0000899140-16-000971.txt : 20160122 0000899140-16-000971.hdr.sgml : 20160122 20160122131303 ACCESSION NUMBER: 0000899140-16-000971 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160122 DATE AS OF CHANGE: 20160122 EFFECTIVENESS DATE: 20160122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARCHSTONE EQUITY STRATEGIES FUND LTD CENTRAL INDEX KEY: 0001322305 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-75402 FILM NUMBER: 161355684 BUSINESS ADDRESS: STREET 1: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD STREET 2: REGATTA OFFICE PARK, WEST BAY ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: (5999) 732-2222 MAIL ADDRESS: STREET 1: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD STREET 2: REGATTA OFFICE PARK, WEST BAY ROAD CITY: GRAND CAYMAN STATE: E9 ZIP: 00000 D/A 1 primary_doc.xml X0707 D/A LIVE 0001322305 ARCHSTONE EQUITY STRATEGIES FUND LTD CITCO FUND SERVICES (CAYMAN ISLANDS) LTD REGATTA OFFICE PARK, WEST BAY ROAD GRAND CAYMAN E9 CAYMAN ISLANDS 00000 (5999) 732-2222 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company with Limited Company. true Alfred J Shuman 360 Madison Avenue, 20th Floor New York NY NEW YORK 10017 Director Joseph Pignatelli 360 Madison Avenue, 20th Floor New York NY NEW YORK 10017 Director David Bree dms Corporate Services Ltd. dms House, 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1108 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000097 2005-01-01 true true true false 100000 Morgan Keegan and Company, Inc. ("MK&C") 4161 Morgan Keegan and Company, Inc. ("MK&C") 4161 Fifty Front Street, Morgan Keegan Tower Memphis TN TENNESSEE 38103-9980 All States false RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") 705 RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") 705 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Indefinite 292453022 Indefinite Responses in Items #13 and #14 are estimates. false 82 2940 true 0 Estimated fees are based upon the receipt of a percentage of the portion of the AUM contributed as a result of placement agent services, starting from the inception of the Fund. 0 true false ARCHSTONE EQUITY STRATEGIES FUND LTD Joseph Pignatelli, Jr Joseph Pignatelli, Jr Director 2016-01-22