0001144204-12-049215.txt : 20120831 0001144204-12-049215.hdr.sgml : 20120831 20120831135626 ACCESSION NUMBER: 0001144204-12-049215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120830 FILED AS OF DATE: 20120831 DATE AS OF CHANGE: 20120831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein Mark D CENTRAL INDEX KEY: 0001322402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 121068022 MAIL ADDRESS: STREET 1: LADENBURG THALMANN FINANCIAL SERVICES STREET 2: 590 MADISON AVENUE, 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSV Capital Corp. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: (650) 294-4777 MAIL ADDRESS: STREET 1: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 FORMER COMPANY: FORMER CONFORMED NAME: NeXt BDC Capital Corp. DATE OF NAME CHANGE: 20110105 4 1 v322863_form4.xml FORM 4 X0306 4 2012-08-30 0001509470 GSV Capital Corp. GSVC 0001322402 Klein Mark D C/O GSV CAPITAL CORP. 2965 WOODSIDE ROAD WOODSIDE CA 94062 1 0 0 0 Common Stock 2012-08-30 4 P 0 2500 8.75 A 22667 D Includes 1,667 shares held by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein by virtue of his ownership interest therein. /s/ Mark D. Klein 2012-08-31