0000950170-24-070953.txt : 20240607
0000950170-24-070953.hdr.sgml : 20240607
20240607180729
ACCESSION NUMBER: 0000950170-24-070953
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240605
FILED AS OF DATE: 20240607
DATE AS OF CHANGE: 20240607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gores Alec E
CENTRAL INDEX KEY: 0001322454
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38791
FILM NUMBER: 241030971
MAIL ADDRESS:
STREET 1: 10877 WILSHIRE BOULEVARD
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEG Holdings, LLC
CENTRAL INDEX KEY: 0001694360
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38791
FILM NUMBER: 241030972
BUSINESS ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-531-1000
MAIL ADDRESS:
STREET 1: 6260 LOOKOUT RD.
CITY: BOULDER
STATE: CO
ZIP: 80301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Luminar Technologies, Inc./DE
CENTRAL INDEX KEY: 0001758057
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 831804317
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2603 DISCOVERY DRIVE, SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 407-900-5259
MAIL ADDRESS:
STREET 1: 2603 DISCOVERY DRIVE, SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
FORMER COMPANY:
FORMER CONFORMED NAME: Luminar Technologies, Inc./FL
DATE OF NAME CHANGE: 20201203
FORMER COMPANY:
FORMER CONFORMED NAME: Gores Metropoulos, Inc.
DATE OF NAME CHANGE: 20181102
4
1
ownership.xml
4
X0508
4
2024-06-05
0001758057
Luminar Technologies, Inc./DE
LAZR
0001694360
AEG Holdings, LLC
9800 WILSHIRE BLVD.
BEVERLY HILLS
CA
90212
true
false
false
false
0001322454
Gores Alec E
C/O LUMINAR TECHNOLOGIES, INC.
2603 DISCOVERY DRIVE, SUITE 100
ORLANDO
FL
32826
true
false
false
false
false
Class A Common Stock
2024-06-05
4
A
false
123254
0
A
204174
D
Class A Common Stock
4584395
I
See Footnote
Class A Common Stock
152534
I
See Footnote
Class A Common Stock
248145
I
See Footnote
Class A Common Stock
150000
I
See Footnote
Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Each annual RSU award shall vest in full on the first to occur of (i) the one-year anniversary of the grant date, June 5, 2025 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Mr. Gores is the managing member of AEG. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Held of record by Pacific Credit Corp. ("PCC"). Mr. Gores is a member of and has dispositive powers for PCC. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC.
The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
AEG HOLDINGS, LLC, By: /s/ Alec Gores, Chairman
2024-06-07
/s/ ALEC GORES
2024-06-07