0001475246-18-000066.txt : 20181109 0001475246-18-000066.hdr.sgml : 20181109 20181109122914 ACCESSION NUMBER: 0001475246-18-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYAN JULIA CENTRAL INDEX KEY: 0001639103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 181172098 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-11-08 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001639103 RYAN JULIA 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 0 1 0 0 Chief Financial Officer Common stock 2018-11-08 4 P 0 1500 9.98 A 1500 D Michael LiCalsi, Attorney-in-fact 2018-11-09