0001321732-24-000062.txt : 20240508 0001321732-24-000062.hdr.sgml : 20240508 20240508194107 ACCESSION NUMBER: 0001321732-24-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240506 FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bose Arani CENTRAL INDEX KEY: 0001651318 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 24928046 MAIL ADDRESS: STREET 1: 1351 HARBOR BAY PARKWAY CITY: ALAMEDA STATE: CA ZIP: 94502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wk-form4_1715211655.xml FORM 4 X0508 4 2024-05-06 0 0001321732 Penumbra Inc PEN 0001651318 Bose Arani ONE PENUMBRA PLACE ALAMEDA CA 94502 1 0 0 0 0 Common Stock 2024-05-06 4 G 0 69932 0 D 0 I By GRAT Common Stock 338075 D This was a bona fide gift with no payment in consideration in connection with the termination of the Arani Bose 2022 GRAT. Shares are held by the Arani Bose 2022 GRAT. A portion of these shares is subject to vesting. Any changes between direct and indirect holdings through the Arani Bose 2022 GRAT are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership. /s/ Jee Hamlyn-Harris, as attorney-in-fact for Arani Bose 2024-05-08