0001567619-21-001354.txt : 20210121 0001567619-21-001354.hdr.sgml : 20210121 20210121201337 ACCESSION NUMBER: 0001567619-21-001354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210121 DATE AS OF CHANGE: 20210121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDENTREE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001278951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33831 FILM NUMBER: 21543424 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128473500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GoldenTree Asset Management LLC CENTRAL INDEX KEY: 0001435627 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33831 FILM NUMBER: 21543425 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-847-3500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tananbaum Steven A. CENTRAL INDEX KEY: 0001435626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33831 FILM NUMBER: 21543426 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Bulk Shipping Inc. CENTRAL INDEX KEY: 0001322439 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 980450435 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: 5TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-276-8100 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: 5TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 4 1 doc1.xml FORM 4 X0306 4 2021-01-19 0 0001322439 Eagle Bulk Shipping Inc. EGLE 0001278951 GOLDENTREE ASSET MANAGEMENT LP 300 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 0 0 1 0 0001435627 GoldenTree Asset Management LLC 300 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 0 0 1 0 0001435626 Tananbaum Steven A. 300 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2021-01-19 4 S 0 1331 23.82 D 1421 I See footnotes Common Stock 2021-01-19 4 S 0 219 23.82 D 4638 I See footnotes Common Stock 2021-01-19 4 S 0 417 23.82 D 71914 I See footnotes Common Stock 2021-01-19 4 S 0 222 23.82 D 237 I See footnotes Common Stock 2021-01-19 4 S 0 1211 23.82 D 0 I See footnotes Common Stock 16960 I See footnotes Common Stock 38905 I See footnotes Common Stock 271109 I See footnotes Common Stock 1687912 I See footnotes Common Stock 33044 I See footnotes Common Stock 100430 I See footnotes Common Stock 5900 I See footnotes Common Stock 343561 I See footnotes Common Stock 24385 I See footnotes Common Stock 7775 I See footnotes Common Stock 9395 I See footnotes Common Stock 5950 I See footnotes Common Stock 432272 I See footnotes See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Exhibit Index ------------- Exhibit 99.1 - Explanation of Responses GoldenTree Asset Management LP By: GoldenTree Asset Management LLC, its General Partner, /s/ Steven A. Tananbaum 2021-01-21 GoldenTree Asset Management LLC, /s/ Steven A. Tananbaum 2021-01-21 /s/ Steven A. Tananbaum 2021-01-21 EX-99.1 2 g32653483a.htm EXPLANATION OF RESPONSES
Explanation of Responses:
(1) This Form 4 is filed on behalf of GoldenTree Asset Management LP (the “Advisor”), GoldenTree Asset Management LLC (the “General Partner”) and Steven A. Tananbaum (collectively, the “Reporting Persons”).  The Advisor is the investment manager or advisor to GoldenTree Distressed Fund 2014 LP (“GDF”), GT NM, L.P. (“GTNM”), GoldenTree Distressed Master Fund 2014 Ltd. (“GDMF”), GoldenTree Master Fund, Ltd. (“GMF”), GoldenTree Entrust Master Fund SPC on behalf of and for the account of Segregated Portfolio I (“GSPC”), GoldenTree 2004 Trust (“GT”), and GoldenTree NJ Distressed Fund 2015 LP (“GNJ” and together with GDF, GTNM, GDMF, GSPC, GT and GNJ the “Funds”) and certain separate accounts managed by the Advisor (the “Managed Accounts”) and may be deemed to have a pecuniary interest in the Common Stock directly held by the Funds and held in the Managed Accounts.  The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest.  Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.  Each Fund disclaims beneficial ownership of the shares held directly by each other Fund and the Managed Accounts.  In accordance with instruction 4(b)(iv), the entire number of the securities that may be deemed to be beneficially owned by the Reporting Persons is reported herein. Each Reporting Person disclaims beneficial ownership of the shares held by any other person, except to the extent of its indirect pecuniary interest therein.
(2) Common Stock held directly by a separate account managed by GoldenTree Asset Management LP.
(3) Common Stock held directly by GTNM.
(4) Common Stock held directly by a separate account managed by Advisor.
(5) Common Stock held directly by a separate account managed by GoldenTree Asset Management LP.
(6) Common Stock held directly by GSPC.
(7) Common Stock held directly by a separate account managed by Advisor.
(8) Common Stock held directly by a separate account managed by Advisor.
(9) Common Stock held directly by GDF.
(10) Common Stock held directly by GDMF.
(11) Common Stock held directly by a separate account managed by Advisor.
(12) Common Stock held directly by GMF.
(13) Common Stock held directly by a separate account managed by Advisor.
(14) Common Stock held directly by GNJ.
(15) Common Stock held directly by a separate account managed by Advisor.
(16) Common Stock held directly by a separate account managed by Advisor.
(17) Common Stock held directly by a separate account managed by Advisor.
(18) Common Stock held directly by a separate account managed by Advisor.
(19) Common Stock held directly by GT.