0001209191-21-070698.txt : 20211220
0001209191-21-070698.hdr.sgml : 20211220
20211220202817
ACCESSION NUMBER: 0001209191-21-070698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211216
FILED AS OF DATE: 20211220
DATE AS OF CHANGE: 20211220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gores Alec E
CENTRAL INDEX KEY: 0001322454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38791
FILM NUMBER: 211506590
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEG Holdings, LLC
CENTRAL INDEX KEY: 0001694360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38791
FILM NUMBER: 211506591
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-531-1000
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Luminar Technologies, Inc./DE
CENTRAL INDEX KEY: 0001758057
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831804317
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2603 DISCOVERY DRIVE, SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 407-900-5259
MAIL ADDRESS:
STREET 1: 2603 DISCOVERY DRIVE, SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
FORMER COMPANY:
FORMER CONFORMED NAME: Luminar Technologies, Inc./FL
DATE OF NAME CHANGE: 20201203
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Metropoulos, Inc.
DATE OF NAME CHANGE: 20181102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-16
0
0001758057
Luminar Technologies, Inc./DE
LAZR
0001694360
AEG Holdings, LLC
9800 WILSHIRE BLVD.
BEVERLY HILLS
CA
90212
1
0
0
0
0001322454
Gores Alec E
C/O LUMINAR TECHNOLOGIES, INC.
2603 DISCOVERY DRIVE, SUITE 100
ORLANDO
FL
32826
1
0
0
0
Class A Common Stock
2021-12-16
4
P
0
3586
15.07
A
12692
D
Class A Common Stock
1252574
I
See Footnote
Class A Common Stock
152534
I
See Footnote
Class A Common Stock
248145
I
See Footnote
Class A Common Stock
150000
I
See Footnote
Class A Common Stock
2931381
I
See Footnote
Consists of shares owned by Alec Gores.
The Class A Shares are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
The Class A Shares are held of record by the NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The Class A Shares are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The Class A Shares are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The Class A Shares are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG.
By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC
2021-12-20
By: /s/ Andrew McBride, Attorney-in-Fact for Alec Gores
2021-12-20