0001475246-20-000036.txt : 20200316 0001475246-20-000036.hdr.sgml : 20200316 20200316133757 ACCESSION NUMBER: 0001475246-20-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LiCalsi Michael CENTRAL INDEX KEY: 0001475246 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 20716497 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DR. CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-03-16 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001475246 LiCalsi Michael 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 General Counsel and Secretary Common stock 2020-03-16 4 P 0 1000 8.7348 A 9144 D Michael LiCalsi 2020-03-16