0001144204-12-062023.txt : 20121114 0001144204-12-062023.hdr.sgml : 20121114 20121114102308 ACCESSION NUMBER: 0001144204-12-062023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121112 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein Mark D CENTRAL INDEX KEY: 0001322402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 121201562 MAIL ADDRESS: STREET 1: LADENBURG THALMANN FINANCIAL SERVICES STREET 2: 590 MADISON AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSV Capital Corp. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: (650) 294-4777 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 FORMER COMPANY: FORMER CONFORMED NAME: NeXt BDC Capital Corp. DATE OF NAME CHANGE: 20110105 4 1 v328397_4.xml OWNERSHIP DOCUMENT X0306 4 2012-11-12 0 0001509470 GSV Capital Corp. GSVC 0001322402 Klein Mark D C/O GSV CAPITAL CORP. 2965 WOODSIDE ROAD WOODSIDE CA 94062 1 0 0 0 Common Stock 2012-11-12 4 P 0 148 7.03 A 22765 D Common Stock 2012-11-12 4 P 0 52 7.04 A 22817 D Common Stock 2012-11-12 4 P 0 4800 7.05 A 27617 D /s/ Mark D. Klein 2012-11-14