0001968582-23-000730.txt : 20231201 0001968582-23-000730.hdr.sgml : 20231201 20231201170549 ACCESSION NUMBER: 0001968582-23-000730 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 231460413 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Roberts Johanna CENTRAL INDEX KEY: 0001751980 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: PENUMBRA, INC. STREET 2: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 144 1 primary_doc.xml 144 0001751980 XXXXXXXX LIVE 0001321732 Penumbra, Inc. 001-37557 One Penumbra Place Alameda CA 94502 510-748-3200 Johanna Roberts Officer Common Stock JP Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

2100 478275 38596366 12/01/2023 NYSE Common 05/19/2019 RSU Vesting Issuer N 2100 05/19/2019 Compensation N Johanna Roberts

C/o Penumbra, Inc. One Penumbra Place Alameda CA 94502

Common 10/02/2023 600 142691 Johanna Roberts

C/o Penumbra, Inc. One Penumbra Place Alameda CA 94502

Common 11/14/2023 600 128481 This filing is for RSU shares vest during 05/19/2019 -05/15/2022 12/01/2023 11/28/2022 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Johanna Roberts