0001626509-15-000004.txt : 20150603 0001626509-15-000004.hdr.sgml : 20150603 20150603112807 ACCESSION NUMBER: 0001626509-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merrick Caren D CENTRAL INDEX KEY: 0001626509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34007 FILM NUMBER: 15909195 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-06-01 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001626509 Merrick Caren D 1521 WESTBRANCH DRIVE SUIRE 100 MCLEAN VA 22102 1 0 0 0 Common Stock 2015-06-01 4 P 0 1965 7.6299 A 1965 D Michael LiCalsi, Attorney-in-fact 2015-06-03