0001567619-20-021497.txt : 20201222 0001567619-20-021497.hdr.sgml : 20201222 20201222173238 ACCESSION NUMBER: 0001567619-20-021497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201222 DATE AS OF CHANGE: 20201222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tananbaum Steven A. CENTRAL INDEX KEY: 0001435626 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33831 FILM NUMBER: 201409083 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GoldenTree Asset Management LLC CENTRAL INDEX KEY: 0001435627 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33831 FILM NUMBER: 201409084 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-847-3500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDENTREE ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001278951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33831 FILM NUMBER: 201409085 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128473500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Bulk Shipping Inc. CENTRAL INDEX KEY: 0001322439 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 980450435 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: 5TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-276-8100 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE STREET 2: 5TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 4 1 doc1.xml FORM 4 X0306 4 2020-12-18 0 0001322439 Eagle Bulk Shipping Inc. EGLE 0001278951 GOLDENTREE ASSET MANAGEMENT LP 300 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 0 0 1 0 0001435627 GoldenTree Asset Management LLC 300 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 0 0 1 0 0001435626 Tananbaum Steven A. 300 PARK AVENUE 21ST FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2020-12-18 4 P 0 16960 17.25 A 16960 I See footnotes Common Stock 2020-12-18 4 P 0 38905 17.25 A 38905 I See footnotes Common Stock 2020-12-18 4 P 0 96925 17.25 A 271109 I See footnotes Common Stock 2020-12-18 4 P 0 603445 17.25 A 1687912 I See footnotes Common Stock 2020-12-18 4 P 0 32980 17.25 A 33044 I See footnotes Common Stock 2020-12-18 4 P 0 100430 17.25 A 100430 I See footnotes Common Stock 2020-12-18 4 P 0 5900 17.25 A 5900 I See footnotes Common Stock 2020-12-18 4 P 0 123800 17.25 A 343561 I See footnotes Common Stock 2020-12-18 4 P 0 24385 17.25 A 24385 I See footnotes Common Stock 2020-12-18 4 P 0 7775 17.25 A 7775 I See footnotes Common Stock 2020-12-18 4 P 0 9395 17.25 A 9395 I See footnotes Common Stock 2020-12-18 4 P 0 5950 17.25 A 5950 I See footnotes Common Stock 2020-12-18 4 P 0 24310 17.25 A 72331 I See footnotes Common Stock 1211 I See footnotes Common Stock 432272 I See footnotes Common Stock 2752 I See footnotes Common Stock 459 I See footnotes Common Stock 4857 I See footnotes See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 GoldenTree Asset Management LP, By: GoldenTree Asset Management LLC, its General Partner, by /s/ Steven A. Tananbaum 2020-12-22 GoldenTree Asset Management LLC, by /s/ Steven A. Tananbaum 2020-12-22 /s/ Steven A. Tananbaum 2020-12-22 EX-99.1 2 g32653483a.htm EXPLANATION OF RESPONSES
Exhibit 99.1
Explanation of Responses:
(1) This Form 4 is filed on behalf of GoldenTree Asset Management LP (the “Advisor”), GoldenTree Asset Management LLC (the “General Partner”) and Steven A. Tananbaum (collectively, the “Reporting Persons”).  The Advisor is the investment manager or advisor to GoldenTree Distressed Fund 2014 LP (“GDF”), GT NM, L.P. (“GTNM”), GoldenTree Distressed Master Fund 2014 Ltd. (“GDMF”), GoldenTree Master Fund, Ltd. (“GMF”), GoldenTree Entrust Master Fund SPC on behalf of and for the account of Segregated Portfolio I (“GSPC”), GoldenTree 2004 Trust (“GT”), and GoldenTree NJ Distressed Fund 2015 LP (“GNJ” and together with GDF, GTNM, GDMF, GSPC, GT and GNJ the “Funds”) and certain separate accounts managed by the Advisor (the “Managed Accounts”) and may be deemed to have a pecuniary interest in the Common Stock directly held by the Funds and held in the Managed Accounts.  The General Partner is the general partner of the Advisor and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor has a pecuniary interest.  Steven A. Tananbaum is the managing member of the General Partner and may be deemed to have a pecuniary interest in the Common Stock reported herein in which the Advisor and the General Partner have a pecuniary interest.  Each Fund disclaims beneficial ownership of the shares held directly by each other Fund and the Managed Accounts.  In accordance with instruction 4(b)(iv), the entire number of the securities that may be deemed to be beneficially owned by the Reporting Persons is reported herein. Each Reporting Person disclaims beneficial ownership of the shares held by any other person, except to the extent of its indirect pecuniary interest therein.
(2) Common Stock held directly by a separate account managed by Advisor.
(3) Common Stock held directly by a separate account managed by Advisor.
(4) Common Stock held directly by GDF.
(5) Common Stock held directly by GDMF.
(6) Common Stock held directly by a separate account managed by Advisor.
(7) Common Stock held directly by GMF.
(8) Common Stock held directly by a separate account managed by Advisor.
(9) Common Stock held directly by GNJ.
(10) Common Stock held directly by a separate account managed by Advisor.
(11) Common Stock held directly by a separate account managed by Advisor.
(12) Common Stock held directly by a separate account managed by Advisor.
(13) Common Stock held directly by a separate account managed by Advisor.
(14) Common Stock held directly by a separate account managed by Advisor.
(15) Common Stock held directly by GSPC.
(16) Common Stock held directly by GT.
(17) Common Stock held directly by a separate account managed by GoldenTree Asset Management LP.
(18) Common Stock held directly by a separate account managed by GoldenTree Asset Management LP.
(19) Common Stock held directly by GTNM.