EX-FILING FEES 3 tm248832d1_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107.1

 

CALCULATION OF REGISTRATION FEE

 

Form F-3

 

Origin Agritech Limited 

(Exact Name of Registrant as Specified in its Charter)

 

Table 1 – Newly Registered Securities and Carry Forward Securities

  

                         
    Security
Type
  Security
Class
Title 
  Fee
Calculation
or Carry
Forward
Rule 
  Amount
Registered 
  Proposed
Maximum
Offering
Price Per
  Unit  
  Maximum
Aggregate
Offering
Price  
  Fee
Rate  
  Amount of
Registration
Fee  
  Carry
Forward
Form
Type
  Carry
Forward
File
Number  
  Carry
Forward
Initial
effective
date
  Filing
Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         
Fees to Be Paid   Equity   Ordinary Share, no par value   457(o)   (1)   (2)   (2)                        
                         
    Other   Warrants   457(o)   (1)   (2)   (2)                        
                                                 
    Other   Units   457(o)   (1)   (2)   (2)                        
                         
    Unallocated (Universal) Shelf       457(o)   (1)   (2)   $30,000,000   $.00014760   $4,428.00                
                         
Fees Previously Paid   N/A   N/A   N/A   N/A   N/A   N/A       N/A                
 
Carry Forward Securities
                         
Carry Forward Securities   Equity   Ordinary Shares, no par value per share   415(a)(6)    (1)   (2)                            
                         
    Equity   Preferred Stock, $0.001 par value per share   415(a)(6)    (1)   (2)                            
    Other   Warrants   415(a)(6)    (1)   (2)                            
                         
    Unallocated (Universal) Shelf        415(a)(6)   (1)   (2)   $20,418,077.93 (3)   $.0001091   $2,227.61 (3)   F-3   333-253866    March 15, 2021     
                   
    Total Offering Amounts        $50,418,077.93       $4,428.00                
                   
    Total Fees Previously Paid                                 
                   
    Total Fee Offsets                                 
                                     
    Net Fee Due               $4,428.00                
                   

 

(1) There are being registered hereunder, an indeterminate number or amount, as the case may be, of ordinary shares and warrants to purchase ordinary shares, and units, as may be offered by the registrant from time to time, which together shall have an aggregate initial offering price not to exceed $50,418,077. The securities included hereunder may be sold separately or as units with other securities registered hereunder. The securities included hereunder also include an indeterminate number of securities as may be issued that provide for conversion or exchange, upon exercise of warrants, or pursuant to the anti-dilution provisions of any of such securities. In addition, pursuant to Rule 416 of the Securities Act of 1933, as amended, or the Securities Act, this registration statement also covers any additional securities that may be offered or issued in connection with any stock splits, stock dividends or similar transactions. Includes rights to acquire ordinary shares of the Company under any shareholder rights plan then in effect, if applicable under the terms of any such plan.
(2) The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities covered by this registration statement and is not specified as to each class of security.
(3) The registrant previously paid registration fees in the aggregate of $2,727.50 with respect to a Registration Statement on Form F-3, as amended (File No. 333- 253866) (the “Prior Registration Statement”). Pursuant to Rule 415(a)(6) (“Rule 415(a)(6)”) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), the securities registered pursuant to this Registration Statement on Form S-3 (this “Registration Statement”) include $20,418,077.93  of securities previously registered on the Prior Registration Statement which remain unsold (the “Unsold Securities”). Pursuant to Rule 415(a)(6), the registration fee of $2,227.61 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement) is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. The registrant is also registering new securities on this Registration Statement with an aggregate maximum offering price of $30,000,000 (the “New Securities”), which aggregate offering price is not specified as to each class of securities in reliance upon Rule 457(o) promulgated under the Securities Act. A filing fee of $4,428.00 with respect to the New Securities is being paid in connection with the filing of this Registration Statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this Registration Statement or 180 days after the third anniversary of the initial effective date of the Prior Registration Statement.