0001209191-21-070698.txt : 20211220 0001209191-21-070698.hdr.sgml : 20211220 20211220202817 ACCESSION NUMBER: 0001209191-21-070698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211216 FILED AS OF DATE: 20211220 DATE AS OF CHANGE: 20211220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gores Alec E CENTRAL INDEX KEY: 0001322454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38791 FILM NUMBER: 211506590 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BOULEVARD STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AEG Holdings, LLC CENTRAL INDEX KEY: 0001694360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38791 FILM NUMBER: 211506591 BUSINESS ADDRESS: STREET 1: 6260 LOOKOUT RD. CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-531-1000 MAIL ADDRESS: STREET 1: 6260 LOOKOUT RD. CITY: BOULDER STATE: CO ZIP: 80301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Luminar Technologies, Inc./DE CENTRAL INDEX KEY: 0001758057 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 831804317 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2603 DISCOVERY DRIVE, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 407-900-5259 MAIL ADDRESS: STREET 1: 2603 DISCOVERY DRIVE, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 FORMER COMPANY: FORMER CONFORMED NAME: Luminar Technologies, Inc./FL DATE OF NAME CHANGE: 20201203 FORMER COMPANY: FORMER CONFORMED NAME: Gores Metropoulos, Inc. DATE OF NAME CHANGE: 20181102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-16 0 0001758057 Luminar Technologies, Inc./DE LAZR 0001694360 AEG Holdings, LLC 9800 WILSHIRE BLVD. BEVERLY HILLS CA 90212 1 0 0 0 0001322454 Gores Alec E C/O LUMINAR TECHNOLOGIES, INC. 2603 DISCOVERY DRIVE, SUITE 100 ORLANDO FL 32826 1 0 0 0 Class A Common Stock 2021-12-16 4 P 0 3586 15.07 A 12692 D Class A Common Stock 1252574 I See Footnote Class A Common Stock 152534 I See Footnote Class A Common Stock 248145 I See Footnote Class A Common Stock 150000 I See Footnote Class A Common Stock 2931381 I See Footnote Consists of shares owned by Alec Gores. The Class A Shares are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. The Class A Shares are held of record by the NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household. The Class A Shares are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household. The Class A Shares are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household. The Class A Shares are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG. By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC 2021-12-20 By: /s/ Andrew McBride, Attorney-in-Fact for Alec Gores 2021-12-20