0001475246-20-000062.txt : 20200323 0001475246-20-000062.hdr.sgml : 20200323 20200323111432 ACCESSION NUMBER: 0001475246-20-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200320 FILED AS OF DATE: 20200323 DATE AS OF CHANGE: 20200323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN JULIA CENTRAL INDEX KEY: 0001639103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 20734130 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-20 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001639103 RYAN JULIA 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 Chief Financial Officer Common stock 2020-03-20 4 P 0 2500 8.175 A 4000 D Michael LiCalsi, Attorney-in-fact 2020-03-23