0001968582-24-000449.txt : 20240603 0001968582-24-000449.hdr.sgml : 20240603 20240603171259 ACCESSION NUMBER: 0001968582-24-000449 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240603 DATE AS OF CHANGE: 20240603 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 241014772 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Roberts Johanna CENTRAL INDEX KEY: 0001751980 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: PENUMBRA, INC. STREET 2: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 144 1 primary_doc.xml 144 0001751980 XXXXXXXX LIVE 0001321732 Penumbra, Inc. 001-37557 One Penumbra Place Alameda CA 94502 510-748-3200 Johanna Roberts Officer Common Stock J.P. Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

1800 342684 38764917 06/03/2024 NYSE Common Stock 11/21/2016 RSU Vesting, ESPP, Option Exericise Issuer N 1800 11/21/2016 Compensation N Johanna Roberts

C/o Penumbra, Inc. One Penumbra Place Alameda CA 94502

Common Stock 04/01/2024 600 720000 Johanna Roberts

C/o Penumbra, Inc. One Penumbra Place Alameda CA 94502

Common Stock 05/13/2024 600 360000 The shares represented by this filing are RSU Vestings, ESPP, and Options previously exercised between 11/21/16 - 11/15/22. 06/03/2024 11/29/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Johanna Roberts