Gladstone Investment Corporation (Form: 8-K)

0001299933-14-001832.txt : 20141125 0001299933-14-001832.hdr.sgml : 20141125 20141125163111 ACCESSION NUMBER: 0001299933-14-001832 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20141124 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20141125 DATE AS OF CHANGE: 20141125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34007 FILM NUMBER: 141249997 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 8-K 1 htm_50902.htm LIVE FILING Gladstone Investment Corporation (Form: 8-K)

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of Earliest Event Reported):		November 24, 2014

Gladstone Investment Corporation
__________________________________________
(Exact name of registrant as specified in its charter)


Delaware	001-34007	83-0423116
_____________________ (State or other jurisdiction	_____________ (Commission	______________ (I.R.S. Employer
of incorporation)	File Number)	Identification No.)

1521 Westbranch Drive, Suite 100, McLean, Virginia		22102
_________________________________ (Address of principal executive offices)		___________ (Zip Code)


Registrant’s telephone number, including area code:		703-287-5800

Not Applicable
______________________________________________
Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Item 7.01 Regulation FD Disclosure.

On November 25, 2014, Gladstone Investment Corporation (the "Company") issued a press release, filed herewith as Exhibit 99.1, announcing that its board of directors declared monthly cash distribution for the Company’s 6.75% Series B Cumulative Term Preferred Stock for December 2014.

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities and Exchange Act of 1934, and shall not be deemed incorporated by reference into any filings made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

99.1 Press Release issued by Gladstone Investment Corporation, dated November 25, 2014.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	Gladstone Investment Corporation

November 25, 2014	By:	/s/ David Watson

		Name: David Watson
		Title: Chief Financial Officer & Treasurer

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Exhibit Index


Exhibit No.		Description

99.1		Press Release issued by Gladstone Investment Corporation, dated November 25, 2014.

EX-99.1 2 exhibit1.htm EX-99.1 EX-99.1

Exhibit 99.1

Gladstone Investment Corporation Announces Distribution for Its Newly Issued Term Preferred
Stock

MCLEAN, VA, November 25, 2014 – Gladstone Investment Corporation (NASDAQ: GAIN) (the “Company”) announced today that on November 24, 2014, its board of directors declared the following cash distribution.

Term Preferred Stock: $0.225 per share of the Company’s 6.75% Series B Cumulative Term Preferred Stock (“Series B Term Preferred Stock”), payable per the table below. The distribution is comprised of a full monthly amount for December 2014 ($0.140625) and a prorated monthly amount for November 2014 ($0.084375), reflecting the number of days the Series B Term Preferred Stock was issued and outstanding during the month of November 2014. The Series B Term Preferred Stock trades on the NASDAQ under the symbol “GAINO.”

Summary Table for Series B Term Preferred Stock cash distributions:


Ex-Dividend Date	Record Date	Payment Date	Cash Distribution
December 17	December 19	December 31	$	0.225

Gladstone Investment Corporation is a publicly traded business development company that seeks to make debt and equity investments in small and mid-sized businesses in the United States in connection with acquisitions, changes in control and recapitalizations. Information on the business activities of all the Gladstone funds can be found at www.gladstonecompanies.com.

For Investor Relations inquiries related to any of the monthly dividend paying Gladstone funds, please visit www.gladstone.com.

Source: Gladstone Investment Corporation

For further information: Gladstone Investment Corporation, +1-703-287-5893