0001144204-12-062023.txt : 20121114
0001144204-12-062023.hdr.sgml : 20121114
20121114102308
ACCESSION NUMBER: 0001144204-12-062023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121112
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klein Mark D
CENTRAL INDEX KEY: 0001322402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 121201562
MAIL ADDRESS:
STREET 1: LADENBURG THALMANN FINANCIAL SERVICES
STREET 2: 590 MADISON AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GSV Capital Corp.
CENTRAL INDEX KEY: 0001509470
IRS NUMBER: 274443543
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2965 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
BUSINESS PHONE: (650) 294-4777
MAIL ADDRESS:
STREET 1: 2965 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt Innovation Corp.
DATE OF NAME CHANGE: 20110331
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt BDC Capital Corp.
DATE OF NAME CHANGE: 20110105
4
1
v328397_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-11-12
0
0001509470
GSV Capital Corp.
GSVC
0001322402
Klein Mark D
C/O GSV CAPITAL CORP.
2965 WOODSIDE ROAD
WOODSIDE
CA
94062
1
0
0
0
Common Stock
2012-11-12
4
P
0
148
7.03
A
22765
D
Common Stock
2012-11-12
4
P
0
52
7.04
A
22817
D
Common Stock
2012-11-12
4
P
0
4800
7.05
A
27617
D
/s/ Mark D. Klein
2012-11-14