuer on a one for five basis immediately subsequent to the date of the close of the Issuer's initial public offering. The Series B Convertible Preferred Stock had no expiration date. It is immediately exercisable and was converted into Common Stock of the Issuer on a one for one basis upon the close of the Issuer's initial public offering. This option is exercisable in four equal installments. The first two installments became exercisable on December 23, 2005 and December 23, 2006 and the next two installments become exercisable on December 23, 2007 and December 23, 2008. This option is exercisable in four equal installments. The first installment became exercisable on December 15, 2006 and the next three installments become exercisable on December 15, 2007, 2008 and 2009. This option is exercisable in four equal installments on December 19, 2007, 2008, 2009 and 2010. /s/ Robert Feldstein 2007-05-18 -----END PRIVACY-ENHANCED MESSAGE-----