0001209191-23-036032.txt : 20230609
0001209191-23-036032.hdr.sgml : 20230609
20230609184058
ACCESSION NUMBER: 0001209191-23-036032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230607
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gores Alec E
CENTRAL INDEX KEY: 0001322454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38791
FILM NUMBER: 231006714
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEG Holdings, LLC
CENTRAL INDEX KEY: 0001694360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38791
FILM NUMBER: 231006715
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-531-1000
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Luminar Technologies, Inc./DE
CENTRAL INDEX KEY: 0001758057
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831804317
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2603 DISCOVERY DRIVE, SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 407-900-5259
MAIL ADDRESS:
STREET 1: 2603 DISCOVERY DRIVE, SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
FORMER COMPANY:
FORMER CONFORMED NAME: Luminar Technologies, Inc./FL
DATE OF NAME CHANGE: 20201203
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Metropoulos, Inc.
DATE OF NAME CHANGE: 20181102
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-07
0
0001758057
Luminar Technologies, Inc./DE
LAZR
0001694360
AEG Holdings, LLC
9800 WILSHIRE BLVD.
BEVERLY HILLS
CA
90212
1
0
0
0
0001322454
Gores Alec E
C/O LUMINAR TECHNOLOGIES, INC.
2603 DISCOVERY DRIVE, SUITE 100
ORLANDO
FL
32826
1
0
0
0
0
Class A Common Stock
2023-06-07
4
A
0
31855
0.00
A
71424
D
Class A Common Stock
4584395
I
See Footnotes
Class A Common Stock
152534
I
See Footnotes
Class A Common Stock
248145
I
See Footnotes
Class A Common Stock
150000
I
See Footnotes
Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Each annual RSU Award shall vest in full on the first to occur of (i) the 1-year anniversary of the grant date, June 7, 2024 or (ii) the date of the next Annual Meeting, subject to Alec Gores' continued service as a member of the Board through such vesting date.
Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Mr. Gores is the managing member of AEG. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Held of record by Pacific Credit Corp. ("PCC"). Mr. Gores is a member of and has dispositive powers for PCC. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC.
The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
AEG HOLDINGS, LLC, By: /s/ Andrew McBride, Attorney-in-Fact
2023-06-09
ALEC GORES, By: /s/ Andrew McBride, Attorney-in-Fact
2023-06-09