0001062993-22-020890.txt : 20221018 0001062993-22-020890.hdr.sgml : 20221018 20221018085735 ACCESSION NUMBER: 0001062993-22-020890 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221011 FILED AS OF DATE: 20221018 DATE AS OF CHANGE: 20221018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Novara Paula CENTRAL INDEX KEY: 0001950858 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00704 FILM NUMBER: 221315004 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE, SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2022-10-11 0 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0001950858 Novara Paula 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22102 1 0 0 0 Common Stock 1333 D /s/ Michael LiCalsi, attorney-in-fact 2022-10-18