-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C1NTADezGFaw/Egn9t9+3zY/jXCrs1jag82aicJbZPDfvDffELi4kKkDUgYOghFn B9UygZgmgIlHFWtREbrwLw== 0000910680-07-000372.txt : 20070510 0000910680-07-000372.hdr.sgml : 20070510 20070510180629 ACCESSION NUMBER: 0000910680-07-000372 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070510 FILED AS OF DATE: 20070510 DATE AS OF CHANGE: 20070510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-798-3603 MAIL ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARE R TIMMIS CENTRAL INDEX KEY: 0001398637 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33451 FILM NUMBER: 07839408 BUSINESS ADDRESS: BUSINESS PHONE: 203-798-3600 MAIL ADDRESS: STREET 1: C/O BIODEL INC STREET 2: 6 CHRISTOPHER COLUMBUS AVENUE CITY: DANBURY STATE: CT ZIP: 06810 3 1 f3-052007waret_ex.xml R TIMMIS WARE X0202 3 2007-05-10 0 0001322505 Biodel Inc BIOD 0001398637 WARE R TIMMIS C/O BIODEL INC 6 CHRISTOPHER COLUMBUS AVENUE DANBURY CT 06810 0 1 0 0 Corp. Secy and General Counsel Common Stock 35425 D Common Stock 17091 I See footnote Employee Stock Option (right to buy) 1.41 2012-12-22 Common Stock 35425 D Employee Stock Option (right to buy) 1.41 2013-05-26 Common Stock 35425 D Employee Stock Option (right to buy) 5.65 2013-12-14 Common Stock 14170 D Employee Stock Option (right to buy) 12.63 2014-12-18 Common Stock 35425 D Series A Convertible Preferred Stock Common Stock 70850 D Series B Convertible Preferred Stock Common Stock 22492 I see footnote The amount shown represents the beneficial ownership of the Issuer's securities by Catherine & Co., which may be deemed attributable to the Reporting Person because the Reporting Person is one of the two partners of Catherine & Co. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. This option is exercisable in four equal installments. The first two installments became exercisable on December 23, 2005 and December 23, 2006 and the next two installments become exercisable on December 23, 2007 and December 23, 2008. This option is exercisable in four equal installments. The first installment became exercisable on May 27, 2006 and the next three installments become exercisable on May 27, 2007, 2008 and 2009. This option is exercisable in four equal installments. The first installment became exercisable on December 15, 2006 and the next three installments become exercisable on December 15, 2007, 2008 and 2009. This option is exercisable in four equal installments on December 19, 2007, 2008, 2009 and 2010. The Series A convertible preferred stock has no expiration date. It is immediately convertible and will automatically convert into Common Stock of the Issuer upon the close of the Issuer's initial public offering on a one for five basis. The Series B convertible preferred sotck has no expiration date. It is immediately convertible and will automatically convert into Common Stock of the Issuer upon the close of the Issuer's initial public offering on a one for one basis. /s/ R. Timmis Ware 2007-05-10 -----END PRIVACY-ENHANCED MESSAGE-----